0000950170-24-003027.txt : 20240108
0000950170-24-003027.hdr.sgml : 20240108
20240108173435
ACCESSION NUMBER: 0000950170-24-003027
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240104
FILED AS OF DATE: 20240108
DATE AS OF CHANGE: 20240108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Riordan Michael Anthony
CENTRAL INDEX KEY: 0001834620
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51237
FILM NUMBER: 24521191
MAIL ADDRESS:
STREET 1: 125 SOUTH WACKER DRIVE
STREET 2: SUITE 1500
CITY: CHICAGO
STATE: IL
ZIP: 60606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FreightCar America, Inc.
CENTRAL INDEX KEY: 0001320854
STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 125 SOUTH WACKER DRIVE
STREET 2: SUITE 1500
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (800) 458-2235
MAIL ADDRESS:
STREET 1: 125 SOUTH WACKER DRIVE
STREET 2: SUITE 1500
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: FCA Acquisition Corp.
DATE OF NAME CHANGE: 20050316
4
1
ownership.xml
4
X0508
4
2024-01-04
0001320854
FreightCar America, Inc.
RAIL
0001834620
Riordan Michael Anthony
125 SOUTH WACKER DRIVE
SUITE 1500
CHICAGO
IL
60606
false
true
false
false
VP Finance, CFO and Treasurer
false
Common Stock
2024-01-04
4
A
false
59341
0.00
A
165086
D
Employee Stock Option
2.73
2024-01-04
4
A
false
83463
0.00
A
2034-01-04
Common Stock
83463
83463
D
Employee Stock Option
3.22
2033-01-06
Common Stock
50067
50067
D
Employee Stock Option
4.30
2032-03-21
Common Stock
100000
100000
D
Employee Stock Option
3.82
2032-01-17
Common Stock
8799
8799
D
Employee Stock Option
3.81
2031-01-28
Common Stock
10467
10467
D
Employee Stock Option
2.38
2031-01-05
Common Stock
50000
50000
D
Employee Stock Option
2.58
2030-11-30
Common Stock
25000
25000
D
Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2022 Long Term Incentive Plan. These shares were granted on January 4, 2024 and will vest on January 4, 2027. The restricted shares are subject to certain restrictions (including possible forfeiture).
The restricted shares were granted pursuant to the Issuer's 2022 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.
Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2022 Long Term Incentive Plan.
The options vest in three equal annual installments beginning on January 4, 2025.
The options were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient.
On January 6, 2023 the recipient was granted 50,067 options. 17,022 options are fully vested and currently exercisable, 16,522 options will vest on January 6, 2025 and 16,523 options will vest on January 6, 2026.
On March 21, 2022, the recipient was granted 100,000 options. 34,000 options are fully vested and currently exercisable, 33,000 options will vest on March 21, 2024 and 33,000 options will vest on March 21, 2025.
On January 17, 2022, the recipient was granted 8,799 options. 2,991 options are fully vested and exercisable, 2,904 options will vest on January 17, 2024 and 2,904 options will vest on January 17, 2025.
On January 28, 2021, the recipient was granted 10,467 options, 7,012 options are fully vested and currently exercisable and 3,455 options will vest on January 28, 2024.
On January 5, 2021 the recipient was granted 50,000 cash-settled stock options which are fully vested and currently exercisable.
On November 30, 2020 the recipient was granted 25,000 cash-settled stock appreciation rights which are fully vested and currently exercisable.
/s/ Celia Perez, as attorney in fact
2024-01-08