0001321732-23-000143.txt : 20231219 0001321732-23-000143.hdr.sgml : 20231219 20231219202914 ACCESSION NUMBER: 0001321732-23-000143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231215 FILED AS OF DATE: 20231219 DATE AS OF CHANGE: 20231219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shiu Lambert CENTRAL INDEX KEY: 0001796068 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37557 FILM NUMBER: 231499109 MAIL ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Penumbra Inc CENTRAL INDEX KEY: 0001321732 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: (510) 995-2486 MAIL ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 4 1 wk-form4_1703035743.xml FORM 4 X0508 4 2023-12-15 0 0001321732 Penumbra Inc PEN 0001796068 Shiu Lambert ONE PENUMBRA PLACE ALAMEDA CA 94502 0 1 0 0 Chief Accounting Officer 0 Common Stock 2023-12-15 4 F 0 227 245.48 D 18869 D Common Stock 300 I By Spouse's IRA Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. A portion of these shares is subject to vesting. Includes 11 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on November 19, 2023. Shares are held by the Reporting Person's spouse in an IRA. /s/ Johanna Roberts, as attorney-in-fact for Lambert Shiu 2023-12-19