0001140361-15-037570.txt : 20151013 0001140361-15-037570.hdr.sgml : 20151012 20151013215816 ACCESSION NUMBER: 0001140361-15-037570 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151007 FILED AS OF DATE: 20151013 DATE AS OF CHANGE: 20151013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Diamond Foods Inc CENTRAL INDEX KEY: 0001320947 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 941365192 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1050 SOUTH DIAMOND STREET CITY: STOCKTON STATE: CA ZIP: 95205 7087 BUSINESS PHONE: 209 467 6000 MAIL ADDRESS: STREET 1: 1050 SOUTH DIAMOND STREET CITY: STOCKTON STATE: CA ZIP: 95205 7087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Lloyd J CENTRAL INDEX KEY: 0001444534 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51439 FILM NUMBER: 151157114 MAIL ADDRESS: STREET 1: CO DIAMOND FOODS INC STREET 2: 600 MONTGOMERY STREET 17TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 doc1.xml FORM 4 X0306 4 2015-10-07 0 0001320947 Diamond Foods Inc DMND 0001444534 Johnson Lloyd J C/O DIAMOND FOODS, INC. 600 MONTGOMERY STREET, 13TH FLOOR SAN FRANCISCO CA 94111 0 1 0 0 EVP, Chief Sales Officer Common Stock 2015-10-07 4 M 0 2606 0 A 70821 D Restricted Stock Units 0 2015-10-07 4 M 0 2606 0 D Common Stock 2606 7817 D Restricted Stock Units 0 2015-10-08 4 A 0 9517 0 A Common Stock 9517 17334 D Release and settlement of restricted stock units granted to the Reporting Person on October 7, 2014, the grant of which was previously reported on a Form 4 by the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units shall vest as to 25% of the total number of shares in four annual installments commencing on October 8, 2016. Vested shares will be delivered to the reporting person within 30 days following vesting. /s/ Lloyd J. Johnson by Isobel Jones, Attorney-in-Fact 2015-10-13