0001321732-22-000118.txt : 20221219 0001321732-22-000118.hdr.sgml : 20221219 20221219195220 ACCESSION NUMBER: 0001321732-22-000118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221215 FILED AS OF DATE: 20221219 DATE AS OF CHANGE: 20221219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yuen Maggie CENTRAL INDEX KEY: 0001796057 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37557 FILM NUMBER: 221472569 MAIL ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Penumbra Inc CENTRAL INDEX KEY: 0001321732 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: (510) 995-2486 MAIL ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 4 1 wf-form4_167149752588394.xml FORM 4 X0306 4 2022-12-15 0 0001321732 Penumbra Inc PEN 0001796057 Yuen Maggie ONE PENUMBRA PLACE ALAMEDA CA 94502 0 1 0 0 Chief Financial Officer Common Stock 2022-12-15 4 A 0 4450 0 A 13189 D Common Stock 2022-12-16 4 F 0 601 223.06 D 12588 D On December 15, 2022, the Reporting Person was granted 4,450 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on December 15, 2023, subject to continued service by the Reporting Person on the applicable vesting date. A portion of these shares is subject to vesting. Includes 1 share purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on November 19, 2022. Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person. /s/ Johanna Roberts, as attorney-in-fact for Maggie Yuen 2022-12-19