0001321732-23-000080.txt : 20230706 0001321732-23-000080.hdr.sgml : 20230706 20230706202352 ACCESSION NUMBER: 0001321732-23-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230703 FILED AS OF DATE: 20230706 DATE AS OF CHANGE: 20230706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sarna Surbhi CENTRAL INDEX KEY: 0001781561 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37557 FILM NUMBER: 231074982 MAIL ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Penumbra Inc CENTRAL INDEX KEY: 0001321732 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: (510) 995-2486 MAIL ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 4 1 wk-form4_1688689423.xml FORM 4 X0407 4 2023-07-03 0 0001321732 Penumbra Inc PEN 0001781561 Sarna Surbhi ONE PENUMBRA PLACE ALAMEDA CA 94502 1 0 0 0 1 Common Stock 2023-07-03 4 S 0 27 341.45 D 2550 D The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. A portion of these shares is subject to vesting. /s/ Jee Hamlyn-Harris, as attorney-in-fact for Surbhi Sarna 2023-07-06