0001628280-16-017587.txt : 20160712 0001628280-16-017587.hdr.sgml : 20160712 20160712193944 ACCESSION NUMBER: 0001628280-16-017587 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160708 FILED AS OF DATE: 20160712 DATE AS OF CHANGE: 20160712 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIFELOCK, INC. CENTRAL INDEX KEY: 0001383871 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 562508977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 60 E. RIO SALADO PARKWAY STREET 2: SUITE 400 CITY: TEMPE STATE: AZ ZIP: 85281 BUSINESS PHONE: 480-682-5100 MAIL ADDRESS: STREET 1: 60 E. RIO SALADO PARKWAY STREET 2: SUITE 400 CITY: TEMPE STATE: AZ ZIP: 85281 FORMER COMPANY: FORMER CONFORMED NAME: LIFELOCK INC DATE OF NAME CHANGE: 20061215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Power Chris G CENTRAL INDEX KEY: 0001321419 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35671 FILM NUMBER: 161764774 MAIL ADDRESS: STREET 1: C/O MONSTER WORLDWIDE, INC. STREET 2: 622 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 wf-form4_146836677203533.xml FORM 4 X0306 4 2016-07-08 0 0001383871 LIFELOCK, INC. LOCK 0001321419 Power Chris G 60 EAST RIO SALADO PARKWAY SUITE 400 TEMPE AZ 85281 0 1 0 0 CHIEF FINANCIAL OFFICER COMMON STOCK 2016-07-08 4 M 0 6000 3.79 A 196385 D COMMON STOCK 2016-07-08 4 S 0 6000 16 D 190385 D COMMON STOCK 2016-07-11 4 M 0 4000 3.79 A 194385 D COMMON STOCK 2016-07-11 4 S 0 4000 16.01 D 190385 D COMMON STOCK 2016-07-11 4 M 0 7500 5.20 A 197885 D COMMON STOCK 2016-07-11 4 S 0 7500 16.01 D 190385 D EMPLOYEE STOCK OPTION (RIGHT TO BUY) 3.79 2016-07-08 4 M 0 6000 0 D 2021-02-10 COMMON STOCK 6000.0 108000 D EMPLOYEE STOCK OPTION (RIGHT TO BUY) 3.79 2016-07-11 4 M 0 4000 0 D 2021-02-10 COMMON STOCK 4000.0 104000 D EMPLOYEE STOCK OPTION (RIGHT TO BUY) 5.2 2016-07-11 4 M 0 7500 0 D 2022-03-29 COMMON STOCK 7500.0 150000 D The shares were sold pursuant to a 10b5-1 trading plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.02, inclusive. The reporting person undertakes to provide to LifeLock, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. 25% of the total number of shares underlying this option vested on January 10, 2012. The remaining shares underlying this option vested at a rate of 1/48 of the total number of shares underlying this option on the tenth of each month thereafter for a period of 36 months. 1,359 shares underlying this option vested monthly between April 29, 2012 and February 28, 2015 followed by 8,649 shares underlying this option vested monthly between March 29, 2015 and March 29, 2016. /s/ Stephen Palmer, Attorney-in-Fact 2016-07-12