0001140361-15-036727.txt : 20151002 0001140361-15-036727.hdr.sgml : 20151002 20151002204459 ACCESSION NUMBER: 0001140361-15-036727 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151002 FILED AS OF DATE: 20151002 DATE AS OF CHANGE: 20151002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Diamond Foods Inc CENTRAL INDEX KEY: 0001320947 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 941365192 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1050 SOUTH DIAMOND STREET CITY: STOCKTON STATE: CA ZIP: 95205 7087 BUSINESS PHONE: 209 467 6000 MAIL ADDRESS: STREET 1: 1050 SOUTH DIAMOND STREET CITY: STOCKTON STATE: CA ZIP: 95205 7087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Lloyd J CENTRAL INDEX KEY: 0001444534 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51439 FILM NUMBER: 151141930 MAIL ADDRESS: STREET 1: CO DIAMOND FOODS INC STREET 2: 600 MONTGOMERY STREET 17TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 doc1.xml FORM 4 X0306 4 2015-10-02 0 0001320947 Diamond Foods Inc DMND 0001444534 Johnson Lloyd J C/O DIAMOND FOODS, INC. 600 MONTGOMERY STREET, 13TH FLOOR SAN FRANCISCO CA 94111 0 1 0 0 EVP, Chief Sales Officer Common Stock 2015-10-02 4 F 0 655 D 68928 D Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of shares of restricted stock. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. /s/ Lloyd J. Johnson by Isobel Jones, Attorney-in-Fact 2015-10-02