0001209191-20-053426.txt : 20201002
0001209191-20-053426.hdr.sgml : 20201002
20201002214900
ACCESSION NUMBER: 0001209191-20-053426
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201002
DATE AS OF CHANGE: 20201002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Taylor Ryan D.
CENTRAL INDEX KEY: 0001823923
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39540
FILM NUMBER: 201222157
MAIL ADDRESS:
STREET 1: C/O PALANTIR TECHNOLOGIES INC.
STREET 2: 1255 BLAKE STREET, SUITE 250
CITY: DENVER
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Palantir Technologies Inc.
CENTRAL INDEX KEY: 0001321655
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 680551851
BUSINESS ADDRESS:
STREET 1: 1555 BLAKE STREET
STREET 2: SUITE 250
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 720-358-3679
MAIL ADDRESS:
STREET 1: 1555 BLAKE STREET
STREET 2: SUITE 250
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Palantir Technologies Inc
DATE OF NAME CHANGE: 20050324
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-09-30
0
0001321655
Palantir Technologies Inc.
PLTR
0001823923
Taylor Ryan D.
C/O PALANTIR TECHNOLOGIES INC.
1555 BLAKE STREET, SUITE 250
DENVER
CO
80202
0
1
0
0
See Remarks
Class A Common Stock
2020-09-30
4
A
0
2611664
0.00
A
2611664
D
Class A Common Stock
2020-09-30
4
S
0
433979
9.7566
D
2177685
D
Class A Common Stock
2020-09-30
4
S
0
211628
10.6535
D
1966057
D
Class A Common Stock
2020-09-30
4
S
0
37893
11.2158
D
1928164
D
Class A Common Stock
2020-09-30
4
C
0
14500
0.00
A
1942644
D
Class A Common Stock
2020-09-30
4
S
0
10000
9.6003
D
1932644
D
Class A Common Stock
2020-09-30
4
S
0
4500
10.70
D
1928164
D
Class A Common Stock
2020-10-01
4
C
0
43588
0.00
A
1971752
D
Class A Common Stock
2020-10-01
4
S
0
73588
9.9152
D
1898164
D
Employee Stock Option (Right to buy)
3.25
2020-09-30
4
M
0
14500
0.00
D
2023-10-16
Class B Common Stock
14500
335500
D
Class B Common Stock
2020-09-30
4
M
0
14500
0.00
A
Class A Common Stock
14500
14500
D
Class B Common Stock
2020-09-30
4
C
0
14500
0.00
D
Class A Common Stock
14500
0
D
Employee Stock Option (Right to buy)
3.25
2020-10-01
4
M
0
43588
0.00
D
2023-10-16
Class B Common Stock
43588
291912
D
Class B Common Stock
2020-10-01
4
M
0
43588
0.00
A
Class A Common Stock
43588
43588
D
Class B Common Stock
2020-10-01
4
C
0
43588
0.00
D
Class A Common Stock
43588
0
D
These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable time-based vesting schedule and conditions of each RSU and the Reporting Person continuing as a service provider through each applicable vesting date. The performance condition of these previously granted RSUs was satisfied upon the listing and public trading of the Issuer's Class A Common Stock.
A portion of these shares was sold to cover tax withholding obligations in connection with the vesting of RSUs.
This transaction was executed in multiple trades at prices ranging from $9.12 to $10.115. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
This transaction was executed in multiple trades at prices ranging from $10.12 to $11.11. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
This transaction was executed in multiple trades at prices ranging from $11.12 to $11.41. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Represents the conversion of Class B Common Stock to Class A Common Stock.
This transaction was executed in multiple trades at prices ranging from $9.60 to $9.61. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
This transaction was executed in multiple trades at prices ranging from $9.52 to $10.07. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
All of the shares subject to the option are fully vested and exercisable as of the date hereof.
The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.
Officer title: Chief Legal and Business Affairs Officer
/s/ Justin V. Laubach, under power of attorney
2020-10-02