0000899243-21-012215.txt : 20210317 0000899243-21-012215.hdr.sgml : 20210317 20210317173228 ACCESSION NUMBER: 0000899243-21-012215 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210315 FILED AS OF DATE: 20210317 DATE AS OF CHANGE: 20210317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEUMANN CLARKE CENTRAL INDEX KEY: 0001321466 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39334 FILM NUMBER: 21751756 MAIL ADDRESS: STREET 1: 3595 JOHN HOPKINS CT CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER NAME: FORMER CONFORMED NAME: Neumann Clarke DATE OF NAME CHANGE: 20050323 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROGENITY, INC. CENTRAL INDEX KEY: 0001580063 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 273950390 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4330 LA JOLLA VILLAGE DRIVE STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: 855-293-2639 MAIL ADDRESS: STREET 1: 4330 LA JOLLA VILLAGE DRIVE STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92122 FORMER COMPANY: FORMER CONFORMED NAME: ASCENDANT MDX, INC. DATE OF NAME CHANGE: 20130625 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-15 0 0001580063 PROGENITY, INC. PROG 0001321466 NEUMANN CLARKE C/O PROGENITY, INC. 4330 LA JOLLA VILLAGE DRIVE, SUITE 200 SAN DIEGO CA 92122 0 1 0 0 See Remarks Stock Option (Right to Buy) 4.73 2021-03-15 4 A 0 89137 0.00 A 2031-03-15 Common Stock 89137 89137 D This option represents the right to purchase 89,137 shares of the Issuer's common stock, and will vest in full on March 15, 2022. Senior Vice President, General Counsel & Secretary /s/ Will Pridgen, Attorney-in-Fact for Clarke Neumann 2021-03-17