0001321732-23-000141.txt : 20231219 0001321732-23-000141.hdr.sgml : 20231219 20231219201036 ACCESSION NUMBER: 0001321732-23-000141 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231215 FILED AS OF DATE: 20231219 DATE AS OF CHANGE: 20231219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yuen Maggie CENTRAL INDEX KEY: 0001796057 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37557 FILM NUMBER: 231499092 MAIL ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Penumbra Inc CENTRAL INDEX KEY: 0001321732 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: (510) 995-2486 MAIL ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 4 1 wk-form4_1703034626.xml FORM 4 X0508 4 2023-12-15 0 0001321732 Penumbra Inc PEN 0001796057 Yuen Maggie ONE PENUMBRA PLACE ALAMEDA CA 94502 0 1 0 0 Chief Financial Officer 0 Common Stock 2023-12-15 4 F 0 385 245.48 D 11854 D Common Stock 2023-12-16 4 F 0 602 245.48 D 11252 D Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. A portion of these shares is subject to vesting. Includes 18 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on November 19, 2023. /s/ Johanna Roberts, as attorney-in-fact for Maggie Yuen 2023-12-19