0001628280-16-017587.txt : 20160712
0001628280-16-017587.hdr.sgml : 20160712
20160712193944
ACCESSION NUMBER: 0001628280-16-017587
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160708
FILED AS OF DATE: 20160712
DATE AS OF CHANGE: 20160712
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIFELOCK, INC.
CENTRAL INDEX KEY: 0001383871
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 562508977
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 60 E. RIO SALADO PARKWAY
STREET 2: SUITE 400
CITY: TEMPE
STATE: AZ
ZIP: 85281
BUSINESS PHONE: 480-682-5100
MAIL ADDRESS:
STREET 1: 60 E. RIO SALADO PARKWAY
STREET 2: SUITE 400
CITY: TEMPE
STATE: AZ
ZIP: 85281
FORMER COMPANY:
FORMER CONFORMED NAME: LIFELOCK INC
DATE OF NAME CHANGE: 20061215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Power Chris G
CENTRAL INDEX KEY: 0001321419
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35671
FILM NUMBER: 161764774
MAIL ADDRESS:
STREET 1: C/O MONSTER WORLDWIDE, INC.
STREET 2: 622 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
wf-form4_146836677203533.xml
FORM 4
X0306
4
2016-07-08
0
0001383871
LIFELOCK, INC.
LOCK
0001321419
Power Chris G
60 EAST RIO SALADO PARKWAY
SUITE 400
TEMPE
AZ
85281
0
1
0
0
CHIEF FINANCIAL OFFICER
COMMON STOCK
2016-07-08
4
M
0
6000
3.79
A
196385
D
COMMON STOCK
2016-07-08
4
S
0
6000
16
D
190385
D
COMMON STOCK
2016-07-11
4
M
0
4000
3.79
A
194385
D
COMMON STOCK
2016-07-11
4
S
0
4000
16.01
D
190385
D
COMMON STOCK
2016-07-11
4
M
0
7500
5.20
A
197885
D
COMMON STOCK
2016-07-11
4
S
0
7500
16.01
D
190385
D
EMPLOYEE STOCK OPTION (RIGHT TO BUY)
3.79
2016-07-08
4
M
0
6000
0
D
2021-02-10
COMMON STOCK
6000.0
108000
D
EMPLOYEE STOCK OPTION (RIGHT TO BUY)
3.79
2016-07-11
4
M
0
4000
0
D
2021-02-10
COMMON STOCK
4000.0
104000
D
EMPLOYEE STOCK OPTION (RIGHT TO BUY)
5.2
2016-07-11
4
M
0
7500
0
D
2022-03-29
COMMON STOCK
7500.0
150000
D
The shares were sold pursuant to a 10b5-1 trading plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.02, inclusive. The reporting person undertakes to provide to LifeLock, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
25% of the total number of shares underlying this option vested on January 10, 2012. The remaining shares underlying this option vested at a rate of 1/48 of the total number of shares underlying this option on the tenth of each month thereafter for a period of 36 months.
1,359 shares underlying this option vested monthly between April 29, 2012 and February 28, 2015 followed by 8,649 shares underlying this option vested monthly between March 29, 2015 and March 29, 2016.
/s/ Stephen Palmer, Attorney-in-Fact
2016-07-12