0001209191-20-053426.txt : 20201002 0001209191-20-053426.hdr.sgml : 20201002 20201002214900 ACCESSION NUMBER: 0001209191-20-053426 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201002 DATE AS OF CHANGE: 20201002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Taylor Ryan D. CENTRAL INDEX KEY: 0001823923 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39540 FILM NUMBER: 201222157 MAIL ADDRESS: STREET 1: C/O PALANTIR TECHNOLOGIES INC. STREET 2: 1255 BLAKE STREET, SUITE 250 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Palantir Technologies Inc. CENTRAL INDEX KEY: 0001321655 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 680551851 BUSINESS ADDRESS: STREET 1: 1555 BLAKE STREET STREET 2: SUITE 250 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 720-358-3679 MAIL ADDRESS: STREET 1: 1555 BLAKE STREET STREET 2: SUITE 250 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Palantir Technologies Inc DATE OF NAME CHANGE: 20050324 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-30 0 0001321655 Palantir Technologies Inc. PLTR 0001823923 Taylor Ryan D. C/O PALANTIR TECHNOLOGIES INC. 1555 BLAKE STREET, SUITE 250 DENVER CO 80202 0 1 0 0 See Remarks Class A Common Stock 2020-09-30 4 A 0 2611664 0.00 A 2611664 D Class A Common Stock 2020-09-30 4 S 0 433979 9.7566 D 2177685 D Class A Common Stock 2020-09-30 4 S 0 211628 10.6535 D 1966057 D Class A Common Stock 2020-09-30 4 S 0 37893 11.2158 D 1928164 D Class A Common Stock 2020-09-30 4 C 0 14500 0.00 A 1942644 D Class A Common Stock 2020-09-30 4 S 0 10000 9.6003 D 1932644 D Class A Common Stock 2020-09-30 4 S 0 4500 10.70 D 1928164 D Class A Common Stock 2020-10-01 4 C 0 43588 0.00 A 1971752 D Class A Common Stock 2020-10-01 4 S 0 73588 9.9152 D 1898164 D Employee Stock Option (Right to buy) 3.25 2020-09-30 4 M 0 14500 0.00 D 2023-10-16 Class B Common Stock 14500 335500 D Class B Common Stock 2020-09-30 4 M 0 14500 0.00 A Class A Common Stock 14500 14500 D Class B Common Stock 2020-09-30 4 C 0 14500 0.00 D Class A Common Stock 14500 0 D Employee Stock Option (Right to buy) 3.25 2020-10-01 4 M 0 43588 0.00 D 2023-10-16 Class B Common Stock 43588 291912 D Class B Common Stock 2020-10-01 4 M 0 43588 0.00 A Class A Common Stock 43588 43588 D Class B Common Stock 2020-10-01 4 C 0 43588 0.00 D Class A Common Stock 43588 0 D These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable time-based vesting schedule and conditions of each RSU and the Reporting Person continuing as a service provider through each applicable vesting date. The performance condition of these previously granted RSUs was satisfied upon the listing and public trading of the Issuer's Class A Common Stock. A portion of these shares was sold to cover tax withholding obligations in connection with the vesting of RSUs. This transaction was executed in multiple trades at prices ranging from $9.12 to $10.115. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. This transaction was executed in multiple trades at prices ranging from $10.12 to $11.11. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. This transaction was executed in multiple trades at prices ranging from $11.12 to $11.41. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Represents the conversion of Class B Common Stock to Class A Common Stock. This transaction was executed in multiple trades at prices ranging from $9.60 to $9.61. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. This transaction was executed in multiple trades at prices ranging from $9.52 to $10.07. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. All of the shares subject to the option are fully vested and exercisable as of the date hereof. The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Officer title: Chief Legal and Business Affairs Officer /s/ Justin V. Laubach, under power of attorney 2020-10-02