0001321732-23-000112.txt : 20230913
0001321732-23-000112.hdr.sgml : 20230913
20230913194816
ACCESSION NUMBER: 0001321732-23-000112
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230911
FILED AS OF DATE: 20230913
DATE AS OF CHANGE: 20230913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Elsesser Adam
CENTRAL INDEX KEY: 0001651323
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37557
FILM NUMBER: 231253799
MAIL ADDRESS:
STREET 1: 1351 HARBOR BAY PARKWAY
CITY: ALAMEDA
STATE: CA
ZIP: 94502
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Penumbra Inc
CENTRAL INDEX KEY: 0001321732
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PENUMBRA PLACE
CITY: ALAMEDA
STATE: CA
ZIP: 94502
BUSINESS PHONE: (510) 995-2486
MAIL ADDRESS:
STREET 1: ONE PENUMBRA PLACE
CITY: ALAMEDA
STATE: CA
ZIP: 94502
4
1
wk-form4_1694648887.xml
FORM 4
X0508
4
2023-09-11
0
0001321732
Penumbra Inc
PEN
0001651323
Elsesser Adam
ONE PENUMBRA PLACE
ALAMEDA
CA
94502
1
1
0
0
CEO and President
0
Common Stock
2023-09-11
4
M
0
9666
7.75
A
9666
D
Common Stock
2023-09-11
4
S
0
800
294.47
D
8866
D
Common Stock
2023-09-11
4
S
0
800
295.56
D
8066
D
Common Stock
2023-09-11
4
S
0
961
296.54
D
7105
D
Common Stock
2023-09-11
4
S
0
735
297.30
D
6370
D
Common Stock
2023-09-11
4
S
0
581
298.45
D
5789
D
Common Stock
2023-09-11
4
S
0
2023
299.48
D
3766
D
Common Stock
2023-09-11
4
S
0
2207
300.45
D
1559
D
Common Stock
2023-09-11
4
S
0
1453
301.42
D
106
D
Common Stock
2023-09-11
4
S
0
106
301.91
D
0
D
Common Stock
957582
I
By Trust
Stock Option (right to buy)
7.75
2023-09-11
4
M
0
9666
0
D
2024-03-20
Common Stock
9666
9670
D
The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
This transaction was executed in multiple trades at prices ranging from $293.89 to $294.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $295.12 to $295.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $295.96 to $296.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $296.91 to $297.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $298.12 to $298.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $299.00 to $299.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $299.91 to $300.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $301.03 to $301.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Shares are held by the Siegel/Elsesser Revocable Trust.
All shares are vested and exercisable.
/s/ Emma J. Purdy, as attorney-in-fact for Adam Elsesser
2023-09-13