0001321732-23-000131.txt : 20231116 0001321732-23-000131.hdr.sgml : 20231116 20231116193343 ACCESSION NUMBER: 0001321732-23-000131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231115 FILED AS OF DATE: 20231116 DATE AS OF CHANGE: 20231116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shiu Lambert CENTRAL INDEX KEY: 0001796068 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37557 FILM NUMBER: 231416075 MAIL ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Penumbra Inc CENTRAL INDEX KEY: 0001321732 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: (510) 995-2486 MAIL ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 4 1 wk-form4_1700181214.xml FORM 4 X0508 4 2023-11-15 0 0001321732 Penumbra Inc PEN 0001796068 Shiu Lambert ONE PENUMBRA PLACE ALAMEDA CA 94502 0 1 0 0 Chief Accounting Officer 0 Common Stock 2023-11-15 4 F 0 381 227.88 D 19085 D Common Stock 300 I By Spouse's IRA Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. A portion of these shares is subject to vesting. Shares are held by the Reporting Person's spouse in an IRA. /s/ Johanna Roberts, as attorney-in-fact for Lambert Shiu 2023-11-16