0001140361-15-037340.txt : 20151009
0001140361-15-037340.hdr.sgml : 20151009
20151009163606
ACCESSION NUMBER: 0001140361-15-037340
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151007
FILED AS OF DATE: 20151009
DATE AS OF CHANGE: 20151009
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Diamond Foods Inc
CENTRAL INDEX KEY: 0001320947
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 941365192
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 1050 SOUTH DIAMOND STREET
CITY: STOCKTON
STATE: CA
ZIP: 95205 7087
BUSINESS PHONE: 209 467 6000
MAIL ADDRESS:
STREET 1: 1050 SOUTH DIAMOND STREET
CITY: STOCKTON
STATE: CA
ZIP: 95205 7087
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Lloyd J
CENTRAL INDEX KEY: 0001444534
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51439
FILM NUMBER: 151153485
MAIL ADDRESS:
STREET 1: CO DIAMOND FOODS INC
STREET 2: 600 MONTGOMERY STREET 17TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4
1
doc1.xml
FORM 4
X0306
4
2015-10-07
0
0001320947
Diamond Foods Inc
DMND
0001444534
Johnson Lloyd J
C/O DIAMOND FOODS, INC.
600 MONTGOMERY STREET, 13TH FLOOR
SAN FRANCISCO
CA
94111
0
1
0
0
EVP, Chief Sales Officer
Common Stock
2015-10-07
4
F
0
713
D
68215
D
Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of shares of restricted stock. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
/s/ Lloyd J. Johnson by Isobel Jones, Attorney-in-Fact
2015-10-09