S-1MEF 1 ds1mef.htm FORM S-1MEF Form S-1MEF

As filed with the Securities and Exchange Commission on April 5, 2005

 

Registration No. 333-          


 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

 

FORM S-1

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 


 

 

FreightCar America, Inc.

(Exact name of Registrant as specified in its charter)

 

Delaware

(State or other jurisdiction of

incorporation or organization)

 

3743

(Primary Standard Industrial

Classification Code Number)

 

25-1837219

(I.R.S. employer

identification number)

 

 

Two North Riverside Plaza

Suite 1250

Chicago, Illinois 60606

(800) 458-2235

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 


 

John E. Carroll, Jr.

President and Chief Executive Officer

FreightCar America, Inc.

Two North Riverside Plaza

Suite 1250

Chicago, Illinois 60606

(800) 458-2235

 

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 


 

Copies To:

 

Robert F. Wall, Esq.

David A. Sakowitz, Esq.

Winston & Strawn LLP

35 W. Wacker Drive

Chicago, Illinois 60601-9703

(312) 558-5600

 

Stephen T. Giove, Esq.

Lisa L. Jacobs, Esq.

Shearman & Sterling LLP

599 Lexington Avenue

New York, New York 10022-6069

(212) 848-4000

 

Approximate date of commencement of proposed sale to the public: As soon as practicable after the effectiveness of this registration statement.

 

If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, please check the following box.    ¨

 

If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.    x 333-123384

 

If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.    ¨

 

If this form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.    ¨

 

If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box.    ¨

 

CALCULATION OF REGISTRATION FEE

 

Title of each class of securities to be registered   

Proposed maximum

aggregate offering
price (a)

  

Amount of

registration fee

Common Stock, par value $0.01 per share

  

$30,475,000

   $3,587

 

(a) Includes shares of Common Stock which may be purchased by the underwriters from selling stockholders to cover over-allotments, if any.


INCORPORATION OF CERTAIN INFORMATION BY REFERENCE

PURSUANT TO GENERAL INSTRUCTION V OF FORM S-1

Explanatory Note

 

This Registration Statement is being filed pursuant to Rule 462(b) under the Securities Act of 1933, as amended. The contents of the Registration Statement on Form S-1 (File No. 333-123384), as amended, declared effective by the Securities and Exchange Commission on April 5, 2005 are hereby incorporated by reference, including all exhibits incorporated by reference therein.

 

 

PART II

 

ITEM  16. EXHIBITS

 

Exhibit No.

    

Description of Exhibit


5.1      Opinion of Winston & Strawn LLP
23.1      Consent of Independent Registered Public Accounting Firm
23.2      Consent of Winston & Strawn LLP (included in Exhibit 5.1)
24.1 *    Power of Attorney (included on signature page of FreightCar America, Inc.)

 

* Incorporated by reference to the Company’s Registration Statement on Form S-1, as amended (File No. 333-123384).

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933 (the “Securities Act”), FreightCar America, Inc. has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized in Chicago, Illinois, on April 5, 2005.

 

 

FREIGHTCAR AMERICA, INC.

By:  

/s/    John E. Carroll, Jr.

   

Name: John E. Carroll, Jr.

Title: President and Chief Executive Officer

 

Pursuant to the requirements of the Securities Act, this Registration Statement has been signed by the following persons in their capacities on the dates listed below.

 

 

Signature


  

Title


 

Date


/s/    John E. Carroll, Jr.


John E. Carroll, Jr.

   President and Chief Executive Officer (principal executive officer) and Director   April 5, 2005

/s/    Kevin P. Bagby


Kevin P. Bagby

   Vice President of Finance, Chief Financial Officer, Treasurer and Secretary (principal financial officer and principal accounting officer)   April 5, 2005


*


Camillo M. Santomero, III

   Chairman of the Board and Director   April 5, 2005

*


Mark D. Dalton

   Director   April 5, 2005

*


Jay R. Bloom

   Director   April 5, 2005

*


James D. Cirar

   Director   April 5, 2005

*


S. Mark Ray

   Director   April 5, 2005

 

* By:    

/s/    John E. Carroll, Jr.

   

John E. Carroll, Jr.

as Attorney-in-fact

 

 

 

EXHIBIT INDEX

 

Exhibit No.

    

Description of Exhibit


5.1      Opinion of Winston & Strawn LLP
23.1      Consent of Independent Registered Public Accounting Firm
23.2      Consent of Winston & Strawn LLP (included in Exhibit 5.1)
24.1 *    Power of Attorney (included on signature page of FreightCar America, Inc.)

 

* Incorporated by reference to the Company’s Registration Statement on Form S-1, as amended (File No. 333-123384).