0001321732-23-000147.txt : 20231229 0001321732-23-000147.hdr.sgml : 20231229 20231229193114 ACCESSION NUMBER: 0001321732-23-000147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231227 FILED AS OF DATE: 20231229 DATE AS OF CHANGE: 20231229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roberts Johanna CENTRAL INDEX KEY: 0001751980 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37557 FILM NUMBER: 231529124 MAIL ADDRESS: STREET 1: PENUMBRA, INC. STREET 2: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Penumbra Inc CENTRAL INDEX KEY: 0001321732 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: (510) 995-2486 MAIL ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 4 1 wk-form4_1703896264.xml FORM 4 X0508 4 2023-12-27 0 0001321732 Penumbra Inc PEN 0001751980 Roberts Johanna ONE PENUMBRA PLACE ALAMEDA CA 94502 0 1 0 0 EVP, Gen. Counsel & Secretary 0 Common Stock 2023-12-27 4 M 0 2450 22.04 A 63597 D Stock Option (right to buy) 22.04 2023-12-27 4 M 0 2450 0 D 2025-08-11 Common Stock 2450 5148 D A portion of these shares is subject to vesting. All shares are vested and exercisable. /s/ Johanna Roberts 2023-12-29