0000950170-24-003027.txt : 20240108 0000950170-24-003027.hdr.sgml : 20240108 20240108173435 ACCESSION NUMBER: 0000950170-24-003027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240104 FILED AS OF DATE: 20240108 DATE AS OF CHANGE: 20240108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riordan Michael Anthony CENTRAL INDEX KEY: 0001834620 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51237 FILM NUMBER: 24521191 MAIL ADDRESS: STREET 1: 125 SOUTH WACKER DRIVE STREET 2: SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FreightCar America, Inc. CENTRAL INDEX KEY: 0001320854 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 SOUTH WACKER DRIVE STREET 2: SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (800) 458-2235 MAIL ADDRESS: STREET 1: 125 SOUTH WACKER DRIVE STREET 2: SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: FCA Acquisition Corp. DATE OF NAME CHANGE: 20050316 4 1 ownership.xml 4 X0508 4 2024-01-04 0001320854 FreightCar America, Inc. RAIL 0001834620 Riordan Michael Anthony 125 SOUTH WACKER DRIVE SUITE 1500 CHICAGO IL 60606 false true false false VP Finance, CFO and Treasurer false Common Stock 2024-01-04 4 A false 59341 0.00 A 165086 D Employee Stock Option 2.73 2024-01-04 4 A false 83463 0.00 A 2034-01-04 Common Stock 83463 83463 D Employee Stock Option 3.22 2033-01-06 Common Stock 50067 50067 D Employee Stock Option 4.30 2032-03-21 Common Stock 100000 100000 D Employee Stock Option 3.82 2032-01-17 Common Stock 8799 8799 D Employee Stock Option 3.81 2031-01-28 Common Stock 10467 10467 D Employee Stock Option 2.38 2031-01-05 Common Stock 50000 50000 D Employee Stock Option 2.58 2030-11-30 Common Stock 25000 25000 D Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2022 Long Term Incentive Plan. These shares were granted on January 4, 2024 and will vest on January 4, 2027. The restricted shares are subject to certain restrictions (including possible forfeiture). The restricted shares were granted pursuant to the Issuer's 2022 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares. Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2022 Long Term Incentive Plan. The options vest in three equal annual installments beginning on January 4, 2025. The options were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient. On January 6, 2023 the recipient was granted 50,067 options. 17,022 options are fully vested and currently exercisable, 16,522 options will vest on January 6, 2025 and 16,523 options will vest on January 6, 2026. On March 21, 2022, the recipient was granted 100,000 options. 34,000 options are fully vested and currently exercisable, 33,000 options will vest on March 21, 2024 and 33,000 options will vest on March 21, 2025. On January 17, 2022, the recipient was granted 8,799 options. 2,991 options are fully vested and exercisable, 2,904 options will vest on January 17, 2024 and 2,904 options will vest on January 17, 2025. On January 28, 2021, the recipient was granted 10,467 options, 7,012 options are fully vested and currently exercisable and 3,455 options will vest on January 28, 2024. On January 5, 2021 the recipient was granted 50,000 cash-settled stock options which are fully vested and currently exercisable. On November 30, 2020 the recipient was granted 25,000 cash-settled stock appreciation rights which are fully vested and currently exercisable. /s/ Celia Perez, as attorney in fact 2024-01-08