0000899243-20-002238.txt : 20200128 0000899243-20-002238.hdr.sgml : 20200128 20200128175630 ACCESSION NUMBER: 0000899243-20-002238 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200124 FILED AS OF DATE: 20200128 DATE AS OF CHANGE: 20200128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vlamis Georgia L CENTRAL INDEX KEY: 0001659973 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51237 FILM NUMBER: 20555777 MAIL ADDRESS: STREET 1: 2 N RIVERSIDE PLAZA STREET 2: SUITE 1300 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FreightCar America, Inc. CENTRAL INDEX KEY: 0001320854 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: SUITE 1300 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (800) 458-2235 MAIL ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: SUITE 1300 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: FCA Acquisition Corp. DATE OF NAME CHANGE: 20050316 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-01-24 0 0001320854 FreightCar America, Inc. RAIL 0001659973 Vlamis Georgia L TWO NORTH RIVERSIDE PLAZA SUITE 1300 CHICAGO IL 60606 0 1 0 0 VP, Gen Counsel, Corp Sec & HR Common Stock 2020-01-24 4 A 0 63253 0.00 A 86554 D Employee Stock Appreciation Right 1.66 2020-01-24 4 A 0 139442 0.00 A 2030-01-24 Common stock 139442 139442 D Employee Stock Option (right to buy) 7.41 2029-01-14 Common stock 27349 27349 D Employee Stock Option (right to buy) 16.66 2028-01-12 Common stock 44212 44212 D Employee Stock Option (right to buy) 16.66 2028-01-12 Common stock 12379 12379 D Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. These shares were granted on January 24, 2020 and will vest on January 24, 2023. The restricted shares are subject to certain restrictions (including possible forfeiture). The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares. Exempt issuance of stock appreciation rights under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. Each stock appreciation right represents the right to receive a payment measured by the increase in the fair market value of one share of the Issuer's common stock from the date of the grant of the stock appreciation right to the date of exercise of the stock appreciation right. The stock appreciation rights vest in three equal annual installments beginning on January 24, 2021. The stock appreciation rights were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the stock appreciation rights. On January 14, 2019 the recipient was granted 27,349 options 9,116 stock options are fully vested and currently exercisable. 9,116 stock options will vest on January 14, 2021 and 9,117 stock options will vest on January 14, 2022. On January 12, 2018, the recipient was granted 44,212 options. The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price. On January 12, 2018, the recipient was granted 12,379 options. 8,252 stock options are fully vested and currently exercisable and 4,127 stock options will vest on January 12, 2021. /s/ Georgia L. Vlamis, as attorney in fact 2020-01-28