0001104659-22-000433.txt : 20220103 0001104659-22-000433.hdr.sgml : 20220103 20220103164449 ACCESSION NUMBER: 0001104659-22-000433 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211227 FILED AS OF DATE: 20220103 DATE AS OF CHANGE: 20220103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEFANSKY DAVID CENTRAL INDEX KEY: 0001320581 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41173 FILM NUMBER: 22502690 MAIL ADDRESS: STREET 1: 850 THIRD AVENUE, SUITE 1801 CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEXGEL, INC. CENTRAL INDEX KEY: 0001468929 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 264042544 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2150 CABOT BLVD WEST, STREET 2: SUITE B CITY: LANGHORNE STATE: PA ZIP: 19047 BUSINESS PHONE: 215 702-8550 MAIL ADDRESS: STREET 1: 2150 CABOT BLVD WEST, STREET 2: SUITE B CITY: LANGHORNE STATE: PA ZIP: 19047 FORMER COMPANY: FORMER CONFORMED NAME: AquaMed Technologies, Inc. DATE OF NAME CHANGE: 20090723 4 1 tm221361-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-12-27 0 0001468929 NEXGEL, INC. NXGL 0001320581 STEFANSKY DAVID C/O NEXGEL, INC. 2150 CABOT BLVD, WEST, SUITE B LANGHORNE PA 19047 1 0 0 0 Common Stock 2021-12-27 4 P 0 9091 5.49 A 9091 D Common Stock 178572 I By Bezalel Partners LLC Warrant to Purchase Common Stock 5.50 2021-12-27 4 A 0 9091 0.01 A 2021-12-27 2026-12-26 Common Stock 9091 9091 D The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's underwritten public offering which closed on December 27, 2021. Represents shares of common stock held by Bezalel Partners LLC ("Bezalel"). The Reporting Person is the managing member of Bezalel and has the sole power to vote and direct the voting of, and to dispose and to direct the disposition of, the shares of common stock beneficially owned by Bezalel. /s/ David Stefansky 2022-01-03