0001209191-20-053908.txt : 20201005 0001209191-20-053908.hdr.sgml : 20201005 20201005201250 ACCESSION NUMBER: 0001209191-20-053908 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201002 FILED AS OF DATE: 20201005 DATE AS OF CHANGE: 20201005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohen Stephen Andrew CENTRAL INDEX KEY: 0001823920 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39540 FILM NUMBER: 201225197 MAIL ADDRESS: STREET 1: C/O PALANTIR TECHNOLOGIES INC. STREET 2: 1255 BLAKE STREET, SUITE 250 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Palantir Technologies Inc. CENTRAL INDEX KEY: 0001321655 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 680551851 BUSINESS ADDRESS: STREET 1: 1555 BLAKE STREET STREET 2: SUITE 250 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 720-358-3679 MAIL ADDRESS: STREET 1: 1555 BLAKE STREET STREET 2: SUITE 250 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Palantir Technologies Inc DATE OF NAME CHANGE: 20050324 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-02 0 0001321655 Palantir Technologies Inc. PLTR 0001823920 Cohen Stephen Andrew C/O PALANTIR TECHNOLOGIES INC. 1555 BLAKE STREET, SUITE 250 DENVER CO 80202 1 1 0 0 President and Secretary Class A Common Stock 2020-10-02 4 C 0 2000000 0.00 A 4402647 D Class A Common Stock 2020-10-02 4 S 0 2000000 9.0861 D 2402647 D Employee Stock Option (Right to buy) 1.10 2020-10-02 4 M 0 2000000 0.00 D 2021-07-27 Class B Common Stock 2000000 840000 D Class B Common Stock 2020-10-02 4 M 0 2000000 0.00 A Class A Common Stock 2000000 14034023 D Class B Common Stock 2020-10-02 4 C 0 2000000 0.00 D Class A Common Stock 2000000 12034023 D Represents the conversion of Class B Common Stock into Class A Common Stock. This transaction was executed in multiple trades at prices ranging from $8.94 to $9.28. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. All of the shares subject to the option are fully vested and exercisable as of the date hereof. The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. /s/ Justin V. Laubach, under power of attorney 2020-10-05