0001321732-22-000108.txt : 20221116 0001321732-22-000108.hdr.sgml : 20221116 20221116201851 ACCESSION NUMBER: 0001321732-22-000108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221115 FILED AS OF DATE: 20221116 DATE AS OF CHANGE: 20221116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yuen Maggie CENTRAL INDEX KEY: 0001796057 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37557 FILM NUMBER: 221396624 MAIL ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Penumbra Inc CENTRAL INDEX KEY: 0001321732 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: (510) 995-2486 MAIL ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 4 1 wf-form4_166864791650156.xml FORM 4 X0306 4 2022-11-15 0 0001321732 Penumbra Inc PEN 0001796057 Yuen Maggie ONE PENUMBRA PLACE ALAMEDA CA 94502 0 1 0 0 Chief Financial Officer Common Stock 2022-11-15 4 F 0 325 195.99 D 8738 D Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. A portion of these shares is subject to vesting. Includes 124 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 19, 2022. /s/ Johanna Roberts, as attorney-in-fact for Maggie Yuen 2022-11-16