0001321732-23-000120.txt : 20231011
0001321732-23-000120.hdr.sgml : 20231011
20231011193124
ACCESSION NUMBER: 0001321732-23-000120
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231009
FILED AS OF DATE: 20231011
DATE AS OF CHANGE: 20231011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shiu Lambert
CENTRAL INDEX KEY: 0001796068
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37557
FILM NUMBER: 231321545
MAIL ADDRESS:
STREET 1: ONE PENUMBRA PLACE
CITY: ALAMEDA
STATE: CA
ZIP: 94502
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Penumbra Inc
CENTRAL INDEX KEY: 0001321732
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PENUMBRA PLACE
CITY: ALAMEDA
STATE: CA
ZIP: 94502
BUSINESS PHONE: (510) 995-2486
MAIL ADDRESS:
STREET 1: ONE PENUMBRA PLACE
CITY: ALAMEDA
STATE: CA
ZIP: 94502
4
1
wk-form4_1697067075.xml
FORM 4
X0508
4
2023-10-09
0
0001321732
Penumbra Inc
PEN
0001796068
Shiu Lambert
ONE PENUMBRA PLACE
ALAMEDA
CA
94502
0
1
0
0
Chief Accounting Officer
0
Common Stock
2023-10-09
4
M
0
2750
12.36
A
19466
D
Common Stock
300
I
By Spouse's IRA
Stock Option (right to buy)
12.36
2023-10-09
4
M
0
2750
0
D
2025-03-22
Common Stock
2750
5250
D
A portion of these shares is subject to vesting.
Includes 240 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 19, 2023.
Shares are held by the Reporting Person's spouse in an IRA.
All shares are vested and exercisable.
/s/ Johanna Roberts, as attorney-in-fact for Lambert Shiu
2023-10-11