0001321732-22-000118.txt : 20221219
0001321732-22-000118.hdr.sgml : 20221219
20221219195220
ACCESSION NUMBER: 0001321732-22-000118
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221215
FILED AS OF DATE: 20221219
DATE AS OF CHANGE: 20221219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yuen Maggie
CENTRAL INDEX KEY: 0001796057
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37557
FILM NUMBER: 221472569
MAIL ADDRESS:
STREET 1: ONE PENUMBRA PLACE
CITY: ALAMEDA
STATE: CA
ZIP: 94502
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Penumbra Inc
CENTRAL INDEX KEY: 0001321732
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PENUMBRA PLACE
CITY: ALAMEDA
STATE: CA
ZIP: 94502
BUSINESS PHONE: (510) 995-2486
MAIL ADDRESS:
STREET 1: ONE PENUMBRA PLACE
CITY: ALAMEDA
STATE: CA
ZIP: 94502
4
1
wf-form4_167149752588394.xml
FORM 4
X0306
4
2022-12-15
0
0001321732
Penumbra Inc
PEN
0001796057
Yuen Maggie
ONE PENUMBRA PLACE
ALAMEDA
CA
94502
0
1
0
0
Chief Financial Officer
Common Stock
2022-12-15
4
A
0
4450
0
A
13189
D
Common Stock
2022-12-16
4
F
0
601
223.06
D
12588
D
On December 15, 2022, the Reporting Person was granted 4,450 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on December 15, 2023, subject to continued service by the Reporting Person on the applicable vesting date.
A portion of these shares is subject to vesting.
Includes 1 share purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on November 19, 2022.
Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person.
/s/ Johanna Roberts, as attorney-in-fact for Maggie Yuen
2022-12-19