0001321646-18-000002.txt : 20180103 0001321646-18-000002.hdr.sgml : 20180103 20180103160431 ACCESSION NUMBER: 0001321646-18-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180102 FILED AS OF DATE: 20180103 DATE AS OF CHANGE: 20180103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fogarty Kevin Michael CENTRAL INDEX KEY: 0001478560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34581 FILM NUMBER: 18505195 MAIL ADDRESS: STREET 1: 30 GRAND GARDEN COURT CITY: THE WOODLANDS STATE: TX ZIP: 77381 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kraton Corp CENTRAL INDEX KEY: 0001321646 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 200411521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 BUSINESS PHONE: 800 457-2866 MAIL ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 FORMER COMPANY: FORMER CONFORMED NAME: Kraton Performance Polymers, Inc. DATE OF NAME CHANGE: 20091218 FORMER COMPANY: FORMER CONFORMED NAME: Polymer Holdings LLC DATE OF NAME CHANGE: 20050324 4 1 wf-form4_151501345811473.xml FORM 4 X0306 4 2018-01-02 0 0001321646 Kraton Corp KRA 0001478560 Fogarty Kevin Michael C/O KRATON CORPORATION 15710 JOHN F. KENNEDY BLVD, SUITE 300 HOUSTON TX 77032 1 1 0 0 President and CEO Common Stock 2018-01-02 4 M 0 87768 14.46 A 284457 D Common Stock 2018-01-02 4 S 0 87768 50 D 196689 D Employee Options (Right to Buy) 14.46 2018-01-02 4 M 0 87768 0 D 2020-01-03 Common Stock 87768.0 88809 D All transactions reflected in this Form 4 were transacted under a 10b5-1 Trading Plan that was adopted on November 16, 2017. The options became exercisable in equal installments on each of the first five anniversaries of January 3, 2010. /s/ James L. Simmons As Attorney-in-Fact for Kevin Fogarty 2018-01-03