0001321732-22-000012.txt : 20220113
0001321732-22-000012.hdr.sgml : 20220113
20220113193636
ACCESSION NUMBER: 0001321732-22-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220111
FILED AS OF DATE: 20220113
DATE AS OF CHANGE: 20220113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Elsesser Adam
CENTRAL INDEX KEY: 0001651323
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37557
FILM NUMBER: 22530176
MAIL ADDRESS:
STREET 1: 1351 HARBOR BAY PARKWAY
CITY: ALAMEDA
STATE: CA
ZIP: 94502
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Penumbra Inc
CENTRAL INDEX KEY: 0001321732
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PENUMBRA PLACE
CITY: ALAMEDA
STATE: CA
ZIP: 94502
BUSINESS PHONE: (510) 995-2486
MAIL ADDRESS:
STREET 1: ONE PENUMBRA PLACE
CITY: ALAMEDA
STATE: CA
ZIP: 94502
4
1
wf-form4_164212058152971.xml
FORM 4
X0306
4
2022-01-11
0
0001321732
Penumbra Inc
PEN
0001651323
Elsesser Adam
ONE PENUMBRA PLACE
ALAMEDA
CA
94502
1
1
0
0
CEO and President
Common Stock
2022-01-11
4
M
0
14500
7.75
A
14500
D
Common Stock
2022-01-11
4
S
0
500
245.15
D
14000
D
Common Stock
2022-01-11
4
S
0
500
245.78
D
13500
D
Common Stock
2022-01-11
4
S
0
1500
247.19
D
12000
D
Common Stock
2022-01-11
4
S
0
700
247.87
D
11300
D
Common Stock
2022-01-11
4
S
0
600
249.06
D
10700
D
Common Stock
2022-01-11
4
S
0
100
249.78
D
10600
D
Common Stock
2022-01-11
4
S
0
1327
251.24
D
9273
D
Common Stock
2022-01-11
4
S
0
1253
252.07
D
8020
D
Common Stock
2022-01-11
4
S
0
800
253.01
D
7220
D
Common Stock
2022-01-11
4
S
0
100
254.06
D
7120
D
Common Stock
2022-01-11
4
S
0
500
254.95
D
6620
D
Common Stock
2022-01-11
4
S
0
500
256.17
D
6120
D
Common Stock
2022-01-11
4
S
0
3108
257.04
D
3012
D
Common Stock
2022-01-11
4
S
0
2209
258.10
D
803
D
Common Stock
2022-01-11
4
S
0
803
258.63
D
0
D
Common Stock
957582
I
By Trust
Stock Option (right to buy)
7.75
2022-01-11
4
M
0
14500
0
D
2024-03-20
Common Stock
14500.0
58000
D
The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
This transaction was executed in multiple trades at prices ranging from $244.59 to $245.55.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $245.64 to $245.97. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $246.63 to $247.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $247.62 to $248.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $248.65 to $249.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $250.67 to $251.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $251.60 to $252.47.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $252.66 to $253.53.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $254.84 to $255.14.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $255.91 to $256.55.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $256.64 to $257.42.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $257.61 to $258.58.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $258.59 to $258.71.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Shares are held by the Siegel/Elsesser Revocable Trust.
All shares are vested and exercisable.
/s/ Johanna Roberts, as attorney-in-fact for Adam Elsesser
2022-01-13