0001321732-24-000008.txt : 20240221 0001321732-24-000008.hdr.sgml : 20240221 20240221193324 ACCESSION NUMBER: 0001321732-24-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240216 FILED AS OF DATE: 20240221 DATE AS OF CHANGE: 20240221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilder Thomas CENTRAL INDEX KEY: 0001491299 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37557 FILM NUMBER: 24661807 MAIL ADDRESS: STREET 1: 2 MUSICK CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Penumbra Inc CENTRAL INDEX KEY: 0001321732 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: (510) 995-2486 MAIL ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 4 1 wk-form4_1708561992.xml FORM 4 X0508 4 2024-02-16 0 0001321732 Penumbra Inc PEN 0001491299 Wilder Thomas ONE PENUMBRA PLACE ALAMEDA CA 94502 1 0 0 0 0 Common Stock 2024-02-16 4 A 0 665 0 A 665 D Common Stock 4561 I By Trust Restricted stock units vest as to 1/4 on each of March 31, 2024, June 30, 2024, September 30, 2024, and December 31, 2024, subject to Mr. Wilder's continued service as director through such dates. A portion of these shares is subject to vesting. Any changes between direct and indirect holdings through the Thomas and Catharine Wilder Family Trust dated March 31, 2006 are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership. Shares are held by the Thomas and Catharine Wilder Family Trust dated March 31, 2006. /s/ Johanna Roberts, as attorney-in-fact for Thomas C. Wilder 2024-02-21