0001321646-17-000147.txt : 20171102 0001321646-17-000147.hdr.sgml : 20171102 20171102160458 ACCESSION NUMBER: 0001321646-17-000147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171101 FILED AS OF DATE: 20171102 DATE AS OF CHANGE: 20171102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fogarty Kevin Michael CENTRAL INDEX KEY: 0001478560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34581 FILM NUMBER: 171172215 MAIL ADDRESS: STREET 1: 30 GRAND GARDEN COURT CITY: THE WOODLANDS STATE: TX ZIP: 77381 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kraton Corp CENTRAL INDEX KEY: 0001321646 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 200411521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 BUSINESS PHONE: 800 457-2866 MAIL ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 FORMER COMPANY: FORMER CONFORMED NAME: Kraton Performance Polymers, Inc. DATE OF NAME CHANGE: 20091218 FORMER COMPANY: FORMER CONFORMED NAME: Polymer Holdings LLC DATE OF NAME CHANGE: 20050324 4 1 wf-form4_150965303016510.xml FORM 4 X0306 4 2017-11-01 0 0001321646 Kraton Corp KRA 0001478560 Fogarty Kevin Michael C/O KRATON CORPORATION 15710 JOHN F. KENNEDY BLVD, SUITE 300 HOUSTON TX 77032 1 1 0 0 President and CEO Common Stock 2017-11-01 4 M 0 81430 13.512 A 278119 D Common Stock 2017-11-01 4 S 0 81430 49.09 D 196689 D Employee Options (Right to Buy) 13.512 2017-11-01 4 M 0 81430 0 D 2018-06-19 Common Stock 81430.0 0 D The price in column 4 is a weighted average. The prices actually received ranged from $48.80 to $49.36. For all transactions reported in this Form 4 utilizing a weighted averaged price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. The options became exerciseable in equal installments on each of the first three anniversaries of June 19, 2008. /s/ James L. Simmons As Attorney-in-Fact for Kevin Fogarty 2017-11-02