0001321732-24-000040.txt : 20240319
0001321732-24-000040.hdr.sgml : 20240319
20240319194708
ACCESSION NUMBER: 0001321732-24-000040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240315
FILED AS OF DATE: 20240319
DATE AS OF CHANGE: 20240319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Roberts Johanna
CENTRAL INDEX KEY: 0001751980
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37557
FILM NUMBER: 24765826
MAIL ADDRESS:
STREET 1: PENUMBRA, INC.
STREET 2: ONE PENUMBRA PLACE
CITY: ALAMEDA
STATE: CA
ZIP: 94502
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Penumbra Inc
CENTRAL INDEX KEY: 0001321732
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PENUMBRA PLACE
CITY: ALAMEDA
STATE: CA
ZIP: 94502
BUSINESS PHONE: (510) 995-2486
MAIL ADDRESS:
STREET 1: ONE PENUMBRA PLACE
CITY: ALAMEDA
STATE: CA
ZIP: 94502
4
1
wk-form4_1710892019.xml
FORM 4
X0508
4
2024-03-15
0
0001321732
Penumbra Inc
PEN
0001751980
Roberts Johanna
ONE PENUMBRA PLACE
ALAMEDA
CA
94502
0
1
0
0
EVP, Gen. Counsel & Secretary
0
Common Stock
2024-03-15
4
A
0
2070
0
A
65067
D
Common Stock
2024-03-15
4
F
0
186
222.15
D
64881
D
On March 15, 2024, the Reporting Person was granted 2,070 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on March 15, 2024, subject to continued service by the Reporting Person on the applicable vesting date.
A portion of these shares is subject to vesting.
Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person.
/s/ Johanna Roberts
2024-03-19