0000902664-23-005434.txt : 20231109
0000902664-23-005434.hdr.sgml : 20231109
20231109191816
ACCESSION NUMBER: 0000902664-23-005434
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231107
FILED AS OF DATE: 20231109
DATE AS OF CHANGE: 20231109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JANA Partners Management, LP
CENTRAL INDEX KEY: 0001998597
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32504
FILM NUMBER: 231394243
BUSINESS ADDRESS:
STREET 1: 767 5TH AVENUE
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: 212-455-0900
MAIL ADDRESS:
STREET 1: 767 5TH AVENUE
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10153
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TreeHouse Foods, Inc.
CENTRAL INDEX KEY: 0001320695
STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FROZEN & PRESERVED FRUIT, VEG & FOOD SPECIALTIES [2030]
IRS NUMBER: 202311383
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2021 SPRING ROAD
STREET 2: SUITE 600
CITY: OAK BROOK
STATE: IL
ZIP: 60523
BUSINESS PHONE: 7084095315
MAIL ADDRESS:
STREET 1: 2021 SPRING ROAD
STREET 2: SUITE 600
CITY: OAK BROOK
STATE: IL
ZIP: 60523
4
1
ownership.xml
X0508
4
2023-11-07
0
0001320695
TreeHouse Foods, Inc.
THS
0001998597
JANA Partners Management, LP
767 5TH AVENUE
8TH FLOOR
NEW YORK
NY
10153
1
0
0
1
See Remarks
0
Notional Derivative Agreements (obligation to buy)
2023-11-07
4
J
1
207679
A
Common Stock
207679
207679
I
See footnote
Notional Derivative Agreements (obligation to buy)
2023-11-07
4
J
1
27321
A
Common Stock
27321
27321
I
See footnote
Notional Derivative Agreements (obligation to buy)
2023-11-08
4
J
1
19765
A
Common Stock
19765
19765
I
See footnote
Notional Derivative Agreements (obligation to buy)
2023-11-08
4
J
1
2599
A
Common Stock
2599
2599
I
See footnote
Notional Derivative Agreements (obligation to buy)
2023-11-09
4
J
1
128694
A
Common Stock
128694
128694
I
See footnote
Notional Derivative Agreements (obligation to buy)
2023-11-09
4
J
1
16942
A
Common Stock
16942
16942
I
See footnote
JANA (as defined below) is a party to certain notional principal amount derivative agreements in the form of cash settled swaps with a reference price of $38.52. The derivative agreements shall continue until terminated as elected by the parties and currently have an initial reference termination date of April 6, 2026.
JANA is a party to certain notional principal amount derivative agreements in the form of cash settled swaps with a reference price of $38.52. The derivative agreements shall continue until terminated as elected by the parties and currently have an initial reference termination date of September 22, 2026.
JANA is a party to certain notional principal amount derivative agreements in the form of cash settled swaps with a reference price of $39.04. The derivative agreements shall continue until terminated as elected by the parties and currently have an initial reference termination date of April 6, 2026.
JANA is a party to certain notional principal amount derivative agreements in the form of cash settled swaps with a reference price of $39.04. The derivative agreements shall continue until terminated as elected by the parties and currently have an initial reference termination date of September 22, 2026.
JANA is a party to certain notional principal amount derivative agreements in the form of cash settled swaps with a reference price of $39.92. The derivative agreements shall continue until terminated as elected by the parties and currently have an initial reference termination date of April 6, 2026.
JANA is a party to certain notional principal amount derivative agreements in the form of cash settled swaps with a reference price of $39.92. The derivative agreements shall continue until terminated as elected by the parties and currently have an initial reference termination date of September 22, 2026.
JANA Partners Management, LP ("JANA" or the "Reporting Person") is a private money management firm which beneficially owns the securities reported herein through various accounts under its management and control. JANA Partners Management GP, LLC (the "GP") is the general partner of JANA. The senior managing member of the GP and indirect control person of JANA is Barry Rosenstein. JANA and Barry Rosenstein disclaim any beneficial ownership of any of the Issuer's securities reported herein except to the extent of their pecuniary interest therein, if any.
The Reporting Person may be deemed to be a director by deputization for purposes of Section 16 under the Securities Exchange Act of 1934 by virtue of the fact that Scott Ostfeld, a Partner of the Reporting Person, currently serves on the board of directors of the Issuer.
JANA was previously a relying adviser of JANA Partners LLC, and from and after the effectiveness of its application for investment advisor registration, will replace JANA Partners LLC as the reporting person on all filings, including Section 16 filings, with respect to securities held in various accounts under its management and control. Accordingly, JANA Partners LLC will no longer be filing under Section 16(a) with respect to the Issuer and such filings will be made by the Reporting Person. The prior Section 16 filings were made under the CIK of JANA Partners LLC (CIK 0001159159).
/s/ JANA Partners Management, LP, by Jennifer Fanjiang, Partner, Chief Legal Officer and Chief Compliance Officer
2023-11-09