0001140361-15-045863.txt : 20151229
0001140361-15-045863.hdr.sgml : 20151229
20151229195408
ACCESSION NUMBER: 0001140361-15-045863
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151229
FILED AS OF DATE: 20151229
DATE AS OF CHANGE: 20151229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Diamond Foods Inc
CENTRAL INDEX KEY: 0001320947
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 941365192
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 1050 SOUTH DIAMOND STREET
CITY: STOCKTON
STATE: CA
ZIP: 95205 7087
BUSINESS PHONE: 209 467 6000
MAIL ADDRESS:
STREET 1: 1050 SOUTH DIAMOND STREET
CITY: STOCKTON
STATE: CA
ZIP: 95205 7087
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jones Isobel A
CENTRAL INDEX KEY: 0001573453
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51439
FILM NUMBER: 151312102
MAIL ADDRESS:
STREET 1: C/O DIAMOND FOODS, INC.
STREET 2: 600 MONTGOMERY STREET, 13TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER NAME:
FORMER CONFORMED NAME: Isobel Jones A.
DATE OF NAME CHANGE: 20130401
4
1
doc1.xml
FORM 4
X0306
4
2015-12-29
0
0001320947
Diamond Foods Inc
DMND
0001573453
Jones Isobel A
C/O DIAMOND FOODS, INC.
600 MONTGOMERY STREET, 13TH FLOOR
SAN FRANCISCO
CA
94111
0
1
0
0
EVP, General Counsel
Common Stock
2015-12-29
4
M
0
623
0
A
3508
D
Common Stock
2015-12-29
4
F
0
235
D
3273
D
Restricted Stock Units
2015-12-29
4
M
0
623
0
A
Common Stock
623
10322
D
Release and settlement of restricted stock units ("RSUs") granted to the Reporting Person on October 14, 2014, the grant of which was previously reported on a Form 4 by the Reporting Person.
Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
623 of the RSUs vested on December 29, 2015. Thereafter, 5,246 of the RSUs vest in two approximately equal installments on October 14, 2017 and 2018. 5,076 of the RSUs vest in four approximately equal installments on October 8, 2016, 2017, 2018 and 2019.
/s/ Isobel Jones
2015-12-29