0001321732-21-000126.txt : 20211220 0001321732-21-000126.hdr.sgml : 20211220 20211220204010 ACCESSION NUMBER: 0001321732-21-000126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211216 FILED AS OF DATE: 20211220 DATE AS OF CHANGE: 20211220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yuen Maggie CENTRAL INDEX KEY: 0001796057 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37557 FILM NUMBER: 211506636 MAIL ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Penumbra Inc CENTRAL INDEX KEY: 0001321732 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: (510) 995-2486 MAIL ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 4 1 wf-form4_164005079598961.xml FORM 4 X0306 4 2021-12-16 0 0001321732 Penumbra Inc PEN 0001796057 Yuen Maggie ONE PENUMBRA PLACE ALAMEDA CA 94502 0 1 0 0 Chief Financial Officer Common Stock 2021-12-16 4 F 0 916 247.10 D 8939 D Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. A portion of these shares is subject to vesting. Includes 70 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on November 19, 2021. /s/ Johanna Roberts, as attorney-in-fact for Maggie Yuen 2021-12-20