0001321655-24-000166.txt : 20240912 0001321655-24-000166.hdr.sgml : 20240912 20240912200913 ACCESSION NUMBER: 0001321655-24-000166 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240910 FILED AS OF DATE: 20240912 DATE AS OF CHANGE: 20240912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Taylor Ryan D. CENTRAL INDEX KEY: 0001823923 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39540 FILM NUMBER: 241296183 MAIL ADDRESS: STREET 1: C/O PALANTIR TECHNOLOGIES INC. STREET 2: 1200 17TH STREET, FLOOR 15 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Palantir Technologies Inc. CENTRAL INDEX KEY: 0001321655 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 680551851 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1200 17TH STREET STREET 2: FLOOR 15 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 720-358-3679 MAIL ADDRESS: STREET 1: 1200 17TH STREET STREET 2: FLOOR 15 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Palantir Technologies Inc DATE OF NAME CHANGE: 20050324 4 1 wk-form4_1726186146.xml FORM 4 X0508 4 2024-09-10 0 0001321655 Palantir Technologies Inc. PLTR 0001823923 Taylor Ryan D. C/O PALANTIR TECHNOLOGIES INC. 1200 17TH STREET, FLOOR 15 DENVER CO 80202 0 1 0 0 See Remarks 1 Class A Common Stock 2024-09-10 4 M 0 4461 4.72 A 335830 D Class A Common Stock 2024-09-10 4 S 0 4461 35.0114 D 331369 D Class A Common Stock 2024-09-12 4 M 0 155539 4.72 A 486908 D Class A Common Stock 2024-09-12 4 S 0 155539 35.0175 D 331369 D Employee Stock Option (Right to buy) 4.72 2024-09-10 4 M 0 4461 0 D 2030-06-03 Class A Common Stock 4461 941043 D Employee Stock Option (Right to buy) 4.72 2024-09-12 4 M 0 155539 0 D 2030-06-03 Class A Common Stock 155539 785504 D This transaction is part of a related series of transactions undertaken on September 10, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on March 12, 2024. The Reporting Person exercised 4,461 vested Class A Common Stock options and immediately sold the shares of Class A Common Stock in the open market. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $35.00 to $35.12. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. This transaction is part of a related series of transactions undertaken on September 12, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on March 12, 2024. The Reporting Person exercised 155,539 vested Class A Common Stock options and immediately sold the shares of Class A Common Stock in the open market. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $35.00 to $35.08. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. The options exercised in this transaction were fully vested and exercisable as of the transaction date. Officer title: Chief Revenue Officer and Chief Legal Officer. This Form 4 has been compiled based on applicable requirements to reflect the specific transactions described herein and is not intended to disclose or describe all shares and/or other equity securities owned or beneficially held by the Reporting Person. For additional details regarding the Reporting Person's overall stock and equity holdings, please see the Issuer's Proxy Statement filed with the Securities and Exchange Commission on April 26, 2024, including under the heading "Security Ownership Of Certain Beneficial Owners And Management" (subject to the definitions, explanations, and time periods described therein). /s/ Justin V. Laubach, under power of attorney 2024-09-12