0000899243-20-002238.txt : 20200128
0000899243-20-002238.hdr.sgml : 20200128
20200128175630
ACCESSION NUMBER: 0000899243-20-002238
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200124
FILED AS OF DATE: 20200128
DATE AS OF CHANGE: 20200128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vlamis Georgia L
CENTRAL INDEX KEY: 0001659973
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51237
FILM NUMBER: 20555777
MAIL ADDRESS:
STREET 1: 2 N RIVERSIDE PLAZA
STREET 2: SUITE 1300
CITY: CHICAGO
STATE: IL
ZIP: 60606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FreightCar America, Inc.
CENTRAL INDEX KEY: 0001320854
STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO NORTH RIVERSIDE PLAZA
STREET 2: SUITE 1300
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (800) 458-2235
MAIL ADDRESS:
STREET 1: TWO NORTH RIVERSIDE PLAZA
STREET 2: SUITE 1300
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: FCA Acquisition Corp.
DATE OF NAME CHANGE: 20050316
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-01-24
0
0001320854
FreightCar America, Inc.
RAIL
0001659973
Vlamis Georgia L
TWO NORTH RIVERSIDE PLAZA SUITE 1300
CHICAGO
IL
60606
0
1
0
0
VP, Gen Counsel, Corp Sec & HR
Common Stock
2020-01-24
4
A
0
63253
0.00
A
86554
D
Employee Stock Appreciation Right
1.66
2020-01-24
4
A
0
139442
0.00
A
2030-01-24
Common stock
139442
139442
D
Employee Stock Option (right to buy)
7.41
2029-01-14
Common stock
27349
27349
D
Employee Stock Option (right to buy)
16.66
2028-01-12
Common stock
44212
44212
D
Employee Stock Option (right to buy)
16.66
2028-01-12
Common stock
12379
12379
D
Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. These shares were granted on January 24, 2020 and will vest on January 24, 2023. The restricted shares are subject to certain restrictions (including possible forfeiture).
The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.
Exempt issuance of stock appreciation rights under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. Each stock appreciation right represents the right to receive a payment measured by the increase in the fair market value of one share of the Issuer's common stock from the date of the grant of the stock appreciation right to the date of exercise of the stock appreciation right.
The stock appreciation rights vest in three equal annual installments beginning on January 24, 2021.
The stock appreciation rights were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the stock appreciation rights.
On January 14, 2019 the recipient was granted 27,349 options 9,116 stock options are fully vested and currently exercisable. 9,116 stock options will vest on January 14, 2021 and 9,117 stock options will vest on January 14, 2022.
On January 12, 2018, the recipient was granted 44,212 options. The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price.
On January 12, 2018, the recipient was granted 12,379 options. 8,252 stock options are fully vested and currently exercisable and 4,127 stock options will vest on January 12, 2021.
/s/ Georgia L. Vlamis, as attorney in fact
2020-01-28