0000950170-24-010459.txt : 20240202
0000950170-24-010459.hdr.sgml : 20240202
20240202160048
ACCESSION NUMBER: 0000950170-24-010459
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240131
FILED AS OF DATE: 20240202
DATE AS OF CHANGE: 20240202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gil Benavides Jesus Salvador
CENTRAL INDEX KEY: 0001828994
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51237
FILM NUMBER: 24591209
MAIL ADDRESS:
STREET 1: 125 S. WACKER DRIVE, SUITE 1500
STREET 2: C/O FREIGHTCAR AMERICA, INC.
CITY: CHICAGO
STATE: IL
ZIP: 60606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FreightCar America, Inc.
CENTRAL INDEX KEY: 0001320854
STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 125 SOUTH WACKER DRIVE
STREET 2: SUITE 1500
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (800) 458-2235
MAIL ADDRESS:
STREET 1: 125 SOUTH WACKER DRIVE
STREET 2: SUITE 1500
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: FCA Acquisition Corp.
DATE OF NAME CHANGE: 20050316
4
1
ownership.xml
4
X0508
4
2024-01-31
0001320854
FreightCar America, Inc.
RAIL
0001828994
Gil Benavides Jesus Salvador
125 SOUTH WACKER DRIVE
SUITE 1500
CHICAGO
IL
60606
true
false
false
false
false
Common Stock
2024-01-31
4
D
false
106789
0.00
D
28772
D
Common Stock
640603
I
See footnote
Common Stock
316013
I
See footnote
Employee Stock Option
2.73
2024-01-31
4
D
false
59638
0.00
D
2024-01-31
Common Stock
59638
0
D
Employee Stock Option
3.22
2024-01-31
4
D
false
33045
0.00
D
2024-04-30
Common Stock
33045
17022
D
Employee Stock Option
3.82
2024-01-31
4
D
false
14141
0.00
D
2024-04-30
Common Stock
14141
28709
D
Employee Stock Option
3.81
2024-04-30
Common Stock
12608
12608
D
Employee Stock Option
2.38
2024-04-30
Common Stock
300000
300000
D
Forfeiture of unvested restricted shares pursuant to Rule 16b-3(e) upon recipient's voluntary resignation and termination of employment status effective January 31, 2024. Forfeiture of restricted shares was contemplated in the terms of the awards when the awards were approved.
The restricted shares were granted pursuant to the Issuer's 2022 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares upon grant or forfeiture.
Represents 640,603 shares owned by Fabricaciones y Servicios de Mexico, S.A. de C.V., a corporation in which Jesus Salvador Gil Benavides owns 33% of the equity interests, and therefore is deemed to have voting and dispositive power over 33% of the shares held by such entity. Fabricaciones y Servicios de Mexico, S.A. de C.V., which is owned by Jesus Salvador Gil Benavides, Alejandro Gil and Salvador Gil, owns a total of 1,941,221 shares of common stock of the Company.
Represents 316,013 shares owned by Agben de Mexico, S.A. de C.V., a corporation in which Jesus Salavdor Gil Benavides owns 99% of the equity interests, and therefore is deemed to have voting and dispositive power over the securities held by such entity.
Forfeiture of unvested options pursuant to Rule 16b-3(e) upon recipient's voluntary resignation and termination of employment status effective January 31, 2024. Forfeiture of options was contemplated in the terms of the awards when the awards were approved.
On January 4, 2024 the recipient was granted 59,638 options. The recipient's employment status was terminated and the options forfeited in full. Forfeiture of the options was contemplated under the terms of the award when the award was approved.
The options were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient upon grant or forfeiture.
On January 6, 2023, the recipient was granted 50,067 options. 33,045 options forfeited on January 31, 2024 when the recipient's employment status was terminated. Forfeiture of the options was contemplated under the terms of the award when the award was approved. 17,022 options are fully vested and exercisable until April 30, 2024, at which point the options will be forfeited if not exercised.
On January 17, 2022, the recipient was granted 42,850 options. 14,141 options forfeited on January 31, 2024 when the recipient's employment status was terminated. Forfeiture of the options was contemplated under the terms of the award when the award was approved. 28,709 options are fully vested and exercisable until April 30, 2024, at which point the options will be forfeited if not exercised.
On January 28, 2021, the recipient was granted 12,608 options which are fully vested and exercisable. The recipient's employment status was terminated on January 31, 2024. As such, the options remain fully vested and exercisable until April 30, 2024, at which point the options will be forfeited if not exercised.
On January 5, 2021, the recipient was granted 300,000 cash settled stock appreciation rights which are fully vested and exercisable. The recipient's employment status was terminated on January 31, 2024. As such, the options remain fully vested and exercisable until April 30, 2024, at which point the options will be forfeited if not exercised.
/s/ Celia Perez, as attorney in fact
2024-02-02