0001321646-20-000048.txt : 20200304 0001321646-20-000048.hdr.sgml : 20200304 20200304180327 ACCESSION NUMBER: 0001321646-20-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200302 FILED AS OF DATE: 20200304 DATE AS OF CHANGE: 20200304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pesgens Suzanna CENTRAL INDEX KEY: 0001666117 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34581 FILM NUMBER: 20688697 MAIL ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD.,SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kraton Corp CENTRAL INDEX KEY: 0001321646 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 200411521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 BUSINESS PHONE: 800 457-2866 MAIL ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 FORMER COMPANY: FORMER CONFORMED NAME: Kraton Performance Polymers, Inc. DATE OF NAME CHANGE: 20091218 FORMER COMPANY: FORMER CONFORMED NAME: Polymer Holdings LLC DATE OF NAME CHANGE: 20050324 4 1 wf-form4_158336299013053.xml FORM 4 X0306 4 2020-03-02 0 0001321646 Kraton Corp KRA 0001666117 Pesgens Suzanna C/O KRATON CORPORATION 15710 JOHN F. KENNEDY BLVD., SUITE 300 HOUSTON TX 77032 0 1 0 0 VP, Chief Procurement Officer Common Stock 2020-03-02 4 A 0 6854 0 A 9826 D Common Stock 2020-03-02 4 M 0 1493 0 A 11319 D Common Stock 2020-03-02 4 F 0 773 10.2125 D 10546 D Restricted Stock Units 2020-03-02 4 M 0 1493 0 D Common Stock 1493.0 2089 D The award shall vest in three equal annual installments beginning on March 2, 2021, subject to the Reporting Person being continuously employed by the Company through each applicable vesting date. Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 1,493 restricted stock units granted to the Reporting Person on March 2, 2017. Each RSU represents a contingent right to receive one share of the Issuer's common stock. All of the 1,493 RSUs granted on March 2, 2017 vested on March 2, 2020. The vested shares were delivered to the Reporting Person upon vest. /s/ James L. Simmons as Attorney-in-Fact for Suzanne Pesgens 2020-03-04