FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21731
Nuveen Equity Premium Advantage Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman Chief Administrative Officer
(Name and address of agent for service)
Registrants telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2011
Item 1. Proxy Voting Record
Research In Motion Ltd | ||||||||
Ticker RIM | Meeting Date | Security ID | Meeting Type | Record Date | ||||
13-Jul-10 | 760975102 | Annual | 25-May-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect James L. Balsillie as Director | Mgmt | For | For | ||||
1.2 | Elect Mike Lazaridis as Director | Mgmt | For | For | ||||
1.3 | Elect James Estill as Director | Mgmt | For | For | ||||
1.4 | Elect David Kerr as Director | Mgmt | For | For | ||||
1.5 | Elect Roger Martin as Director | Mgmt | For | For | ||||
1.6 | Elect John Richardson as Director | Mgmt | For | For | ||||
1.7 | Elect Barbara Stymiest as Director | Mgmt | For | For | ||||
1.8 | Elect Antonio Viana-Baptista as Director | Mgmt | For | For | ||||
1.9 | Elect John Wetmore as Director | Mgmt | For | For | ||||
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||||
CA, Inc. | ||||||||
Ticker CA | Meeting Date | Security ID | Meeting Type | Record Date | ||||
27-Jul-10 | 12673P105 | Annual | 01-Jun-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Raymond J. Bromark | Mgmt | For | For | ||||
2 | Elect Director Gary J. Fernandes | Mgmt | For | For | ||||
3 | Elect Director Kay Koplovitz | Mgmt | For | For | ||||
4 | Elect Director Christopher B. Lofgren | Mgmt | For | For | ||||
5 | Elect Director William E. McCracken | Mgmt | For | For | ||||
6 | Elect Director Richard Sulpizio | Mgmt | For | For | ||||
7 | Elect Director Laura S. Unger | Mgmt | For | For | ||||
8 | Elect Director Arthur F. Weinbach | Mgmt | For | For | ||||
9 | Elect Director Renato (Ron) Zambonini | Mgmt | For | For | ||||
10 | Ratify Auditors | Mgmt | For | For | ||||
11 | Amend Shareholder Rights Plan (Poison Pill) | Mgmt | For | For | ||||
12 | Adopt Policy on Bonus Banking | SH | Against | For | ||||
Vodafone Group plc | ||||||||
Ticker N/A | Meeting Date | Security ID | Meeting Type | Record Date | ||||
27-Jul-10 | G93882135 | Annual | 04-Jun-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
Meeting for ADR Holders | Mgmt | |||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||||
2 | Re-elect Sir John Bond as Director | Mgmt | For | For | ||||
3 | Re-elect John Buchanan as Director | Mgmt | For | For | ||||
4 | Re-elect Vittorio Colao as Director | Mgmt | For | For | ||||
5 | Re-elect Michel Combes as Director | Mgmt | For | For | ||||
6 | Re-elect Andy Halford as Director | Mgmt | For | For | ||||
7 | Re-elect Stephen Pusey as Director | Mgmt | For | For | ||||
8 | Re-elect Alan Jebson as Director | Mgmt | For | For | ||||
9 | Re-elect Samuel Jonah as Director | Mgmt | For | For | ||||
10 | Re-elect Nick Land as Director | Mgmt | For | For | ||||
11 | Re-elect Anne Lauvergeon as Director | Mgmt | For | For | ||||
12 | Re-elect Luc Vandevelde as Director | Mgmt | For | For | ||||
13 | Re-elect Anthony Watson as Director | Mgmt | For | For | ||||
14 | Re-elect Philip Yea as Director | Mgmt | For | For | ||||
15 | Approve Final Dividend | Mgmt | For | For | ||||
16 | Approve Remuneration Report | Mgmt | For | For | ||||
17 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | ||||
18 | Authorise Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | ||||
19 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | ||||
20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | ||||
21 | Authorise Market Purchase | Mgmt | For | For | ||||
22 | Adopt New Articles of Association | Mgmt | For | For | ||||
23 | Authorise the Company to Call EGM with Two Weeks Notice | Mgmt | For | For | ||||
24 | Approve Share Incentive Plan | Mgmt | For | For |
Electronic Arts Inc. | ||||||||
Ticker ERTS | Meeting Date | Security ID | Meeting Type | Record Date | ||||
05-Aug-10 | 285512109 | Annual | 14-Jun-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Leonard S. Coleman | Mgmt | For | Against | ||||
2 | Elect Director Jeffrey T. Huber | Mgmt | For | For | ||||
3 | Elect Director Gary M. Kusin | Mgmt | For | For | ||||
4 | Elect Director Geraldine B. Laybourne | Mgmt | For | Against | ||||
5 | Elect Director Gregory B. Maffei | Mgmt | For | For | ||||
6 | Elect Director Vivek Paul | Mgmt | For | For | ||||
7 | Elect Director Lawrence F. Probst III | Mgmt | For | For | ||||
8 | Elect Director John S. Riccitiello | Mgmt | For | For | ||||
9 | Elect Director Richard A. Simonson | Mgmt | For | For | ||||
10 | Elect Director Linda J. Srere | Mgmt | For | Against | ||||
11 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
12 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | ||||
13 | Ratify Auditors | Mgmt | For | For | ||||
Forest Laboratories, Inc. | ||||||||
Ticker FRX | Meeting Date | Security ID | Meeting Type | Record Date | ||||
09-Aug-10 | 345838106 | Annual | 18-Jun-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Howard Solomon | Mgmt | For | For | ||||
1.2 | Elect Director Lawrence S. Olanoff | Mgmt | For | For | ||||
1.3 | Elect Director Nesli Basgoz | Mgmt | For | For | ||||
1.4 | Elect Director William J. Candee | Mgmt | For | For | ||||
1.5 | Elect Director George S. Cohan | Mgmt | For | For | ||||
1.6 | Elect Director Dan L. Goldwasser | Mgmt | For | For | ||||
1.7 | Elect Director Kenneth E. Goodman | Mgmt | For | For | ||||
1.8 | Elect Director Lester B. Salans | Mgmt | For | For | ||||
1.9 | Elect Director Peter J. Zimetbaum | Mgmt | For | For | ||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
4 | Ratify Auditors | Mgmt | For | For | ||||
5 | Reimburse Proxy Contest Expenses | SH | Against | For | ||||
Capitol Federal Financial | ||||||||
Ticker CFFN | Meeting Date | Security ID | Meeting Type | Record Date | ||||
24-Aug-10 | 14057C106 | Special | 07-Jul-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Approve Formation of Holding Company | Mgmt | For | For | ||||
2 | Approve Charitable Donations | Mgmt | For | For | ||||
3 | Adjourn Meeting | Mgmt | For | For | ||||
4 | Amend Certificate of Incorporation to Limit Ability of Stockholders to Remove Directors | Mgmt | For | Against | ||||
5 | Adopt Supermajority Vote Requirement for Amendments to Articles of Incorporation | Mgmt | For | Against | ||||
6 | Adopt Supermajority Vote Requirement for Amendments to Bylaws | Mgmt | For | Against | ||||
7 | Limit Voting Rights of Shares Beneficially Owned in Excess of 10% of Companys Stock | Mgmt | For | Against |
Smith International, Inc. | ||||||||
Ticker SII | Meeting Date | Security ID | Meeting Type | Record Date | ||||
24-Aug-10 | 832110100 | Annual | 26-Jul-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Approve Merger Agreement | Mgmt | For | For | ||||
2.1 | Elect Director James R. Gibbs | Mgmt | For | For | ||||
2.2 | Elect Director Duane C. Radtke | Mgmt | For | For | ||||
2.3 | Elect Director John Yearwood | Mgmt | For | For | ||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
4 | Ratify Auditors | Mgmt | For | For | ||||
5 | Adjourn Meeting | Mgmt | For | For | ||||
Medtronic, Inc. | ||||||||
Ticker MDT | Meeting Date | Security ID | Meeting Type | Record Date | ||||
25-Aug-10 | 585055106 | Annual | 28-Jun-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Richard H. Anderson | Mgmt | For | For | ||||
1.2 | Elect Director David L. Calhoun | Mgmt | For | For | ||||
1.3 | Elect Director Victor J. Dzau | Mgmt | For | For | ||||
1.4 | Elect Director William A. Hawkins | Mgmt | For | For | ||||
1.5 | Elect Director Shirley A. Jackson | Mgmt | For | For | ||||
1.6 | Elect Director James T. Lenehan | Mgmt | For | For | ||||
1.7 | Elect Director Denise M. OLeary | Mgmt | For | For | ||||
1.8 | Elect Director Kendall J. Powell | Mgmt | For | For | ||||
1.9 | Elect Director Robert C. Pozen | Mgmt | For | For | ||||
1.10 | Elect Director Jean-Pierre Rosso | Mgmt | For | For | ||||
1.11 | Elect Director Jack W. Schuler | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
Integrated Device Technology, Inc. | ||||||||
Ticker IDTI | Meeting Date | Security ID | Meeting Type | Record Date | ||||
23-Sep-10 | 458118106 | Annual | 25-Jul-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director John Schofield | Mgmt | For | For | ||||
1.2 | Elect Director Lew Eggebrecht | Mgmt | For | For | ||||
1.3 | Elect Director Umesh Padval | Mgmt | For | For | ||||
1.4 | Elect Director Gordon Parnell | Mgmt | For | For | ||||
1.5 | Elect Director Donald Schrock | Mgmt | For | For | ||||
1.6 | Elect Director Ron Smith | Mgmt | For | For | ||||
1.7 | Elect Director Theodore L. Tewksbury III | Mgmt | For | For | ||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
3 | Ratify Auditors | Mgmt | For | For | ||||
National Semiconductor Corporation | ||||||||
Ticker NSM | Meeting Date | Security ID | Meeting Type | Record Date | ||||
24-Sep-10 | 637640103 | Annual | 30-Jul-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director William J. Amelio | Mgmt | For | For | ||||
2 | Elect Director Steven R. Appleton | Mgmt | For | For | ||||
3 | Elect Director Gary P. Arnold | Mgmt | For | For | ||||
4 | Elect Director Richard J. Danzig | Mgmt | For | For | ||||
5 | Elect Director Robert J. Frankenberg | Mgmt | For | For | ||||
6 | Elect Director Donald Macleod | Mgmt | For | For | ||||
7 | Elect Director Edward R. McCracken | Mgmt | For | For | ||||
8 | Elect Director Roderick C. McGeary | Mgmt | For | For | ||||
9 | Elect Director William E. Mitchell | Mgmt | For | For | ||||
10 | Ratify Auditors | Mgmt | For | For |
Global Payments, Inc. | ||||||||
Ticker GPN | Meeting Date | Security ID | Meeting Type | Record Date | ||||
30-Sep-10 | 37940X102 | Annual | 06-Aug-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Edwin H. Burba, Jr. | Mgmt | For | For | ||||
1.2 | Elect Director Raymond L. Killian | Mgmt | For | For | ||||
1.3 | Elect Director Ruth Ann Marshall | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
Oracle Corporation | ||||||||
Ticker ORCL | Meeting Date | Security ID | Meeting Type | Record Date | ||||
06-Oct-10 | 68389X105 | Annual | 09-Aug-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Jeffrey S. Berg | Mgmt | For | Withhold | ||||
1.2 | Elect Director H. Raymond Bingham | Mgmt | For | For | ||||
1.3 | Elect Director Michael J. Boskin | Mgmt | For | For | ||||
1.4 | Elect Director Safra A. Catz | Mgmt | For | For | ||||
1.5 | Elect Director Bruce R. Chizen | Mgmt | For | For | ||||
1.6 | Elect Director George H. Conrades | Mgmt | For | For | ||||
1.7 | Elect Director Lawrence J. Ellison | Mgmt | For | For | ||||
1.8 | Elect Director Hector Garcia-Molina | Mgmt | For | Withhold | ||||
1.9 | Elect Director Jeffrey O. Henley | Mgmt | For | For | ||||
1.10 | Elect Director Mark V. Hurd | Mgmt | For | For | ||||
1.11 | Elect Director Donald L. Lucas | Mgmt | For | For | ||||
1.12 | Elect Director Naomi O. Seligman | Mgmt | For | Withhold | ||||
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | ||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
4 | Ratify Auditors | Mgmt | For | For | ||||
5 | Establish Board Committee on Sustainability | SH | Against | Against | ||||
6 | Require a Majority Vote for the Election of Directors | SH | Against | For | ||||
7 | Stock Retention/Holding Period | SH | Against | For | ||||
The Procter & Gamble Company | ||||||||
Ticker PG | Meeting Date | Security ID | Meeting Type | Record Date | ||||
12-Oct-10 | 742718109 | Annual | 13-Aug-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Angela F. Braly | Mgmt | For | For | ||||
2 | Elect Director Kenneth I. Chenault | Mgmt | For | For | ||||
3 | Elect Director Scott D. Cook | Mgmt | For | For | ||||
4 | Elect Director Rajat K. Gupta | Mgmt | For | For | ||||
5 | Elect Director Robert A. Mcdonald | Mgmt | For | For | ||||
6 | Elect Director W. James Mcnerney, Jr. | Mgmt | For | For | ||||
7 | Elect Director Johnathan A. Rodgers | Mgmt | For | For | ||||
8 | Elect Director Mary A. Wilderotter | Mgmt | For | For | ||||
9 | Elect Director Patricia A. Woertz | Mgmt | For | For | ||||
10 | Elect Director Ernesto Zedillo | Mgmt | For | For | ||||
11 | Ratify Auditors | Mgmt | For | For | ||||
12 | Provide for Cumulative Voting | SH | Against | For | ||||
Paychex, Inc. | ||||||||
Ticker PAYX | Meeting Date | Security ID | Meeting Type | Record Date | ||||
13-Oct-10 | 704326107 | Annual | 16-Aug-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director B. Thomas Golisano | Mgmt | For | For | ||||
2 | Elect Director David J. S. Flaschen | Mgmt | For | For | ||||
3 | Elect Director Grant M. Inman | Mgmt | For | For | ||||
4 | Elect Director Pamela A. Joseph | Mgmt | For | For | ||||
5 | Elect Director Joseph M. Tucci | Mgmt | For | For | ||||
6 | Elect Director Joseph M. Velli | Mgmt | For | For | ||||
7 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
8 | Ratify Auditors | Mgmt | For | For |
News Corporation | ||||||||
Ticker N/A | Meeting Date | Security ID | Meeting Type | Record Date | ||||
15-Oct-10 | 65248E104 | Annual | 16-Aug-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Jose Maria Aznar | Mgmt | For | For | ||||
1.2 | Elect Director Natalie Bancroft | Mgmt | For | For | ||||
1.3 | Elect Director Peter L. Barnes | Mgmt | For | For | ||||
1.4 | Elect Director Chase Carey | Mgmt | For | For | ||||
1.5 | Elect Director Kenneth E. Cowley | Mgmt | For | For | ||||
1.6 | Elect Director David F. DeVoe | Mgmt | For | For | ||||
1.7 | Elect Director Viet Dinh | Mgmt | For | For | ||||
1.8 | Elect Director Sir Roderick I. Eddington | Mgmt | For | For | ||||
1.9 | Elect Director Andrew S.B. Knight | Mgmt | For | For | ||||
1.10 | Elect Director James R. Murdoch | Mgmt | For | For | ||||
1.11 | Elect Director K. Rupert Murdoch | Mgmt | For | For | ||||
1.12 | Elect Director Lachlan K. Murdoch | Mgmt | For | For | ||||
1.13 | Elect Director Thomas J. Perkins | Mgmt | For | For | ||||
1.14 | Elect Director Arthur M. Siskind | Mgmt | For | For | ||||
1.15 | Elect Director John L. Thornton | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
4 | Establish Human Rights Committee | SH | Against | Against | ||||
5 | Advisory Vote to Ratify Named Executive Officers Compensation | SH | Against | For | ||||
Harris Corporation | ||||||||
Ticker HRS | Meeting Date | Security ID | Meeting Type | Record Date | ||||
22-Oct-10 | 413875105 | Annual | 27-Aug-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Howard L. Lance | Mgmt | For | For | ||||
2 | Elect Director Thomas A. Dattilo | Mgmt | For | For | ||||
3 | Elect Director Terry D. Growcock | Mgmt | For | For | ||||
4 | Elect Director Leslie F. Kenne | Mgmt | For | For | ||||
5 | Elect Director David B. Rickard | Mgmt | For | For | ||||
6 | Elect Director James C. Stoffel | Mgmt | For | For | ||||
7 | Elect Director Gregory T. Swienton | Mgmt | For | For | ||||
8 | Ratify Auditors | Mgmt | For | For | ||||
9 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | ||||
10 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
11 | Require Independent Board Chairman | SH | Against | Against | ||||
AngloGold Ashanti Ltd | ||||||||
Ticker ANG | Meeting Date | Security ID | Meeting Type | Record Date | ||||
26-Oct-10 | S04255196 | Special | 28-Sep-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
Meeting for ADR Holders | Mgmt | |||||||
1 | Place Authorised but Unissued Shares under Control of Directors | Mgmt | For | For |
Cree, Inc. | ||||||||
Ticker CREE | Meeting Date | Security ID | Meeting Type | Record Date | ||||
26-Oct-10 | 225447101 | Annual | 30-Aug-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Charles M. Swoboda | Mgmt | For | Withhold | ||||
1.2 | Elect Director Dolph W. Von Arx | Mgmt | For | Withhold | ||||
1.3 | Elect Director Clyde R. Hosein | Mgmt | For | Withhold | ||||
1.4 | Elect Director Robert A. Ingram | Mgmt | For | Withhold | ||||
1.5 | Elect Director Franco Plastina | Mgmt | For | Withhold | ||||
1.6 | Elect Director Robert L. Tillman | Mgmt | For | For | ||||
1.7 | Elect Director Harvey A. Wagner | Mgmt | For | Withhold | ||||
1.8 | Elect Director Thomas H. Werner | Mgmt | For | Withhold | ||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
3 | Establish Range For Board Size | Mgmt | For | For | ||||
4 | Ratify Auditors | Mgmt | For | For | ||||
Resources Connection, Inc. | ||||||||
Ticker RECN | Meeting Date | Security ID | Meeting Type | Record Date | ||||
28-Oct-10 | 76122Q105 | Annual | 02-Sep-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Neil F. Dimick | Mgmt | For | For | ||||
1.2 | Elect Director Anthony Cherbak | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
Sara Lee Corporation | ||||||||
Ticker SLE | Meeting Date | Security ID | Meeting Type | Record Date | ||||
28-Oct-10 | 803111103 | Annual | 07-Sep-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Christopher B. Begley | Mgmt | For | For | ||||
2 | Elect Director Crandall C. Bowles | Mgmt | For | For | ||||
3 | Elect Director Virgis W. Colbert | Mgmt | For | For | ||||
4 | Elect Director James S. Crown | Mgmt | For | For | ||||
5 | Elect Director Laurette T. Koellner | Mgmt | For | For | ||||
6 | Elect Director Cornelis J.A. Van Lede | Mgmt | For | For | ||||
7 | Elect Director Dr. John Mcadam | Mgmt | For | For | ||||
8 | Elect Director Sir Ian Prosser | Mgmt | For | For | ||||
9 | Elect Director Norman R. Sorensen | Mgmt | For | For | ||||
10 | Elect Director Jeffrey W. Ubben | Mgmt | For | For | ||||
11 | Elect Director Jonathan P. Ward | Mgmt | For | For | ||||
12 | Ratify Auditors | Mgmt | For | For | ||||
McAfee, Inc. | ||||||||
Ticker MFE | Meeting Date | Security ID | Meeting Type | Record Date | ||||
02-Nov-10 | 579064106 | Special | 20-Sep-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Approve Merger Agreement | Mgmt | For | For | ||||
2 | Adjourn Meeting | Mgmt | For | For | ||||
Cardinal Health, Inc. | ||||||||
Ticker CAH | Meeting Date | Security ID | Meeting Type | Record Date | ||||
03-Nov-10 | 14149Y108 | Annual | 07-Sep-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Colleen F. Arnold | Mgmt | For | For | ||||
2 | Elect Director George S. Barrett | Mgmt | For | For | ||||
3 | Elect Director Glenn A. Britt | Mgmt | For | For | ||||
4 | Elect Director Carrie S. Cox | Mgmt | For | For | ||||
5 | Elect Director Calvin Darden | Mgmt | For | For | ||||
6 | Elect Director Bruce L. Downey | Mgmt | For | For | ||||
7 | Elect Director John F. Finn | Mgmt | For | For | ||||
8 | Elect Director Gregory B. Kenny | Mgmt | For | For | ||||
9 | Elect Director James J. Mongan | Mgmt | For | For | ||||
10 | Elect Director Richard C. Notebaert | Mgmt | For | For | ||||
11 | Elect Director David W. Raisbeck | Mgmt | For | For | ||||
12 | Elect Director Jean G. Spaulding | Mgmt | For | For | ||||
13 | Ratify Auditors | Mgmt | For | For | ||||
14 | Permit Board to Amend Bylaws Without Shareholder Consent | Mgmt | For | For | ||||
15 | Performance-Based Equity Awards | SH | Against | For | ||||
16 | Require Independent Board Chairman | SH | Against | Against | ||||
17 | Amend Articles/Bylaws/Charter Call Special Meetings | SH | Against | For |
CareFusion Corporation | ||||||||
Ticker CFN | Meeting Date | Security ID | Meeting Type | Record Date | ||||
03-Nov-10 | 14170T101 | Annual | 07-Sep-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director David L. Schlotterbeck | Mgmt | For | For | ||||
2 | Elect Director J. Michael Losh | Mgmt | For | For | ||||
3 | Elect Director Edward D. Miller | Mgmt | For | For | ||||
4 | Ratify Auditors | Mgmt | For | For | ||||
5 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
6 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | ||||
Coach, Inc. | ||||||||
Ticker COH | Meeting Date | Security ID | Meeting Type | Record Date | ||||
03-Nov-10 | 189754104 | Annual | 07-Sep-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Lew Frankfort | Mgmt | For | For | ||||
1.2 | Elect Director Susan Kropf | Mgmt | For | For | ||||
1.3 | Elect Director Gary Loveman | Mgmt | For | For | ||||
1.4 | Elect Director Ivan Menezes | Mgmt | For | For | ||||
1.5 | Elect Director Irene Miller | Mgmt | For | For | ||||
1.6 | Elect Director Michael Murphy | Mgmt | For | For | ||||
1.7 | Elect Director Jide Zeitlin | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | ||||
4 | Adopt Policy on Ending Use of Animal Fur in Products | SH | Against | Against | ||||
Linear Technology Corporation | ||||||||
Ticker LLTC | Meeting Date | Security ID | Meeting Type | Record Date | ||||
03-Nov-10 | 535678106 | Annual | 07-Sep-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Robert H. Swanson, Jr. | Mgmt | For | For | ||||
1.2 | Elect Director Lothar Maier | Mgmt | For | For | ||||
1.3 | Elect Director Arthur C. Agnos | Mgmt | For | Withhold | ||||
1.4 | Elect Director John J. Gordon | Mgmt | For | Withhold | ||||
1.5 | Elect Director David S. Lee | Mgmt | For | For | ||||
1.6 | Elect Director Richard M. Moley | Mgmt | For | Withhold | ||||
1.7 | Elect Director Thomas S. Volpe | Mgmt | For | Withhold | ||||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | ||||
3 | Ratify Auditors | Mgmt | For | For | ||||
Archer-Daniels-Midland Company | ||||||||
Ticker ADM | Meeting Date | Security ID | Meeting Type | Record Date | ||||
04-Nov-10 | 039483102 | Annual | 09-Sep-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director George W. Buckley | Mgmt | For | For | ||||
2 | Elect Director Mollie Hale Carter | Mgmt | For | For | ||||
3 | Elect Director Pierre Dufour | Mgmt | For | For | ||||
4 | Elect Director Donald E. Felsinger | Mgmt | For | For | ||||
5 | Elect Director Victoria F. Haynes | Mgmt | For | For | ||||
6 | Elect Director Antonio Maciel Neto | Mgmt | For | For | ||||
7 | Elect Director Patrick J. Moore | Mgmt | For | For | ||||
8 | Elect Director Thomas F. ONeill | Mgmt | For | For | ||||
9 | Elect Director Kelvin R. Westbrook | Mgmt | For | For | ||||
10 | Elect Director Patricia A. Woertz | Mgmt | For | For | ||||
11 | Ratify Auditors | Mgmt | For | For | ||||
12 | Adopt Policy to Prohibit Political Spending | SH | Against | Against | ||||
13 | Report on Political Contributions | SH | Against | For |
Automatic Data Processing, Inc. | ||||||||
Ticker ADP | Meeting Date | Security ID | Meeting Type | Record Date | ||||
09-Nov-10 | 053015103 | Annual | 10-Sep-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Gregory D. Brenneman | Mgmt | For | For | ||||
1.2 | Elect Director Leslie A. Brun | Mgmt | For | For | ||||
1.3 | Elect Director Gary C. Butler | Mgmt | For | For | ||||
1.4 | Elect Director Leon G. Cooperman | Mgmt | For | For | ||||
1.5 | Elect Director Eric C. Fast | Mgmt | For | For | ||||
1.6 | Elect Director Linda R. Gooden | Mgmt | For | For | ||||
1.7 | Elect Director R. Glenn Hubbard | Mgmt | For | For | ||||
1.8 | Elect Director John P. Jones | Mgmt | For | For | ||||
1.9 | Elect Director Sharon T. Rowlands | Mgmt | For | For | ||||
1.10 | Elect Director Enrique T. Salem | Mgmt | For | For | ||||
1.11 | Elect Director Gregory L. Summe | Mgmt | For | For | ||||
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | ||||
3 | Ratify Auditors | Mgmt | For | For | ||||
Aviat Networks, Inc. | ||||||||
Ticker AVNW | Meeting Date | Security ID | Meeting Type | Record Date | ||||
09-Nov-10 | 05366Y102 | Annual | 22-Sep-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Eric C. Evans | Mgmt | For | For | ||||
1.2 | Elect Director William A. Hasler | Mgmt | For | For | ||||
1.3 | Elect Director Clifford H. Higgerson | Mgmt | For | For | ||||
1.4 | Elect Director Charles D. Kissner | Mgmt | For | For | ||||
1.5 | Elect Director Raghavendra Rau | Mgmt | For | For | ||||
1.6 | Elect Director Mohsen Sohi | Mgmt | For | For | ||||
1.7 | Elect Director James C. Stoffel | Mgmt | For | For | ||||
1.8 | Elect Director Edward F. Thompson | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
Microsoft Corporation | ||||||||
Ticker MSFT | Meeting Date | Security ID | Meeting Type | Record Date | ||||
16-Nov-10 | 594918104 | Annual | 03-Sep-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Steven A. Ballmer | Mgmt | For | For | ||||
2 | Elect Director Dina Dublon | Mgmt | For | For | ||||
3 | Elect Director William H. Gates III | Mgmt | For | For | ||||
4 | Elect Director Raymond V. Gilmartin | Mgmt | For | For | ||||
5 | Elect Director Reed Hastings | Mgmt | For | For | ||||
6 | Elect Director Maria M. Klawe | Mgmt | For | For | ||||
7 | Elect Director David F. Marquardt | Mgmt | For | For | ||||
8 | Elect Director Charles H. Noski | Mgmt | For | For | ||||
9 | Elect Director Helmut Panke | Mgmt | For | For | ||||
10 | Ratify Auditors | Mgmt | For | For | ||||
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | SH | Against | Against |
Cisco Systems, Inc. | ||||||||
Ticker CSCO | Meeting Date | Security ID | Meeting Type | Record Date | ||||
18-Nov-10 | 17275R102 | Annual | 20-Sep-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Carol A. Bartz | Mgmt | For | For | ||||
2 | Elect Director M. Michele Burns | Mgmt | For | For | ||||
3 | Elect Director Michael D. Capellas | Mgmt | For | For | ||||
4 | Elect Director Larry R. Carter | Mgmt | For | For | ||||
5 | Elect Director John T. Chambers | Mgmt | For | For | ||||
6 | Elect Director Brian L. Halla | Mgmt | For | For | ||||
7 | Elect Director John L. Hennessy | Mgmt | For | For | ||||
8 | Elect Director Richard M. Kovacevich | Mgmt | For | For | ||||
9 | Elect Director Roderick C. Mcgeary | Mgmt | For | For | ||||
10 | Elect Director Michael K. Powell | Mgmt | For | For | ||||
11 | Elect Director Arun Sarin | Mgmt | For | For | ||||
12 | Elect Director Steven M. West | Mgmt | For | For | ||||
13 | Elect Director Jerry Yang | Mgmt | For | For | ||||
14 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
15 | Ratify Auditors | Mgmt | For | For | ||||
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | SH | Against | Against | ||||
17 | Report on Internet Fragmentation | SH | Against | For | ||||
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | SH | Against | Against | ||||
Accuray Incorporated | ||||||||
Ticker ARAY | Meeting Date | Security ID | Meeting Type | Record Date | ||||
19-Nov-10 | 004397105 | Annual | 21-Sep-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Robert S. Weiss | Mgmt | For | For | ||||
1.2 | Elect Director Peter Fine | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
Live Nation Entertainment, Inc. | ||||||||
Ticker LYV | Meeting Date | Security ID | Meeting Type | Record Date | ||||
02-Dec-10 | 538034109 | Annual | 18-Oct-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Irving L. Azoff | Mgmt | For | Withhold | ||||
1.2 | Elect Director Mark Carleton | Mgmt | For | Withhold | ||||
1.3 | Elect Director Jonathan F. Miller | Mgmt | For | Withhold | ||||
1.4 | Elect Director Michael Rapino | Mgmt | For | Withhold | ||||
1.5 | Elect Director Mark S. Shapiro | Mgmt | For | Withhold | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
Capitol Federal Financial | ||||||||
Ticker CFFN | Meeting Date | Security ID | Meeting Type | Record Date | ||||
15-Dec-10 | 14057C106 | Special | 09-Nov-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Approve Formation of Holding Company | Mgmt | For | For | ||||
2 | Approve Charitable Donations | Mgmt | For | For | ||||
3 | Adjourn Meeting | Mgmt | For | For | ||||
4 | Amend Certificate of Incorporation to Limit Ability of Stockholders to Remove Directors | Mgmt | For | Against | ||||
5 | Adopt Supermajority Vote Requirement for Amendments to Articles of Incorporation | Mgmt | For | Against | ||||
6 | Adopt Supermajority Vote Requirement for Amendments to Bylaws | Mgmt | For | Against | ||||
7 | Limit Voting Rights of Shares Beneficially Owned in Excess of 10% of Companys Stock | Mgmt | For | Against |
Walgreen Co. | ||||||||
Ticker WAG | Meeting Date | Security ID | Meeting Type | Record Date | ||||
12-Jan-11 | 931422109 | Annual | 15-Nov-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director David J. Brailer | Mgmt | For | For | ||||
2 | Elect Director Steven A. Davis | Mgmt | For | For | ||||
3 | Elect Director William C. Foote | Mgmt | For | For | ||||
4 | Elect Director Mark P. Frissora | Mgmt | For | For | ||||
5 | Elect Director Ginger L. Graham | Mgmt | For | For | ||||
6 | Elect Director Alan G. McNally | Mgmt | For | For | ||||
7 | Elect Director Nancy M. Schlichting | Mgmt | For | For | ||||
8 | Elect Director David Y. Schwartz | Mgmt | For | For | ||||
9 | Elect Director Alejandro Silva | Mgmt | For | For | ||||
10 | Elect Director James A. Skinner | Mgmt | For | For | ||||
11 | Elect Director Gregory D. Wasson | Mgmt | For | For | ||||
12 | Ratify Auditors | Mgmt | For | For | ||||
13 | Amend Articles of Incorporation to Revise the Purpose Clause | Mgmt | For | For | ||||
14 | Reduce Supermajority Vote Requirement | Mgmt | For | For | ||||
15 | Rescind Fair Price Provision | Mgmt | For | For | ||||
16 | Amend Articles/Bylaws/Charter Call Special Meetings | SH | Against | For | ||||
17 | Performance-Based Equity Awards | SH | Against | For | ||||
Family Dollar Stores, Inc. | ||||||||
Ticker FDO | Meeting Date | Security ID | Meeting Type | Record Date | ||||
20-Jan-11 | 307000109 | Annual | 26-Nov-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Mark R. Bernstein | Mgmt | For | For | ||||
1.2 | Elect Director Pamela L. Davies | Mgmt | For | For | ||||
1.3 | Elect Director Sharon Allred Decker | Mgmt | For | For | ||||
1.4 | Elect Director Edward C. Dolby | Mgmt | For | For | ||||
1.5 | Elect Director Glenn A. Eisenberg | Mgmt | For | For | ||||
1.6 | Elect Director Howard R. Levine | Mgmt | For | For | ||||
1.7 | Elect Director George R. Mahoney, Jr. | Mgmt | For | For | ||||
1.8 | Elect Director James G. Martin | Mgmt | For | For | ||||
1.9 | Elect Director Harvey Morgan | Mgmt | For | For | ||||
1.10 | Elect Director Dale C. Pond | Mgmt | For | For | ||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
3 | Ratify Auditors | Mgmt | For | For | ||||
Varian Semiconductor Equipment Associates, Inc. | ||||||||
Ticker VSEA | Meeting Date | Security ID | Meeting Type | Record Date | ||||
20-Jan-11 | 922207105 | Annual | 22-Nov-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Richard A. Aurelio | Mgmt | For | For | ||||
1.2 | Elect Director Bin-ming (Benjamin) Tsai | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | ||||
Monsanto Company | ||||||||
Ticker MON | Meeting Date | Security ID | Meeting Type | Record Date | ||||
25-Jan-11 | 61166W101 | Annual | 29-Nov-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Laura K. Ipsen | Mgmt | For | For | ||||
2 | Elect Director William U. Parfet | Mgmt | For | For | ||||
3 | Elect Director George H. Poste | Mgmt | For | For | ||||
4 | Ratify Auditors | Mgmt | For | For | ||||
5 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
7 | Amend Executive Incentive Bonus Plan | Mgmt | For | For |
Visa Inc. | ||||||||
Ticker V | Meeting Date | Security ID | Meeting Type | Record Date | ||||
27-Jan-11 | 92826C839 | Annual | 03-Dec-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Declassify the Board of Directors | Mgmt | For | For | ||||
2 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | ||||
3.1 | Elect Director Gary P. Coughlan | Mgmt | For | For | ||||
3.2 | Elect Director Mary B. Cranston | Mgmt | For | For | ||||
3.3 | Elect Director Francisco Javier Fernandez-Carbajal | Mgmt | For | For | ||||
3.4 | Elect Director Robert W. Matschullat | Mgmt | For | For | ||||
3.5 | Elect Director Cathy E. Minehan | Mgmt | For | For | ||||
3.6 | Elect Director Suzanne Nora Johnson | Mgmt | For | For | ||||
3.7 | Elect Director David J. Pang | Mgmt | For | For | ||||
3.8 | Elect Director Joseph W. Saunders | Mgmt | For | For | ||||
3.9 | Elect Director William S. Shanahan | Mgmt | For | For | ||||
3.10 | Elect Director John A. Swainson | Mgmt | For | For | ||||
4.1 | Elect Director Suzanne Nora Johnson | Mgmt | For | For | ||||
4.2 | Elect Director Joseph W. Saunders | Mgmt | For | For | ||||
4.3 | Elect Director John A. Swainson | Mgmt | For | For | ||||
5 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
7 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | ||||
8 | Ratify Auditors | Mgmt | For | For | ||||
Emerson Electric Co. | ||||||||
Ticker EMR | Meeting Date | Security ID | Meeting Type | Record Date | ||||
01-Feb-11 | 291011104 | Annual | 23-Nov-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director D.N. Farr | Mgmt | For | For | ||||
1.2 | Elect Director H. Green | Mgmt | For | For | ||||
1.3 | Elect Director C.A. Peters | Mgmt | For | For | ||||
1.4 | Elect Director J.W. Prueher | Mgmt | For | For | ||||
1.5 | Elect Director R.L. Ridgway | Mgmt | For | For | ||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
3 | Approve Stock Option Plan | Mgmt | For | For | ||||
4 | Ratify Auditors | Mgmt | For | For | ||||
5 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
7 | Report on Sustainability | SH | Against | For | ||||
Rockwell Automation, Inc. | ||||||||
Ticker ROK | Meeting Date | Security ID | Meeting Type | Record Date | ||||
01-Feb-11 | 773903109 | Annual | 06-Dec-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Donald R. Parfet | Mgmt | For | For | ||||
1.2 | Elect Director Steven R. Kalmanson | Mgmt | For | For | ||||
1.3 | Elect Director James P. Keane | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
Capitol Federal Financial, Inc. | ||||||||
Ticker CFFN | Meeting Date | Security ID | Meeting Type | Record Date | ||||
22-Feb-11 | 14057J101 | Annual | 11-Jan-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Jeffrey M. Johnson | Mgmt | For | For | ||||
1.2 | Elect Director Michael T. McCoy | Mgmt | For | For | ||||
1.3 | Elect Director Marilyn S. Ward | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
4 | Ratify Auditors | Mgmt | For | For |
Novartis AG | ||||||||
Ticker NOVN | Meeting Date | Security ID | Meeting Type | Record Date | ||||
22-Feb-11 | H5820Q150 | Annual | 25-Jan-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
Meeting for ADR Holders | Mgmt | |||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||||
2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | ||||
3 | Approve Allocation of Income and Dividends of CHF 2.20 per Share | Mgmt | For | For | ||||
4 | Approve Remuneration System | Mgmt | For | Against | ||||
5a | Reelect Ann Fudge as Director | Mgmt | For | For | ||||
5b | Reelect Pierre Landolt as Director | Mgmt | For | For | ||||
5c | Reelect Ulrich Lehner as Director | Mgmt | For | For | ||||
5d | Elect Enrico Vanni as Director | Mgmt | For | For | ||||
6 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | For | ||||
7 | Additional And/or Counter-proposals Presented At The Meeting | Mgmt | For | Against | ||||
Apple Inc. | ||||||||
Ticker AAPL | Meeting Date | Security ID | Meeting Type | Record Date | ||||
23-Feb-11 | 037833100 | Annual | 27-Dec-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director William V. Campbell | Mgmt | For | For | ||||
1.2 | Elect Director Millard S. Drexler | Mgmt | For | For | ||||
1.3 | Elect Director Albert A. Gore, Jr. | Mgmt | For | For | ||||
1.4 | Elect Director Steven P. Jobs | Mgmt | For | For | ||||
1.5 | Elect Director Andrea Jung | Mgmt | For | For | ||||
1.6 | Elect Director Arthur D. Levinson | Mgmt | For | For | ||||
1.7 | Elect Director Ronald D. Sugar | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
5 | Adopt Policy on Succession Planning | SH | Against | For | ||||
6 | Require a Majority Vote for the Election of Directors | SH | Against | For | ||||
Deere & Company | ||||||||
Ticker DE | Meeting Date | Security ID | Meeting Type | Record Date | ||||
23-Feb-11 | 244199105 | Annual | 31-Dec-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Charles O. Holliday, Jr. | Mgmt | For | For | ||||
2 | Elect Director Dipak C. Jain | Mgmt | For | For | ||||
3 | Elect Director Joachim Milberg | Mgmt | For | For | ||||
4 | Elect Director Richard B. Myers | Mgmt | For | For | ||||
5 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
7 | Ratify Auditors | Mgmt | For | For | ||||
Agilent Technologies, Inc. | ||||||||
Ticker A | Meeting Date | Security ID | Meeting Type | Record Date | ||||
01-Mar-11 | 00846U101 | Annual | 06-Jan-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Heidi Fields | Mgmt | For | For | ||||
2 | Elect Director David M. Lawrence | Mgmt | For | For | ||||
3 | Elect Director A. Barry Rand | Mgmt | For | For | ||||
4 | Ratify Auditors | Mgmt | For | For | ||||
5 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
International Game Technology | ||||||||
Ticker IGT | Meeting Date | Security ID | Meeting Type | Record Date | ||||
01-Mar-11 | 459902102 | Annual | 03-Jan-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Paget L. Alves | Mgmt | For | For | ||||
1.2 | Elect Director Janice Chaffin | Mgmt | For | For | ||||
1.3 | Elect Director Greg Creed | Mgmt | For | For | ||||
1.4 | Elect Director Patti S. Hart | Mgmt | For | For | ||||
1.5 | Elect Director Robert J. Miller | Mgmt | For | For | ||||
1.6 | Elect Director David E. Roberson | Mgmt | For | For | ||||
1.7 | Elect Director Vincent L. Sadusky | Mgmt | For | For | ||||
1.8 | Elect Director Philip G. Satre | Mgmt | For | For | ||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
6 | Ratify Auditors | Mgmt | For | For | ||||
Piedmont Natural Gas Company, Inc. | ||||||||
Ticker PNY | Meeting Date | Security ID | Meeting Type | Record Date | ||||
04-Mar-11 | 720186105 | Annual | 27-Dec-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Malcolm E. Everett III | Mgmt | For | For | ||||
1.2 | Elect Director Frank B. Holding, Jr. | Mgmt | For | For | ||||
1.3 | Elect Director Minor M. Shaw | Mgmt | For | For | ||||
1.4 | Elect Director Muriel W. Sheubrooks | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
Analog Devices, Inc. | ||||||||
Ticker ADI | Meeting Date | Security ID | Meeting Type | Record Date | ||||
08-Mar-11 | 032654105 | Annual | 14-Jan-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Ray Stata | Mgmt | For | For | ||||
2 | Elect Director Jerald G. Fishman | Mgmt | For | For | ||||
3 | Elect Director James A. Champy | Mgmt | For | For | ||||
4 | Elect Director John L. Doyle | Mgmt | For | For | ||||
5 | Elect Director John C. Hodgson | Mgmt | For | For | ||||
6 | Elect Director Yves-Andre Istel | Mgmt | For | For | ||||
7 | Elect Director Neil Novich | Mgmt | For | For | ||||
8 | Elect Director F. Grant Saviers | Mgmt | For | For | ||||
9 | Elect Director Paul J. Severino | Mgmt | For | For | ||||
10 | Elect Director Kenton J. Sicchitano | Mgmt | For | For | ||||
11 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
12 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
13 | Ratify Auditors | Mgmt | For | For |
Applied Materials, Inc. | ||||||||
Ticker AMAT | Meeting Date | Security ID | Meeting Type | Record Date | ||||
08-Mar-11 | 038222105 | Annual | 12-Jan-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Aart J. De Geus | Mgmt | For | For | ||||
1.2 | Elect Director Stephen R. Forrest | Mgmt | For | For | ||||
1.3 | Elect Director Thomas J. Iannotti | Mgmt | For | For | ||||
1.4 | Elect Director Susan M. James | Mgmt | For | For | ||||
1.5 | Elect Director Alexander A. Karsner | Mgmt | For | For | ||||
1.6 | Elect Director Gerhard H. Parker | Mgmt | For | For | ||||
1.7 | Elect Director Dennis D. Powell | Mgmt | For | For | ||||
1.8 | Elect Director Willem P. Roelandts | Mgmt | For | For | ||||
1.9 | Elect Director James E. Rogers | Mgmt | For | For | ||||
1.10 | Elect Director Michael R. Splinter | Mgmt | For | For | ||||
1.11 | Elect Director Robert H. Swan | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Ratify Auditors | Mgmt | For | For | ||||
Hill-Rom Holdings, Inc. | ||||||||
Ticker HRC | Meeting Date | Security ID | Meeting Type | Record Date | ||||
08-Mar-11 | 431475102 | Annual | 28-Dec-10 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Charles E. Golden | Mgmt | For | For | ||||
1.2 | Elect Director W August Hillenbrand | Mgmt | For | For | ||||
1.3 | Elect Director Joanne C. Smith | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | ||||
5 | Ratify Auditors | Mgmt | For | For | ||||
QUALCOMM Incorporated | ||||||||
Ticker QCOM | Meeting Date | Security ID | Meeting Type | Record Date | ||||
08-Mar-11 | 747525103 | Annual | 10-Jan-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Barbara T. Alexander | Mgmt | For | For | ||||
1.2 | Elect Director Stephen M. Bennett | Mgmt | For | For | ||||
1.3 | Elect Director Donald G. Cruickshank | Mgmt | For | For | ||||
1.4 | Elect Director Raymond V. Dittamore | Mgmt | For | For | ||||
1.5 | Elect Director Thomas W. Horton | Mgmt | For | For | ||||
1.6 | Elect Director Irwin Mark Jacobs | Mgmt | For | For | ||||
1.7 | Elect Director Paul E. Jacobs | Mgmt | For | For | ||||
1.8 | Elect Director Robert E. Kahn | Mgmt | For | For | ||||
1.9 | Elect Director Sherry Lansing | Mgmt | For | For | ||||
1.10 | Elect Director Duane A. Nelles | Mgmt | For | For | ||||
1.11 | Elect Director Francisco Ros | Mgmt | For | For | ||||
1.12 | Elect Director Brent Scowcroft | Mgmt | For | For | ||||
1.13 | Elect Director Marc I. Stern | Mgmt | For | For | ||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | ||||
4 | Ratify Auditors | Mgmt | For | For | ||||
5 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
7 | Require a Majority Vote for the Election of Directors | SH | Against | For |
Covidien Public Limited Company | ||||||||
Ticker COV | Meeting Date | Security ID | Meeting Type | Record Date | ||||
15-Mar-11 | G2554F105 | Annual | 12-Jan-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Craig Arnold | Mgmt | For | For | ||||
2 | Elect Director Robert H. Brust | Mgmt | For | For | ||||
3 | Elect Director John M. Connors, Jr. | Mgmt | For | For | ||||
4 | Elect Director Christopher J. Coughlin | Mgmt | For | For | ||||
5 | Elect Director Timothy M. Donahue | Mgmt | For | For | ||||
6 | Elect Director Kathy J. Herbert | Mgmt | For | For | ||||
7 | Elect Director Randall J. Hogan III | Mgmt | For | For | ||||
8 | Elect Director Richard J. Meelia | Mgmt | For | For | ||||
9 | Elect Director Dennis H. Reilley | Mgmt | For | For | ||||
10 | Elect Director Tadataka Yamada | Mgmt | For | For | ||||
11 | Elect Director Joseph A. Zaccagnino | Mgmt | For | For | ||||
12 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||||
13 | Approve Reverse Stock Split Immediately Followed by a Forward Stock Split | Mgmt | For | For | ||||
14 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
15 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
Hewlett-Packard Company | ||||||||
Ticker HPQ | Meeting Date | Security ID | Meeting Type | Record Date | ||||
23-Mar-11 | 428236103 | Annual | 24-Jan-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director M. L. Andreessen | Mgmt | For | For | ||||
2 | Elect Director L. Apotheker | Mgmt | For | For | ||||
3 | Elect Director L.T. Babbio, Jr. | Mgmt | For | Against | ||||
4 | Elect Director S.M. Baldauf | Mgmt | For | Against | ||||
5 | Elect Director S. Banerji | Mgmt | For | For | ||||
6 | Elect Director R.L. Gupta | Mgmt | For | For | ||||
7 | Elect Director J.H. Hammergren | Mgmt | For | For | ||||
8 | Elect Director R.J. Lane | Mgmt | For | For | ||||
9 | Elect Director G.M. Reiner | Mgmt | For | For | ||||
10 | Elect Director P.F. Russo | Mgmt | For | For | ||||
11 | Elect Director D. Senequier | Mgmt | For | For | ||||
12 | Elect Director G.K. Thompson | Mgmt | For | Against | ||||
13 | Elect Director M.C. Whitman | Mgmt | For | For | ||||
14 | Ratify Auditors | Mgmt | For | For | ||||
15 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
17 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | ||||
18 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | ||||
Starbucks Corporation | ||||||||
Ticker SBUX | Meeting Date | Security ID | Meeting Type | Record Date | ||||
23-Mar-11 | 855244109 | Annual | 13-Jan-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Howard Schultz | Mgmt | For | For | ||||
2 | Elect Director William W. Bradley | Mgmt | For | For | ||||
3 | Elect Director Mellody Hobson | Mgmt | For | For | ||||
4 | Elect Director Kevin R. Johnson | Mgmt | For | For | ||||
5 | Elect Director Olden Lee | Mgmt | For | For | ||||
6 | Elect Director Sheryl Sandberg | Mgmt | For | For | ||||
7 | Elect Director James G. Shennan, Jr. | Mgmt | For | For | ||||
8 | Elect Director Javier G. Teruel | Mgmt | For | For | ||||
9 | Elect Director Myron E. Ullman, III | Mgmt | For | For | ||||
10 | Elect Director Craig E. Weatherup | Mgmt | For | For | ||||
11 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
12 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
13 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
14 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
15 | Ratify Auditors | Mgmt | For | For | ||||
16 | Adopt Comprehensive Recycling Strategy for Beverage Containers | SH | Against | Against |
The Walt Disney Company | ||||||||
Ticker DIS | Meeting Date | Security ID | Meeting Type | Record Date | ||||
23-Mar-11 | 254687106 | Annual | 24-Jan-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Susan E. Arnold | Mgmt | For | For | ||||
2 | Elect Director John E. Bryson | Mgmt | For | For | ||||
3 | Elect Director John S. Chen | Mgmt | For | For | ||||
4 | Elect Director Judith L. Estrin | Mgmt | For | For | ||||
5 | Elect Director Robert A. Iger | Mgmt | For | For | ||||
6 | Elect Director Steven P. Jobs | Mgmt | For | For | ||||
7 | Elect Director Fred H. Langhammer | Mgmt | For | For | ||||
8 | Elect Director Aylwin B. Lewis | Mgmt | For | For | ||||
9 | Elect Director Monica C. Lozano | Mgmt | For | For | ||||
10 | Elect Director Robert W. Matschullat | Mgmt | For | For | ||||
11 | Elect Director John E. Pepper, Jr. | Mgmt | For | For | ||||
12 | Elect Director Sheryl Sandberg | Mgmt | For | For | ||||
13 | Elect Director Orin C. Smith | Mgmt | For | For | ||||
14 | Ratify Auditors | Mgmt | For | For | ||||
15 | Approve Omnibus Stock Plan | Mgmt | For | For | ||||
16 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
18 | Prohibit Retesting Performance Goals | SH | Against | For | ||||
The Toronto-Dominion Bank | ||||||||
Ticker TD | Meeting Date | Security ID | Meeting Type | Record Date | ||||
31-Mar-11 | 891160509 | Annual | 07-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director William E. Bennett | Mgmt | For | For | ||||
1.2 | Elect Director Hugh J. Bolton | Mgmt | For | For | ||||
1.3 | Elect Director John L. Bragg | Mgmt | For | For | ||||
1.4 | Elect Director Amy W. Brinkley | Mgmt | For | For | ||||
1.5 | Elect Director W. Edmund Clark | Mgmt | For | For | ||||
1.6 | Elect Director Wendy K. Dobson | Mgmt | For | For | ||||
1.7 | Elect Director Henry H. Ketcham | Mgmt | For | For | ||||
1.8 | Elect Director Pierre H. Lessard | Mgmt | For | For | ||||
1.9 | Elect Director Brian M. Levitt | Mgmt | For | For | ||||
1.10 | Elect Director Harold H. MacKay | Mgmt | For | For | ||||
1.11 | Elect Director Irene R. Miller | Mgmt | For | For | ||||
1.12 | Elect Director Nadir H. Mohamed | Mgmt | For | For | ||||
1.13 | Elect Director Wilbur J. Prezzano | Mgmt | For | For | ||||
1.14 | Elect Director Helen K. Sinclair | Mgmt | For | For | ||||
1.15 | Elect Director Carole S. Taylor | Mgmt | For | For | ||||
1.16 | Elect Director John M. Thompson | Mgmt | For | For | ||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | ||||
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | ||||
4 | Proposal for the Board to Adopt a Parity Representation Policy | SH | Against | Against | ||||
5 | Disclose Equity Ratio Between Total Compensation of CEO, the Five NEOs and Total Average Compensation of Employees | SH | Against | Against | ||||
6 | Proposal For Abolition of Subsidiaries and Branches in Tax Havens | SH | Against | Against | ||||
7 | Establish Director Stock Ownership Requirement | SH | Against | Against |
Schlumberger Limited | ||||||||
Ticker SLB | Meeting Date | Security ID | Meeting Type | Record Date | ||||
06-Apr-11 | 806857108 | Annual | 16-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Philippe Camus | Mgmt | For | For | ||||
1.2 | Elect Director Peter L.S. Currie | Mgmt | For | For | ||||
1.3 | Elect Director Andrew Gould | Mgmt | For | For | ||||
1.4 | Elect Director Tony Isaac | Mgmt | For | For | ||||
1.5 | Elect Director K. Vaman Kamath | Mgmt | For | For | ||||
1.6 | Elect Director Nikolay Kudryavtsev | Mgmt | For | For | ||||
1.7 | Elect Director Adrian Lajous | Mgmt | For | For | ||||
1.8 | Elect Director Michael E. Marks | Mgmt | For | For | ||||
1.9 | Elect Director Elizabeth Moler | Mgmt | For | For | ||||
1.10 | Elect Director Leo Rafael Reif | Mgmt | For | For | ||||
1.11 | Elect Director Tore I. Sandvold | Mgmt | For | For | ||||
1.12 | Elect Director Henri Seydoux | Mgmt | For | For | ||||
1.13 | Elect Director Paal Kibsgaard | Mgmt | For | For | ||||
1.14 | Elect Director Lubna S. Olayan | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | One Year | ||||
4 | Increase Authorized Common Stock | Mgmt | For | For | ||||
5 | Adopt Plurality Voting for Contested Election of Directors | Mgmt | For | For | ||||
6 | Adopt and Approve Financials and Dividends | Mgmt | For | For | ||||
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | ||||
Waddell & Reed Financial, Inc. | ||||||||
Ticker WDR | Meeting Date | Security ID | Meeting Type | Record Date | ||||
06-Apr-11 | 930059100 | Annual | 11-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Sharilyn S. Gasaway | Mgmt | For | For | ||||
1.2 | Elect Director Alan W. Kosloff | Mgmt | For | For | ||||
1.3 | Elect Director Jerry W. Walton | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
KB Home | ||||||||
Ticker KBH | Meeting Date | Security ID | Meeting Type | Record Date | ||||
07-Apr-11 | 48666K109 | Annual | 11-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Barbara T. Alexander | Mgmt | For | For | ||||
2 | Elect Director Stephen F. Bollenbach | Mgmt | For | For | ||||
3 | Elect Director Timothy W. Finchem | Mgmt | For | For | ||||
4 | Elect Director Kenneth M. Jastrow, II | Mgmt | For | For | ||||
5 | Elect Director Robert L. Johnson | Mgmt | For | For | ||||
6 | Elect Director Melissa Lora | Mgmt | For | For | ||||
7 | Electi Director Michael G. Mccaffery | Mgmt | For | For | ||||
8 | Elect Director Jeffrey T. Mezger | Mgmt | For | For | ||||
9 | Elect Director Leslie Moonves | Mgmt | For | For | ||||
10 | Elect Director Luis G. Nogales | Mgmt | For | For | ||||
11 | Ratify Auditors | Mgmt | For | For | ||||
12 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
13 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
Novartis AG | ||||||||
Ticker NOVN | Meeting Date | Security ID | Meeting Type | Record Date | ||||
08-Apr-11 | H5820Q150 | Special | 25-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
Meeting for ADR Holders | Mgmt | |||||||
1.1 | Approve Merger Agreement with Alcon Inc. | Mgmt | For | For | ||||
1.2 | Approve Creation of CHF 54 Million Pool of Authorized Capital in Connection with Merger Agreement with Alcon Inc. | Mgmt | For | For | ||||
2 | Additional And/or Counter-proposals Presented At The Meeting | Mgmt | For | Against |
The Bank of New York Mellon Corporation | ||||||||
Ticker BK | Meeting Date | Security ID | Meeting Type | Record Date | ||||
12-Apr-11 | 064058100 | Annual | 11-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Ruth E. Bruch | Mgmt | For | For | ||||
2 | Elect Director Nicholas M. Donofrio | Mgmt | For | For | ||||
3 | Elect Director Gerald L. Hassell | Mgmt | For | For | ||||
4 | Elect Director Edmund F. Kelly | Mgmt | For | For | ||||
5 | Elect Director Robert P. Kelly | Mgmt | For | For | ||||
6 | Elect Director Richard J. Kogan | Mgmt | For | For | ||||
7 | Elect Director Michael J. Kowalski | Mgmt | For | For | ||||
8 | Elect Director John A. Luke, Jr. | Mgmt | For | For | ||||
9 | Elect Director Mark A. Nordenberg | Mgmt | For | For | ||||
10 | Elect Director Catherine A. Rein | Mgmt | For | For | ||||
11 | Elect Director William C. Richardson | Mgmt | For | For | ||||
12 | Elect Director Samuel C. Scott III | Mgmt | For | For | ||||
13 | Elect Director John P. Surma | Mgmt | For | For | ||||
14 | Elect Director Wesley W. von Schack | Mgmt | For | For | ||||
15 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
17 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
18 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | ||||
19 | Ratify Auditors | Mgmt | For | For | ||||
20 | Provide for Cumulative Voting | SH | Against | For | ||||
Carnival Corporation | ||||||||
Ticker CCL | Meeting Date | Security ID | Meeting Type | Record Date | ||||
13-Apr-11 | 143658300 | Annual | 14-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Reelect Micky Arison As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | ||||
2 | Reelect Sir Jonathon Band As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | ||||
3 | Reelect Robert H. Dickinson As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | ||||
4 | Reelect Arnold W. Donald As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | ||||
5 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | ||||
6 | Reelect Howard S. Frank As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | ||||
7 | Reelect Richard J. Glasier As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | ||||
8 | Reelect Modesto A. Maidique As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | ||||
9 | Reelect Sir John Parker As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | ||||
10 | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | ||||
11 | Reelect Stuart Subotnick As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | ||||
12 | Reelect Laura Weil As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | ||||
13 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | ||||
14 | Reelect Uzi Zucker As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | ||||
15 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Mgmt | For | For | ||||
16 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | Mgmt | For | For | ||||
17 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2010 | Mgmt | For | For | ||||
18 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
19 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
20 | Approve Remuneration of Executive and Non-Executive Directors | Mgmt | For | For | ||||
21 | Authorize Issue of Equity with Pre-emptive Rights | Mgmt | For | For | ||||
22 | Authorize Issue of Equity without Pre-emptive Rights | Mgmt | For | For | ||||
23 | Authorise Shares for Market Purchase | Mgmt | For | For | ||||
24 | Approve Omnibus Stock Plan | Mgmt | For | For |
United Technologies Corporation | ||||||||
Ticker UTX | Meeting Date | Security ID | Meeting Type | Record Date | ||||
13-Apr-11 | 913017109 | Annual | 15-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Louis R. Chenevert | Mgmt | For | For | ||||
2 | Elect Director John V. Faraci | Mgmt | For | For | ||||
3 | Elect Director Jean-Pierre Garnier | Mgmt | For | For | ||||
4 | Elect Director Jamie S. Gorelick | Mgmt | For | For | ||||
5 | Elect Director Edward A. Kangas | Mgmt | For | For | ||||
6 | Elect Director Ellen J. Kullman | Mgmt | For | For | ||||
7 | Elect Director Charles R. Lee | Mgmt | For | For | ||||
8 | Elect Director Richard D. McCormick | Mgmt | For | For | ||||
9 | Elect Director Harold McGraw III | Mgmt | For | For | ||||
10 | Elect Director Richard B. Myers | Mgmt | For | For | ||||
11 | Elect Director H. Patrick Swygert | Mgmt | For | For | ||||
12 | Elect Director Andre Villeneuve | Mgmt | For | For | ||||
13 | Elect Director Christine Todd Whitman | Mgmt | For | For | ||||
14 | Ratify Auditors | Mgmt | For | For | ||||
15 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
16 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
17 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | ||||
18 | Stock Retention/Holding Period | SH | Against | For | ||||
Eli Lilly and Company | ||||||||
Ticker LLY | Meeting Date | Security ID | Meeting Type | Record Date | ||||
18-Apr-11 | 532457108 | Annual | 15-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director M.L. Eskew | Mgmt | For | For | ||||
2 | Elect Director A.G. Gilman | Mgmt | For | For | ||||
3 | Elect Director K.N. Horn | Mgmt | For | For | ||||
4 | Elect Director J.C. Lechleiter | Mgmt | For | For | ||||
5 | Ratify Auditors | Mgmt | For | For | ||||
6 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
8 | Declassify the Board of Directors | Mgmt | For | For | ||||
9 | Reduce Supermajority Vote Requirement | Mgmt | For | For | ||||
10 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | ||||
Genuine Parts Company | ||||||||
Ticker GPC | Meeting Date | Security ID | Meeting Type | Record Date | ||||
18-Apr-11 | 372460105 | Annual | 10-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Mary B. Bullock | Mgmt | For | For | ||||
1.2 | Elect Director Jean Douville | Mgmt | For | For | ||||
1.3 | Elect Director Thomas C. Gallagher | Mgmt | For | For | ||||
1.4 | Elect Director George C. Guynn | Mgmt | For | For | ||||
1.5 | Elect Director John R. Holder | Mgmt | For | For | ||||
1.6 | Elect Director John D. Johns | Mgmt | For | For | ||||
1.7 | Elect Director Michael M.E. Johns | Mgmt | For | For | ||||
1.8 | Elect Director J. Hicks Lanier | Mgmt | For | For | ||||
1.9 | Elect Director Robert C. Loudermilk, Jr. | Mgmt | For | For | ||||
1.10 | Elect Director Wendy B. Needham | Mgmt | For | For | ||||
1.11 | Elect Director Jerry W. Nix | Mgmt | For | For | ||||
1.12 | Elect Director Gary W. Rollins | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
5 | Ratify Auditors | Mgmt | For | For |
Moodys Corporation | ||||||||
Ticker MCO | Meeting Date | Security ID | Meeting Type | Record Date | ||||
19-Apr-11 | 615369105 | Annual | 25-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Robert R. Glauber | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
5 | Require Independent Board Chairman | SH | Against | For | ||||
6 | Elect Director Jorge A. Bermudez | Mgmt | For | For | ||||
U.S. Bancorp | ||||||||
Ticker USB | Meeting Date | Security ID | Meeting Type | Record Date | ||||
19-Apr-11 | 902973304 | Annual | 22-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Douglas M. Baker, Jr. | Mgmt | For | For | ||||
2 | Elect Director Y. Marc Belton | Mgmt | For | For | ||||
3 | Elect Director Victoria Buyniski Gluckman | Mgmt | For | For | ||||
4 | Elect Director Arthur D. Collins, Jr. | Mgmt | For | For | ||||
5 | Elect Director Richard K. Davis | Mgmt | For | For | ||||
6 | Elect Director Joel W. Johnson | Mgmt | For | For | ||||
7 | Elect Director Olivia F. Kirtley | Mgmt | For | For | ||||
8 | Elect Director Jerry W. Levin | Mgmt | For | For | ||||
9 | Elect Director David B. OMaley | Mgmt | For | For | ||||
10 | Elect Director O Dell M. Owens | Mgmt | For | For | ||||
11 | Elect Director Richard G. Reiten | Mgmt | For | For | ||||
12 | Elect Director Craig D. Schnuck | Mgmt | For | For | ||||
13 | Elect Director Patrick T. Stokes | Mgmt | For | For | ||||
14 | Ratify Auditors | Mgmt | For | For | ||||
15 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
17 | Advisory Vote to Ratify Directors Compensation | SH | Against | Against | ||||
Whirlpool Corporation | ||||||||
Ticker WHR | Meeting Date | Security ID | Meeting Type | Record Date | ||||
19-Apr-11 | 963320106 | Annual | 21-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Samuel R. Allen | Mgmt | For | For | ||||
2 | Elect Director Jeff M. Fettig | Mgmt | For | For | ||||
3 | Elect Director Michael F. Johnston | Mgmt | For | For | ||||
4 | Elect Director William T. Kerr | Mgmt | For | For | ||||
5 | Elect Director John D. Liu | Mgmt | For | For | ||||
6 | Elect Director Miles L. Marsh | Mgmt | For | For | ||||
7 | Elect Director William D. Perez | Mgmt | For | For | ||||
8 | Elect Director Michael D. White | Mgmt | For | For | ||||
9 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
10 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
11 | Ratify Auditors | Mgmt | For | For | ||||
12 | Provide Right to Act by Written Consent | SH | Against | For | ||||
13 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | SH | Against | For |
FirstMerit Corporation | ||||||||
Ticker FMER | Meeting Date | Security ID | Meeting Type | Record Date | ||||
20-Apr-11 | 337915102 | Annual | 22-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Steven H. Baer | Mgmt | For | For | ||||
1.2 | Elect Director Karen S. Belden | Mgmt | For | For | ||||
1.3 | Elect Director R. Cary Blair | Mgmt | For | For | ||||
1.4 | Elect Director John C. Blickle | Mgmt | For | For | ||||
1.5 | Elect Director Robert W. Briggs | Mgmt | For | For | ||||
1.6 | Elect Director Richard Colella | Mgmt | For | For | ||||
1.7 | Elect Director Gina D. France | Mgmt | For | For | ||||
1.8 | Elect Director Paul G. Greig | Mgmt | For | For | ||||
1.9 | Elect Director Terry L. Haines | Mgmt | For | For | ||||
1.10 | Elect Director J. Michael Hochschwender | Mgmt | For | For | ||||
1.11 | Elect Director Clifford J. Isroff | Mgmt | For | For | ||||
1.12 | Elect Director Philip A. Lloyd II | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
5 | Approve Omnibus Stock Plan | Mgmt | For | For | ||||
Sonoco Products Company | ||||||||
Ticker SON | Meeting Date | Security ID | Meeting Type | Record Date | ||||
20-Apr-11 | 835495102 | Annual | 18-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director J.L. Coker | Mgmt | For | For | ||||
1.2 | Elect Director J.M. Micali | Mgmt | For | For | ||||
1.3 | Elect Director L.W. Newton | Mgmt | For | For | ||||
1.4 | Elect Director M.D. Oken | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
Adobe Systems Incorporated | ||||||||
Ticker ADBE | Meeting Date | Security ID | Meeting Type | Record Date | ||||
21-Apr-11 | 00724F101 | Annual | 25-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Robert K. Burgess | Mgmt | For | For | ||||
2 | Elect Director Daniel Rosensweig | Mgmt | For | For | ||||
3 | Elect Director Robert Sedgewick | Mgmt | For | For | ||||
4 | Elect Director John E. Warnock | Mgmt | For | For | ||||
5 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | ||||
6 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | ||||
7 | Ratify Auditors | Mgmt | For | For | ||||
8 | Declassify the Board of Directors | Mgmt | For | For | ||||
9 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
10 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
Graco Inc. | ||||||||
Ticker GGG | Meeting Date | Security ID | Meeting Type | Record Date | ||||
21-Apr-11 | 384109104 | Annual | 22-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Patrick J. Mchale | Mgmt | For | Withhold | ||||
1.2 | Elect Director Lee R. Mitau | Mgmt | For | Withhold | ||||
1.3 | Elect Director Marti Morfitt | Mgmt | For | Withhold | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
5 | Require a Majority Vote for the Election of Directors | SH | Against | For |
Texas Instruments Incorporated | ||||||||
Ticker TXN | Meeting Date | Security ID | Meeting Type | Record Date | ||||
21-Apr-11 | 882508104 | Annual | 22-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director R.W. Babb, Jr. | Mgmt | For | For | ||||
2 | Elect Director D.A. Carp | Mgmt | For | For | ||||
3 | Elect Director C.S. Cox | Mgmt | For | For | ||||
4 | Elect Director S.P. MacMillan | Mgmt | For | For | ||||
5 | Elect Director P.H. Patsley | Mgmt | For | For | ||||
6 | Elect Director R.E. Sanchez | Mgmt | For | For | ||||
7 | Elect Director W.R. Sanders | Mgmt | For | For | ||||
8 | Elect Director R.J. Simmons | Mgmt | For | For | ||||
9 | Elect Director R.K. Templeton | Mgmt | For | For | ||||
10 | Elect Director C.T. Whitman | Mgmt | For | For | ||||
11 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
12 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
13 | Ratify Auditors | Mgmt | For | For | ||||
Honeywell International Inc. | ||||||||
Ticker HON | Meeting Date | Security ID | Meeting Type | Record Date | ||||
25-Apr-11 | 438516106 | Annual | 25-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Gordon M. Bethune | Mgmt | For | For | ||||
2 | Elect Director Kevin Burke | Mgmt | For | For | ||||
3 | Elect Director Jaime Chico Pardo | Mgmt | For | For | ||||
4 | Elect Director David M. Cote | Mgmt | For | For | ||||
5 | Elect Director D. Scott Davis | Mgmt | For | For | ||||
6 | Elect Director Linnet F. Deily | Mgmt | For | For | ||||
7 | Elect Director Judd Gregg | Mgmt | For | For | ||||
8 | Elect Director Clive R. Hollick | Mgmt | For | For | ||||
9 | Elect Director George Paz | Mgmt | For | For | ||||
10 | Elect Director Bradley T. Sheares | Mgmt | For | For | ||||
11 | Ratify Auditors | Mgmt | For | For | ||||
12 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
14 | Approve Omnibus Stock Plan | Mgmt | For | For | ||||
15 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | ||||
16 | Provide Right to Act by Written Consent | SH | Against | For | ||||
17 | Amend Articles/Bylaws/Charter Call Special Meetings | SH | Against | For | ||||
Apartment Investment and Management Company | ||||||||
Ticker AIV | Meeting Date | Security ID | Meeting Type | Record Date | ||||
26-Apr-11 | 03748R101 | Annual | 25-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director James N. Bailey | Mgmt | For | For | ||||
2 | Elect Director Terry Considine | Mgmt | For | For | ||||
3 | Elect Director Richard S. Ellwood | Mgmt | For | For | ||||
4 | Elect Director Thomas L. Keltner | Mgmt | For | For | ||||
5 | Elect Director J. Landis Martin | Mgmt | For | For | ||||
6 | Elect Director Robert A. Miller | Mgmt | For | For | ||||
7 | Elect Director Kathleen M. Nelson | Mgmt | For | For | ||||
8 | Elect Director Michael A. Stein | Mgmt | For | For | ||||
9 | Ratify Auditors | Mgmt | For | For | ||||
10 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
12 | Amend Charter Permiting the Board to Grant Waivers of the Ownership Limit | Mgmt | For | For |
International Business Machines Corporation | ||||||||
Ticker IBM | Meeting Date | Security ID | Meeting Type | Record Date | ||||
26-Apr-11 | 459200101 | Annual | 25-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director A. J. P. Belda | Mgmt | For | For | ||||
2 | Elect Director W. R. Brody | Mgmt | For | For | ||||
3 | Elect Director K. I. Chenault | Mgmt | For | For | ||||
4 | Elect Director M. L. Eskew | Mgmt | For | For | ||||
5 | Elect Director S. A. Jackson | Mgmt | For | For | ||||
6 | Elect Director A. N. Liveris | Mgmt | For | For | ||||
7 | Elect Director W. J. McNerney, Jr. | Mgmt | For | For | ||||
8 | Elect Director J. W. Owens | Mgmt | For | For | ||||
9 | Elect Director S. J. Palmisano | Mgmt | For | For | ||||
10 | Elect Director J. E. Spero | Mgmt | For | For | ||||
11 | Elect Director S. Taurel | Mgmt | For | For | ||||
12 | Elect Director L. H. Zambrano | Mgmt | For | For | ||||
13 | Ratify Auditors | Mgmt | For | For | ||||
14 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
15 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
16 | Provide for Cumulative Voting | SH | Against | For | ||||
17 | Report on Political Contributions | SH | Against | For | ||||
18 | Report on Lobbying Expenses | SH | Against | For | ||||
Deluxe Corporation | ||||||||
Ticker DLX | Meeting Date | Security ID | Meeting Type | Record Date | ||||
27-Apr-11 | 248019101 | Annual | 02-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Ronald C. Baldwin | Mgmt | For | For | ||||
1.2 | Elect Director Charles A. Haggerty | Mgmt | For | For | ||||
1.3 | Elect Director Don J. McGrath | Mgmt | For | For | ||||
1.4 | Elect Director C.E. Mayberry McKissack | Mgmt | For | For | ||||
1.5 | Elect Director Neil J. Metviner | Mgmt | For | For | ||||
1.6 | Elect Director Stephen P. Nachtsheim | Mgmt | For | For | ||||
1.7 | Elect Director Mary Ann O?Dwyer | Mgmt | For | For | ||||
1.8 | Elect Director Martyn R. Redgrave | Mgmt | For | For | ||||
1.9 | Elect Director Lee J. Schram | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Ratify Auditors | Mgmt | For | For | ||||
E. I. du Pont de Nemours and Company | ||||||||
Ticker DD | Meeting Date | Security ID | Meeting Type | Record Date | ||||
27-Apr-11 | 263534109 | Annual | 02-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Richard H. Brown | Mgmt | For | For | ||||
2 | Elect Director Robert A. Brown | Mgmt | For | For | ||||
3 | Elect Director Bertrand P. Collomb | Mgmt | For | For | ||||
4 | Elect Director Curtis J. Crawford | Mgmt | For | For | ||||
5 | Elect Director Alexander M. Cutler | Mgmt | For | For | ||||
6 | Elect Director Eleuthere I. du Pont | Mgmt | For | For | ||||
7 | Elect Director Marillyn A. Hewson | Mgmt | For | For | ||||
8 | Elect Director Lois D. Juliber | Mgmt | For | For | ||||
9 | Elect Director Ellen J. Kullman | Mgmt | For | For | ||||
10 | Elect Director William K. Reilly | Mgmt | For | For | ||||
11 | Ratify Auditors | Mgmt | For | For | ||||
12 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
13 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
15 | Amend Articles/Bylaws/Charter Call Special Meetings | SH | Against | For | ||||
16 | Report on Genetically Engineered Seed | SH | Against | Against | ||||
17 | Report on Pay Disparity | SH | Against | Against |
Eaton Corporation | ||||||||
Ticker ETN | Meeting Date | Security ID | Meeting Type | Record Date | ||||
27-Apr-11 | 278058102 | Annual | 28-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director George S. Barrett | Mgmt | For | For | ||||
2 | Elect Director Todd M. Bluedorn | Mgmt | For | For | ||||
3 | Elect Director Ned C. Lautenbach | Mgmt | For | For | ||||
4 | Elect Director Gregory R. Page | Mgmt | For | For | ||||
5 | Declassify the Board of Directors | Mgmt | For | For | ||||
6 | Eliminate Cumulative Voting | Mgmt | For | For | ||||
7 | Ratify Auditors | Mgmt | For | For | ||||
8 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
9 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
General Electric Company | ||||||||
Ticker GE | Meeting Date | Security ID | Meeting Type | Record Date | ||||
27-Apr-11 | 369604103 | Annual | 28-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director W. Geoffrey Beattie | Mgmt | For | For | ||||
2 | Elect Director James I. Cash, Jr. | Mgmt | For | For | ||||
3 | Elect Director Ann M. Fudge | Mgmt | For | For | ||||
4 | Elect Director Susan Hockfield | Mgmt | For | For | ||||
5 | Elect Director Jeffrey R. Immelt | Mgmt | For | For | ||||
6 | Elect Director Andrea Jung | Mgmt | For | For | ||||
7 | Elect Director Alan G. Lafley | Mgmt | For | For | ||||
8 | Elect Director Robert W. Lane | Mgmt | For | For | ||||
9 | Elect Director Ralph S. Larsen | Mgmt | For | For | ||||
10 | Elect Director Rochelle B. Lazarus | Mgmt | For | For | ||||
11 | Elect Director James J. Mulva | Mgmt | For | For | ||||
12 | Elect Director Sam Nunn | Mgmt | For | For | ||||
13 | Elect Director Roger S. Penske | Mgmt | For | For | ||||
14 | Elect Director Robert J. Swieringa | Mgmt | For | For | ||||
15 | Elect Director James S. Tisch | Mgmt | For | For | ||||
16 | Elect Director Douglas A. Warner III | Mgmt | For | For | ||||
17 | Ratify Auditors | Mgmt | For | For | ||||
18 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
19 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
20 | Provide for Cumulative Voting | SH | Against | For | ||||
21 | Performance-Based Equity Awards | SH | Against | For | ||||
22 | Withdraw Stock Options Granted to Executive Officers | SH | Against | Against | ||||
23 | Report on Climate Change Business Risk | SH | Against | Against | ||||
24 | Report on Animal Testing and Plans for Reduction | SH | Against | Against |
The Coca-Cola Company | ||||||||
Ticker KO | Meeting Date | Security ID | Meeting Type | Record Date | ||||
27-Apr-11 | 191216100 | Annual | 28-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Herbert A. Allen | Mgmt | For | For | ||||
2 | Elect Director Ronald W. Allen | Mgmt | For | For | ||||
3 | Elect Director Howard G. Buffett | Mgmt | For | For | ||||
4 | Elect Director Barry Diller | Mgmt | For | For | ||||
5 | Elect Director Evan G. Greenberg | Mgmt | For | For | ||||
6 | Elect Director Alexis M. Herman | Mgmt | For | For | ||||
7 | Elect Director Muhtar Kent | Mgmt | For | For | ||||
8 | Elect Director Donald R. Keough | Mgmt | For | For | ||||
9 | Elect Director Maria Elena Lagomasino | Mgmt | For | For | ||||
10 | Elect Director Donald F. McHenry | Mgmt | For | For | ||||
11 | Elect Director Sam Nunn | Mgmt | For | For | ||||
12 | Elect Director James D. Robinson III | Mgmt | For | For | ||||
13 | Elect Director Peter V. Ueberroth | Mgmt | For | For | ||||
14 | Elect Director Jacob Wallenberg | Mgmt | For | For | ||||
15 | Elect Director James B. Williams | Mgmt | For | For | ||||
16 | Ratify Auditors | Mgmt | For | For | ||||
17 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | ||||
18 | Amend Restricted Stock Plan | Mgmt | For | For | ||||
19 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
20 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
21 | Publish Report on Chemical Bisphenol-A (BPA) | SH | Against | For | ||||
American Axle & Manufacturing Holdings, Inc. | ||||||||
Ticker AXL | Meeting Date | Security ID | Meeting Type | Record Date | ||||
28-Apr-11 | 024061103 | Annual | 03-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Richard E. Dauch | Mgmt | For | For | ||||
1.2 | Elect Director James A. Mccaslin | Mgmt | For | For | ||||
1.3 | Elect Director William P. Miller Ii | Mgmt | For | For | ||||
1.4 | Elect Director Larry K. Switzer | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Ratify Auditors | Mgmt | For | For | ||||
Corning Incorporated | ||||||||
Ticker GLW | Meeting Date | Security ID | Meeting Type | Record Date | ||||
28-Apr-11 | 219350105 | Annual | 24-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director John Seely Brown | Mgmt | For | Against | ||||
2 | Elect Director John A. Canning, Jr. | Mgmt | For | For | ||||
3 | Elect Director Gordon Gund | Mgmt | For | Against | ||||
4 | Elect Director Kurt M. Landgraf | Mgmt | For | Against | ||||
5 | Elect Director H. Onno Ruding | Mgmt | For | Against | ||||
6 | Elect Director Glenn F. Tilton | Mgmt | For | For | ||||
7 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
9 | Ratify Auditors | Mgmt | For | For | ||||
10 | Amend Articles/Bylaws/Charter Call Special Meetings | SH | Against | For |
DCT Industrial Trust Inc. | ||||||||
Ticker DCT | Meeting Date | Security ID | Meeting Type | Record Date | ||||
28-Apr-11 | 233153105 | Annual | 28-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Thomas G. Wattles | Mgmt | For | For | ||||
1.2 | Elect Director Philip L. Hawkins | Mgmt | For | For | ||||
1.3 | Elect Director Phillip R. Altinger | Mgmt | For | For | ||||
1.4 | Elect Director Thomas F. August | Mgmt | For | For | ||||
1.5 | Elect Director John S. Gates, Jr. | Mgmt | For | For | ||||
1.6 | Elect Director Raymond B. Greer | Mgmt | For | For | ||||
1.7 | Elect Director Tripp H. Hardin | Mgmt | For | For | ||||
1.8 | Elect Director John C. Okeeffe | Mgmt | For | For | ||||
1.9 | Elect Director Bruce L. Warwick | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Ratify Auditors | Mgmt | For | For |
DIRECTV | ||||||||
Ticker DTV | Meeting Date | Security ID | Meeting Type | Record Date | ||||
28-Apr-11 | 25490A101 | Annual | 14-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director David B. Dillon | Mgmt | For | For | ||||
1.2 | Elect Director Samuel A. DiPiazza, Jr. | Mgmt | For | For | ||||
1.3 | Elect Director Lorrie M. Norrington | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Reduce Authorized Class B Shares, Eliminate Class C Common Stock and Deletion of Rights to Call Special Meetings to Certain Stockholders | Mgmt | For | For | ||||
4 | Declassify the Board of Directors | Mgmt | For | For | ||||
5 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | ||||
6 | Provide Right to Call Special Meeting | Mgmt | For | For | ||||
7 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | ||||
8 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
9 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
eBay Inc. | ||||||||
Ticker EBAY | Meeting Date | Security ID | Meeting Type | Record Date | ||||
28-Apr-11 | 278642103 | Annual | 17-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Fred D. Anderson | Mgmt | For | For | ||||
2 | Elect Director Edward W. Barnholt | Mgmt | For | For | ||||
3 | Elect Director Scott D. Cook | Mgmt | For | For | ||||
4 | Elect Director John J. Donahoe | Mgmt | For | For | ||||
5 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
7 | Ratify Auditors | Mgmt | For | For | ||||
8 | Reduce Supermajority Vote Requirement | SH | Against | For | ||||
Johnson & Johnson | ||||||||
Ticker JNJ | Meeting Date | Security ID | Meeting Type | Record Date | ||||
28-Apr-11 | 478160104 | Annual | 01-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Mary Sue Coleman | Mgmt | For | For | ||||
2 | Elect Director James G. Cullen | Mgmt | For | For | ||||
3 | Elect Director Ian E.L. Davis | Mgmt | For | For | ||||
4 | Elect Director Michael M.e. Johns | Mgmt | For | For | ||||
5 | Elect Director Susan L. Lindquist | Mgmt | For | For | ||||
6 | Elect Director Anne M. Mulcahy | Mgmt | For | For | ||||
7 | Elect Director Leo F. Mullin | Mgmt | For | For | ||||
8 | Elect Director William D. Perez | Mgmt | For | For | ||||
9 | Elect Director Charles Prince | Mgmt | For | For | ||||
10 | Elect Director David Satcher | Mgmt | For | For | ||||
11 | Elect Director William C. Weldon | Mgmt | For | For | ||||
12 | Ratify Auditors | Mgmt | For | For | ||||
13 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
15 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | Against | Against | ||||
16 | Amend EEO Policy to Prohibit Discrimination Based on Applicants Health Status | SH | Against | Against | ||||
17 | Adopt Animal-Free Training Methods | SH | Against | Against |
Life Technologies Corporation | ||||||||
Ticker LIFE | Meeting Date | Security ID | Meeting Type | Record Date | ||||
28-Apr-11 | 53217V109 | Annual | 28-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Balakrishnan S. Iyer | Mgmt | For | For | ||||
2 | Elect Director Gregory T. Lucier | Mgmt | For | For | ||||
3 | EleElect Director Ronald A. Matricaria | Mgmt | For | For | ||||
4 | Elect Director David C. U Prichard | Mgmt | For | For | ||||
5 | Elect Director William H. Longfield | Mgmt | For | For | ||||
6 | Elect Director Ora H. Pescovitz | Mgmt | For | For | ||||
7 | Ratify Auditors | Mgmt | For | For | ||||
8 | Amend Certificate of Incorporation | Mgmt | For | For | ||||
9 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
10 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | One Year | ||||
MEMC Electronic Materials, Inc. | ||||||||
Ticker WFR | Meeting Date | Security ID | Meeting Type | Record Date | ||||
28-Apr-11 | 552715104 | Annual | 28-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Peter Blackmore | Mgmt | For | For | ||||
2 | Elect Director Ahmad R. Chatila | Mgmt | For | For | ||||
3 | Elect Director Marshall Turner | Mgmt | For | For | ||||
4 | Ratify Auditors | Mgmt | For | For | ||||
5 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
7 | Declassify the Board of Directors | SH | Against | For | ||||
Pfizer Inc. | ||||||||
Ticker PFE | Meeting Date | Security ID | Meeting Type | Record Date | ||||
28-Apr-11 | 717081103 | Annual | 01-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Dennis A. Ausiello | Mgmt | For | For | ||||
2 | Elect Director Michael S. Brown | Mgmt | For | For | ||||
3 | Elect Director M. Anthony Burns | Mgmt | For | For | ||||
4 | Elect Director W. Don Cornwell | Mgmt | For | For | ||||
5 | Elect Director Frances D. Fergusson | Mgmt | For | For | ||||
6 | Elect Director William H. Gray III | Mgmt | For | For | ||||
7 | Elect Director Constance J. Horner | Mgmt | For | For | ||||
8 | Elect Director James M. Kilts | Mgmt | For | For | ||||
9 | Elect Director George A. Lorch | Mgmt | For | For | ||||
10 | Elect Director John P. Mascotte | Mgmt | For | For | ||||
11 | Elect Director Suzanne Nora Johnson | Mgmt | For | For | ||||
12 | Elect Director Ian C. Read | Mgmt | For | For | ||||
13 | Elect Director Stephen W. Sanger | Mgmt | For | For | ||||
14 | Ratify Auditors | Mgmt | For | For | ||||
15 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | One Year | ||||
17 | Publish Political Contributions | SH | Against | Against | ||||
18 | Report on Public Policy Advocacy Process | SH | Against | Against | ||||
19 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | Against | Against | ||||
20 | Provide Right to Act by Written Consent | SH | Against | For | ||||
21 | Amend Articles/Bylaws/Charter Call Special Meetings | SH | Against | For | ||||
22 | Report on Animal Testing and Plans for Reduction | SH | Against | Against |
Southern Copper Corporation | ||||||||
Ticker SCCO | Meeting Date | Security ID | Meeting Type | Record Date | ||||
28-Apr-11 | 84265V105 | Annual | 04-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director German Larrea Mota-Velasco | Mgmt | For | Withhold | ||||
1.2 | Elect Director Oscar Gonzalez Rocha | Mgmt | For | Withhold | ||||
1.3 | Elect Director Emilio Carrillo Gamboa | Mgmt | For | For | ||||
1.4 | Elect Director Alfredo Casar Perez | Mgmt | For | Withhold | ||||
1.5 | Elect Director Luis Castelazo Morales | Mgmt | For | Withhold | ||||
1.6 | Elect Director Enrique Castillo Sanchez Mejorada | Mgmt | For | Withhold | ||||
1.7 | Elect Director Alberto de la Parra Zavala | Mgmt | For | Withhold | ||||
1.8 | Elect Director Xavier Garcia de Quevedo Topete | Mgmt | For | Withhold | ||||
1.9 | Elect Director Genaro Larrea Mota-Velasco | Mgmt | For | Withhold | ||||
1.10 | Elect Director Daniel Muñiz Quintanilla | Mgmt | For | Withhold | ||||
1.11 | Elect Director Luis Miguel Palomino Bonilla | Mgmt | For | For | ||||
1.12 | Elect Director Gilberto Perezalonso Cifuentes | Mgmt | For | Withhold | ||||
1.13 | Elect Director Juan Rebolledo Gout | Mgmt | For | Withhold | ||||
1.14 | Elect Director Carlos Ruiz Sacristan | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
Abbott Laboratories | ||||||||
Ticker ABT | Meeting Date | Security ID | Meeting Type | Record Date | ||||
29-Apr-11 | 002824100 | Annual | 02-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Robert J. Alpern | Mgmt | For | For | ||||
1.2 | Elect Director Roxanne S. Austin | Mgmt | For | For | ||||
1.3 | Elect Director W. James Farrell | Mgmt | For | For | ||||
1.4 | Elect Director H. Laurance Fuller | Mgmt | For | For | ||||
1.5 | Elect Director Edward M. Liddy | Mgmt | For | For | ||||
1.6 | Elect Director Phebe N. Novakovic | Mgmt | For | For | ||||
1.7 | Elect Director William A. Osborn | Mgmt | For | For | ||||
1.8 | Elect Director Samuel C. Scott III | Mgmt | For | For | ||||
1.9 | Elect Director Glenn F. Tilton | Mgmt | For | For | ||||
1.10 | Elect Director Miles D. White | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
5 | Adopt Policy on Pharmaceutical Price Restraint | SH | Against | Against | ||||
AT&T Inc. | ||||||||
Ticker T | Meeting Date | Security ID | Meeting Type | Record Date | ||||
29-Apr-11 | 00206R102 | Annual | 01-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Randall L. Stephenson | Mgmt | For | For | ||||
2 | Elect Director Gilbert F. Amelio | Mgmt | For | For | ||||
3 | Elect Director Reuben V. Anderson | Mgmt | For | For | ||||
4 | Elect Director James H. Blanchard | Mgmt | For | For | ||||
5 | Elect Director Jaime Chico Pardo | Mgmt | For | For | ||||
6 | Elect Director James P. Kelly | Mgmt | For | For | ||||
7 | Elect Director Jon C. Madonna | Mgmt | For | For | ||||
8 | Elect Director Lynn M. Martin | Mgmt | For | For | ||||
9 | Elect Director John B. McCoy | Mgmt | For | For | ||||
10 | Elect Director Joyce M. Roche | Mgmt | For | For | ||||
11 | Elect Director Matthew K. Rose | Mgmt | For | For | ||||
12 | Elect Director Laura D Andrea Tyson | Mgmt | For | For | ||||
13 | Ratify Auditors | Mgmt | For | For | ||||
14 | Approve Omnibus Stock Plan | Mgmt | For | For | ||||
15 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
17 | Report on Political Contributions | SH | Against | For | ||||
18 | Amend Articles/Bylaws/Charter Call Special Meetings | SH | Against | For | ||||
19 | Provide Right to Act by Written Consent | SH | Against | For |
LAN Airlines S.A. | ||||||||
Ticker LAN | Meeting Date | Security ID | Meeting Type | Record Date | ||||
29-Apr-11 | P61894104 | Annual | 11-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
Meeting for ADR Holders | Mgmt | |||||||
1 | Approve Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For | ||||
2 | Approve Final Dividends Based on Income of Fiscal Year 2010 Including $0.21 per Share and $0.36 per Share Paid in Aug. 2010 and Jan. 2011 Respectively | Mgmt | For | For | ||||
3 | Approve Remuneration of Directors for Fiscal Year 2011 | Mgmt | For | For | ||||
4 | Approve Remuneration of Directors Committee and their Budget for Fiscal Year 2011 | Mgmt | For | For | ||||
5 | Approve External Auditors, Designate Risk-Assessment Companies; Present Special Auditors Report Regarding Related-Party Transactions | Mgmt | For | For | ||||
6 | Present Report Re: Processing, Printing, and Mailing Information Required by Chilean Law | Mgmt | For | For | ||||
7 | Designate Newspaper to Publish Meeting Announcements | Mgmt | For | For | ||||
8 | Other Business | Mgmt | For | Against | ||||
Harley-Davidson, Inc. | ||||||||
Ticker HOG | Meeting Date | Security ID | Meeting Type | Record Date | ||||
30-Apr-11 | 412822108 | Annual | 10-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Barry K. Allen | Mgmt | For | For | ||||
1.2 | Elect Director R. John Anderson | Mgmt | For | For | ||||
1.3 | Elect Director Richard I. Beattie | Mgmt | For | For | ||||
1.4 | Elect Director George H. Conrades | Mgmt | For | For | ||||
1.5 | Elect Director Judson C. Green | Mgmt | For | For | ||||
1.6 | Elect Director Sara L. Levinson | Mgmt | For | For | ||||
1.7 | Elect Director N. Thomas Linebarger | Mgmt | For | For | ||||
1.8 | Elect Director George L. Miles, Jr. | Mgmt | For | For | ||||
1.9 | Elect Director Jochen Zeitz | Mgmt | For | Withhold | ||||
2 | Reduce Supermajority Vote Requirement | Mgmt | For | For | ||||
3 | Reduce Supermajority Vote Requirement | Mgmt | For | For | ||||
4 | Reduce Supermajority Vote Requirement | Mgmt | For | For | ||||
5 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | ||||
6 | Ratify Auditors | Mgmt | For | For | ||||
7 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
9 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives without Shareholder Approval | SH | Against | For | ||||
Aflac Incorporated | ||||||||
Ticker AFL | Meeting Date | Security ID | Meeting Type | Record Date | ||||
02-May-11 | 001055102 | Annual | 23-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Daniel P. Amos | Mgmt | For | For | ||||
2 | Elect Director John Shelby Amos II | Mgmt | For | For | ||||
3 | Elect Director Paul S. Amos II | Mgmt | For | For | ||||
4 | Elect Director Michael H. Armacost | Mgmt | For | For | ||||
5 | Elect Director Kriss Cloninger III | Mgmt | For | For | ||||
6 | Elect Director Elizabeth J. Hudson | Mgmt | For | For | ||||
7 | Elect Director Douglas W. Johnson | Mgmt | For | For | ||||
8 | Elect Director Robert B. Johnson | Mgmt | For | For | ||||
9 | Elect Director Charles B. Knapp | Mgmt | For | For | ||||
10 | Elect Director E. Stephen Purdom | Mgmt | For | For | ||||
11 | Elect Director Barbara K. Rimer | Mgmt | For | For | ||||
12 | Elect Director Marvin R. Schuster | Mgmt | For | For | ||||
13 | Elect Director David Gary Thompson | Mgmt | For | For | ||||
14 | Elect Director Robert L. Wright | Mgmt | For | For | ||||
15 | Elect Director Takuro Yoshida | Mgmt | For | For | ||||
16 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
18 | Ratify Auditors | Mgmt | For | For |
American Express Company | ||||||||
Ticker AXP | Meeting Date | Security ID | Meeting Type | Record Date | ||||
02-May-11 | 025816109 | Annual | 04-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Daniel F. Akerson | Mgmt | For | For | ||||
1.2 | Elect Director Charlene Barshefsky | Mgmt | For | For | ||||
1.3 | Elect Director Ursula M. Burns | Mgmt | For | For | ||||
1.4 | Elect Director Kenneth I. Chenault | Mgmt | For | For | ||||
1.5 | Elect Director Peter Chernin | Mgmt | For | For | ||||
1.6 | Elect Director Theodore J. Leonsis | Mgmt | For | For | ||||
1.7 | Director Jan Leschly | Mgmt | For | For | ||||
1.8 | Director Richard C. Levin | Mgmt | For | For | ||||
1.9 | Director Richard A. McGinn | Mgmt | For | For | ||||
1.10 | Director Edward D. Miller | Mgmt | For | For | ||||
1.11 | Director Steven S. Reinemund | Mgmt | For | For | ||||
1.12 | Director Robert D. Walter | Mgmt | For | For | ||||
1.13 | Director Ronald A. Williams | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
5 | Provide for Cumulative Voting | SH | Against | For | ||||
6 | Amend Bylaws Call Special Meetings | SH | Against | For | ||||
Cooper Industries plc | ||||||||
Ticker CBE | Meeting Date | Security ID | Meeting Type | Record Date | ||||
02-May-11 | G24140108 | Annual | 04-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Linda A. Hill as Director | Mgmt | For | For | ||||
2 | Elect James J. Postl as Director | Mgmt | For | For | ||||
3 | Elect Mark S. Thompson as Director | Mgmt | For | For | ||||
4 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||||
5 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Mgmt | For | For | ||||
6 | Approve Omnibus Stock Plan | Mgmt | For | For | ||||
7 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
8 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
9 | Authorize Share Repurchase by any Subsidiary of the Company | Mgmt | For | For | ||||
10 | Authorize the Reissue Price Range of Treasury Shares | Mgmt | For | For | ||||
Hubbell Incorporated | ||||||||
Ticker HUB.B | Meeting Date | Security ID | Meeting Type | Record Date | ||||
02-May-11 | 443510201 | Annual | 04-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Timothy H. Powers | Mgmt | For | For | ||||
1.2 | Elect Director Lynn J. Good | Mgmt | For | For | ||||
1.3 | Elect Director Anthony J. Guzzi | Mgmt | For | For | ||||
1.4 | Elect Director Neal J. Keating | Mgmt | For | For | ||||
1.5 | Elect Director Andrew McNally, IV | Mgmt | For | For | ||||
1.6 | Elect Director G. Jackson Ratcliffe | Mgmt | For | For | ||||
1.7 | Elect Director Carlos A. Rodriguez | Mgmt | For | For | ||||
1.8 | Elect Director Richard J. Swift | Mgmt | For | For | ||||
1.9 | Elect Director Daniel S. Van Riper | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
The Boeing Company | ||||||||
Ticker BA | Meeting Date | Security ID | Meeting Type | Record Date | ||||
02-May-11 | 097023105 | Annual | 03-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director John E. Bryson | Mgmt | For | For | ||||
2 | Elect Director David L. Calhoun | Mgmt | For | For | ||||
3 | Elect Director Arthur D. Collins, Jr. | Mgmt | For | For | ||||
4 | Elect Director Linda Z. Cook | Mgmt | For | For | ||||
5 | Elect Director Kenneth M. Duberstein | Mgmt | For | For | ||||
6 | Elect Director Edmund P. Giambastiani, Jr. | Mgmt | For | For | ||||
7 | Elect Director Edward M. Liddy | Mgmt | For | For | ||||
8 | Elect Director John F. McDonnell | Mgmt | For | For | ||||
9 | Elect Director W. James McNerney, Jr. | Mgmt | For | For | ||||
10 | Elect Director Susan C. Schwab | Mgmt | For | For | ||||
11 | Elect Director Ronald A. Williams | Mgmt | For | For | ||||
12 | Elect Director Mike S. Zafirovski | Mgmt | For | For | ||||
13 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
14 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
15 | Ratify Auditors | Mgmt | For | For | ||||
16 | Implement Third-Party Supply Chain Monitoring | SH | Against | Against | ||||
17 | Report on Political Contributions | SH | Against | For | ||||
18 | Provide Right to Act by Written Consent | SH | Against | For | ||||
19 | Amend Articles/Bylaws/Charter Call Special Meetings | SH | Against | For | ||||
20 | Require Independent Board Chairman | SH | Against | For | ||||
Zimmer Holdings, Inc. | ||||||||
Ticker ZMH | Meeting Date | Security ID | Meeting Type | Record Date | ||||
02-May-11 | 98956P102 | Annual | 03-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Betsy J. Bernard | Mgmt | For | For | ||||
2 | Elect Director Marc N. Casper | Mgmt | For | For | ||||
3 | Elect Director David C. Dvorak | Mgmt | For | For | ||||
4 | Elect Director Larry C. Glasscock | Mgmt | For | For | ||||
5 | Elect Director Robert A. Hagemann | Mgmt | For | For | ||||
6 | Elect Director Arthur J. Higgins | Mgmt | For | For | ||||
7 | Elect Director John L. McGoldrick | Mgmt | For | For | ||||
8 | Elect Director Cecil B. Pickett | Mgmt | For | For | ||||
9 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
10 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
11 | Ratify Auditors | Mgmt | For | For | ||||
Advanced Micro Devices, Inc. | ||||||||
Ticker AMD | Meeting Date | Security ID | Meeting Type | Record Date | ||||
03-May-11 | 007903107 | Annual | 07-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Bruce L. Claflin | Mgmt | For | For | ||||
2 | Elect Director W. Michael Barnes | Mgmt | For | For | ||||
3 | Elect Director John E. Caldwell | Mgmt | For | For | ||||
4 | Elect Director Henry W.K. Chow | Mgmt | For | For | ||||
5 | Elect Director Craig A. Conway | Mgmt | For | For | ||||
6 | Elect Director Nicholas M. Donofrio | Mgmt | For | For | ||||
7 | Elect Director H. Paulett Eberhart | Mgmt | For | For | ||||
8 | Elect Director Waleed Al Muhairi | Mgmt | For | For | ||||
9 | Elect Director Robert B. Palmer | Mgmt | For | For | ||||
10 | Ratify Auditors | Mgmt | For | For | ||||
11 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | ||||
12 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
13 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year |
Allergan, Inc. | ||||||||
Ticker AGN | Meeting Date | Security ID | Meeting Type | Record Date | ||||
03-May-11 | 018490102 | Annual | 04-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Deborah Dunsire | Mgmt | For | For | ||||
2 | Elect Director Trevor M. Jones | Mgmt | For | For | ||||
3 | Elect Director Louis J. Lavigne, Jr. | Mgmt | For | For | ||||
4 | Ratify Auditors | Mgmt | For | For | ||||
5 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
7 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | ||||
8 | Approve Omnibus Stock Plan | Mgmt | For | For | ||||
9 | Declassify the Board of Directors | Mgmt | For | For | ||||
Baxter International Inc. | ||||||||
Ticker BAX | Meeting Date | Security ID | Meeting Type | Record Date | ||||
03-May-11 | 071813109 | Annual | 07-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Wayne T. Hockmeyer | Mgmt | For | For | ||||
2 | Elect Director Robert L. Parkinson, Jr. | Mgmt | For | For | ||||
3 | Elect Director Thomas T. Stallkamp | Mgmt | For | For | ||||
4 | Elect Director Albert P.L. Stroucken | Mgmt | For | For | ||||
5 | Ratify Auditors | Mgmt | For | For | ||||
6 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
7 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
8 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | ||||
9 | Approve Omnibus Stock Plan | Mgmt | For | For | ||||
10 | Amend Certificate of Incorporation to Declassify the Board and Reduce Supermajority Voting Requirement | Mgmt | For | For | ||||
Bristol-Myers Squibb Company | ||||||||
Ticker BMY | Meeting Date | Security ID | Meeting Type | Record Date | ||||
03-May-11 | 110122108 | Annual | 10-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director L. Andreotti | Mgmt | For | For | ||||
2 | Elect Director L.B. Campbell | Mgmt | For | For | ||||
3 | Elect Director J.M. Cornelius | Mgmt | For | For | ||||
4 | Elect Director L.J. Freeh | Mgmt | For | For | ||||
5 | Elect Director L.H. Glimcher | Mgmt | For | For | ||||
6 | Elect Director M. Grobstein | Mgmt | For | For | ||||
7 | Elect Director L. Johansson | Mgmt | For | For | ||||
8 | Elect Director A.J. Lacy | Mgmt | For | For | ||||
9 | Elect Director V.L. Sato | Mgmt | For | For | ||||
10 | Elect Director E. Sigal | Mgmt | For | For | ||||
11 | Elect Director T.D. West, Jr. | Mgmt | For | For | ||||
12 | Elect Director R.S. Williams | Mgmt | For | For | ||||
13 | Ratify Auditors | Mgmt | For | For | ||||
14 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
15 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
16 | Increase Disclosure of Executive Compensation | SH | Against | Against | ||||
17 | Provide Right to Act by Written Consent | SH | Against | For | ||||
18 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | Against | Against |
Cameron International Corporation | ||||||||
Ticker CAM | Meeting Date | Security ID | Meeting Type | Record Date | ||||
03-May-11 | 13342B105 | Annual | 11-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Peter J. Fluor | Mgmt | For | For | ||||
2 | Elect Director Jack B. Moore | Mgmt | For | For | ||||
3 | Elect Director David Ross | Mgmt | For | For | ||||
4 | Ratify Auditors | Mgmt | For | For | ||||
5 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | ||||
6 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
7 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
8 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | ||||
Great Plains Energy Incorporated | ||||||||
Ticker GXP | Meeting Date | Security ID | Meeting Type | Record Date | ||||
03-May-11 | 391164100 | Annual | 22-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director D.L. Bodde | Mgmt | For | For | ||||
1.2 | Elect Director M.J. Chesser | Mgmt | For | For | ||||
1.3 | Elect Director W.H. Downey | Mgmt | For | For | ||||
1.4 | Elect Director R.C. Ferguson, Jr. | Mgmt | For | For | ||||
1.5 | Elect Director G.D. Forsee | Mgmt | For | For | ||||
1.6 | Elect Director J.A. Mitchell | Mgmt | For | For | ||||
1.7 | Elect Director W.C. Nelson | Mgmt | For | For | ||||
1.8 | Elect Director J.J. Sherman | Mgmt | For | For | ||||
1.9 | Elect Director L.H. Talbott | Mgmt | For | For | ||||
1.10 | Elect Director R.H. West | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
5 | Ratify Auditors | Mgmt | For | For | ||||
ITT Educational Services, Inc. | ||||||||
Ticker ESI | Meeting Date | Security ID | Meeting Type | Record Date | ||||
03-May-11 | 45068B109 | Annual | 04-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director John E. Dean | Mgmt | For | For | ||||
2 | Elect Director James D. Fowler, Jr. | Mgmt | For | For | ||||
3 | Elect Director Vin Weber | Mgmt | For | For | ||||
4 | Ratify Auditors | Mgmt | For | For | ||||
5 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
Manpower Group | ||||||||
Ticker MAN | Meeting Date | Security ID | Meeting Type | Record Date | ||||
03-May-11 | 56418H100 | Annual | 22-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Cari M. Dominguez | Mgmt | For | For | ||||
1.2 | Elect Director Roberto Mendoza | Mgmt | For | For | ||||
1.3 | Elect Director Elizabeth P. Sartain | Mgmt | For | For | ||||
1.4 | Elect Director Edward J. Zore | Mgmt | For | For | ||||
1.5 | Elect Director William Downe | Mgmt | For | For | ||||
1.6 | Elect Director Patricia A. Hemingway Hall | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | ||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | ||||
5 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
Sears Holdings Corporation | ||||||||
Ticker SHLD | Meeting Date | Security ID | Meeting Type | Record Date | ||||
03-May-11 | 812350106 | Annual | 08-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Louis J. DAmbrosio | Mgmt | For | For | ||||
1.2 | Elect Director William C. Kunkler, III | Mgmt | For | For | ||||
1.3 | Elect Director Edward S. Lampert | Mgmt | For | For | ||||
1.4 | Elect Director Steven T. Mnuchin | Mgmt | For | For | ||||
1.5 | Elect Director Ann N. Reese | Mgmt | For | For | ||||
1.6 | Elect Director Emily Scott | Mgmt | For | For | ||||
1.7 | Elect Director Thomas J. Tisch | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Ratify Auditors | Mgmt | For | For | ||||
5 | Report on Political Contributions | SH | Against | For | ||||
Wells Fargo & Company | ||||||||
Ticker WFC | Meeting Date | Security ID | Meeting Type | Record Date | ||||
03-May-11 | 949746101 | Annual | 04-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Election Director John D. Baker II | Mgmt | For | For | ||||
2 | Election Director John S. Chen | Mgmt | For | For | ||||
3 | Election Director Lloyd H. Dean | Mgmt | For | For | ||||
4 | Election Director Susan E. Engel | Mgmt | For | For | ||||
5 | Election Director Enrique Hernandez, Jr. | Mgmt | For | For | ||||
6 | Election Director Donald M. James | Mgmt | For | For | ||||
7 | Election Director Mackey J. McDonald | Mgmt | For | For | ||||
8 | Election Director Cynthia H. Milligan | Mgmt | For | For | ||||
9 | Elect Director Nicholas G. Moore | Mgmt | For | For | ||||
10 | Elect Director Philip J. Quigley | Mgmt | For | Against | ||||
11 | Elect Director Judith M. Runstad | Mgmt | For | For | ||||
12 | Elect Director Stephen W. Sanger | Mgmt | For | For | ||||
13 | Elect Director John G. Stumpf | Mgmt | For | For | ||||
14 | Elect Director an G. Swenson | Mgmt | For | For | ||||
15 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
17 | Ratify Auditors | Mgmt | For | For | ||||
18 | Amend Articles/Bylaws/Charter Call Special Meetings | SH | Against | For | ||||
19 | Provide for Cumulative Voting | SH | Against | For | ||||
20 | Require Independent Board Chairman | SH | Against | For | ||||
21 | Advisory Vote to Ratify Directors Compensation | SH | Against | Against | ||||
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | SH | Against | For | ||||
EMC Corporation | ||||||||
Ticker EMC | Meeting Date | Security ID | Meeting Type | Record Date | ||||
04-May-11 | 268648102 | Annual | 07-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Michael W. Brown | Mgmt | For | For | ||||
2 | Elect Director Randolph L. Cowen | Mgmt | For | For | ||||
3 | Elect Director Michael J. Cronin | Mgmt | For | For | ||||
4 | Elect Director Gail Deegan | Mgmt | For | For | ||||
5 | Elect Director James S. DiStasio | Mgmt | For | For | ||||
6 | Elect Director John R. Egan | Mgmt | For | For | ||||
7 | Elect Director Edmund F. Kelly | Mgmt | For | For | ||||
8 | Elect Director Windle B. Priem | Mgmt | For | For | ||||
9 | Elect Director Paul Sagan | Mgmt | For | For | ||||
10 | Elect Director David N. Strohm | Mgmt | For | For | ||||
11 | Elect Director Joseph M. Tucci | Mgmt | For | For | ||||
12 | Ratify Auditors | Mgmt | For | For | ||||
13 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
14 | Provide Right to Call Special Meeting | Mgmt | For | For | ||||
15 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
Intersil Corporation | ||||||||
Ticker ISIL | Meeting Date | Security ID | Meeting Type | Record Date | ||||
04-May-11 | 46069S109 | Annual | 10-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director David B. Bell | Mgmt | For | For | ||||
2 | Elect Director Robert W. Conn | Mgmt | For | For | ||||
3 | Elect Director James V. Diller | Mgmt | For | For | ||||
4 | Elect Director Gary E. Gist | Mgmt | For | For | ||||
5 | Elect Director Mercedes Johnson | Mgmt | For | For | ||||
6 | Elect Director Gregory Lang | Mgmt | For | For | ||||
7 | Elect Director Jan Peeters | Mgmt | For | For | ||||
8 | Elect Director Robert N. Pokelwaldt | Mgmt | For | For | ||||
9 | Elect Director James A. Urry | Mgmt | For | For | ||||
10 | Ratify Auditors | Mgmt | For | For | ||||
11 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
12 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
PepsiCo, Inc. | ||||||||
Ticker PEP | Meeting Date | Security ID | Meeting Type | Record Date | ||||
04-May-11 | 713448108 | Annual | 04-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director S.L. Brown | Mgmt | For | For | ||||
2 | Elect Director I.M. Cook | Mgmt | For | For | ||||
3 | Elect Director D. Dublon | Mgmt | For | For | ||||
4 | Elect Director V.J. Dzau | Mgmt | For | For | ||||
5 | Elect Director R.L. Hunt | Mgmt | For | For | ||||
6 | Elect Director A. Ibarguen | Mgmt | For | For | ||||
7 | Elect Director A.C. Martinez | Mgmt | For | For | ||||
8 | Elect Director I.K. Nooyi | Mgmt | For | For | ||||
9 | Elect Director S.P. Rockefeller | Mgmt | For | For | ||||
10 | Elect Director J.J. Schiro | Mgmt | For | For | ||||
11 | Elect Director L.G. Trotter | Mgmt | For | For | ||||
12 | Elect Director D. Vasella | Mgmt | For | For | ||||
13 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
14 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
15 | Ratify Auditors | Mgmt | For | For | ||||
16 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | ||||
17 | Amend Articles/Bylaws/Charter Call Special Meetings | SH | Against | For | ||||
18 | Report on Political Contributions | SH | Against | Against | ||||
Regal Entertainment Group | ||||||||
Ticker RGC | Meeting Date | Security ID | Meeting Type | Record Date | ||||
04-May-11 | 758766109 | Annual | 09-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Stephen A. Kaplan | Mgmt | For | For | ||||
1.2 | Elect Director Jack Tyrrell | Mgmt | For | For | ||||
1.3 | Elect Director Nestor R. Weigand, Jr. | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Ratify Auditors | Mgmt | For | For |
Robert Half International Inc. | ||||||||
Ticker RHI | Meeting Date | Security ID | Meeting Type | Record Date | ||||
04-May-11 | 770323103 | Annual | 09-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Andrew S. Berwick, Jr. | Mgmt | For | For | ||||
1.2 | Elect Director Edward W. Gibbons | Mgmt | For | For | ||||
1.3 | Elect Director Harold M. Messmer, Jr. | Mgmt | For | For | ||||
1.4 | Elect Director Barbara J. Novogradac | Mgmt | For | For | ||||
1.5 | Elect Director Robert J. Pace | Mgmt | For | For | ||||
1.6 | Elect Director Frederick A. Richman | Mgmt | For | For | ||||
1.7 | Elect Director M. Keith Waddell | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
Broadcom Corporation | ||||||||
Ticker BRCM | Meeting Date | Security ID | Meeting Type | Record Date | ||||
05-May-11 | 111320107 | Annual | 07-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Nancy H. Handel | Mgmt | For | For | ||||
1.2 | Elect Director Eddy W. Hartenstein | Mgmt | For | For | ||||
1.3 | Elect Director Maria Klawe | Mgmt | For | For | ||||
1.4 | Elect Director John E. Major | Mgmt | For | For | ||||
1.5 | Elect Director Scott A. McGregor | Mgmt | For | For | ||||
1.6 | Elect Director William T. Morrow | Mgmt | For | For | ||||
1.7 | Elect Director Henry Samueli | Mgmt | For | For | ||||
1.8 | Elect Director John A.C. Swainson | Mgmt | For | For | ||||
1.9 | Elect Director Robert E. Switz | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
4 | Ratify Auditors | Mgmt | For | For | ||||
Covanta Holding Corporation | ||||||||
Ticker CVA | Meeting Date | Security ID | Meeting Type | Record Date | ||||
05-May-11 | 22282E102 | Annual | 11-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director David M. Barse | Mgmt | For | For | ||||
1.2 | Elect Director Ronald J. Broglio | Mgmt | For | For | ||||
1.3 | Elect Director Peter C.B. Bynoe | Mgmt | For | Withhold | ||||
1.4 | Elect Director Linda J. Fisher | Mgmt | For | For | ||||
1.5 | Elect Director Joseph M. Holsten | Mgmt | For | For | ||||
1.6 | Elect Director Anthony J. Orlando | Mgmt | For | For | ||||
1.7 | Elect Director William C. Pate | Mgmt | For | For | ||||
1.8 | Elect Director Robert S. Silberman | Mgmt | For | For | ||||
1.9 | Elect Director Jean Smith | Mgmt | For | For | ||||
1.10 | Elect Director Samuel Zell | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
Duke Energy Corporation | ||||||||
Ticker DUK | Meeting Date | Security ID | Meeting Type | Record Date | ||||
05-May-11 | 26441C105 | Annual | 10-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director William Barnet, III | Mgmt | For | For | ||||
1.2 | Elect Director G. Alex Bernhardt, Sr. | Mgmt | For | For | ||||
1.3 | Elect Director Michael G. Browning | Mgmt | For | For | ||||
1.4 | Elect Director Daniel R. DiMicco | Mgmt | For | For | ||||
1.5 | Elect Director John H. Forsgren | Mgmt | For | For | ||||
1.6 | Elect Director Ann Maynard Gray | Mgmt | For | For | ||||
1.7 | Elect Director James H. Hance, Jr. | Mgmt | For | For | ||||
1.8 | Elect Director E. James Reinsch | Mgmt | For | For | ||||
1.9 | Elect Director James T. Rhodes | Mgmt | For | For | ||||
1.10 | Elect Director James E. Rogers | Mgmt | For | For | ||||
1.11 | Elect Director Philip R. Sharp | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
5 | Report on Global Warming Lobbying Activities | SH | Against | Against | ||||
6 | Report on Financial Risks of Coal Reliance | SH | Against | Against | ||||
7 | Require a Majority Vote for the Election of Directors | SH | Against | For | ||||
Fairchild Semiconductor International, Inc. | ||||||||
Ticker FCS | Meeting Date | Security ID | Meeting Type | Record Date | ||||
05-May-11 | 303726103 | Annual | 11-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Charles P. Carinalli | Mgmt | For | For | ||||
2 | Elect Director Randy W. Carson | Mgmt | For | For | ||||
3 | Elect Director Anthony Lear | Mgmt | For | For | ||||
4 | Elect Director Thomas L. Magnanti | Mgmt | For | For | ||||
5 | Elect Director Kevin J. McGarity | Mgmt | For | For | ||||
6 | Elect Director Bryan R. Roub | Mgmt | For | For | ||||
7 | Elect Director Ronald W. Shelly | Mgmt | For | For | ||||
8 | Elect Director Mark S. Thompson | Mgmt | For | For | ||||
9 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
10 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
12 | Ratify Auditors | Mgmt | For | For | ||||
GlaxoSmithKline plc | ||||||||
Ticker GSK | Meeting Date | Security ID | Meeting Type | Record Date | ||||
05-May-11 | G3910J112 | Annual | 08-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
Meeting for ADR Holders | Mgmt | |||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||||
2 | Approve Remuneration Report | Mgmt | For | For | ||||
3 | Elect Simon Dingemans as Director | Mgmt | For | For | ||||
4 | Elect Stacey Cartwright as Director | Mgmt | For | For | ||||
5 | Elect Judy Lewent as Director | Mgmt | For | For | ||||
6 | Re-elect Sir Christopher Gent as Director | Mgmt | For | For | ||||
7 | Re-elect Andrew Witty as Director | Mgmt | For | For | ||||
8 | Re-elect Sir Roy Anderson as Director | Mgmt | For | For | ||||
9 | Re-elect Dr Stephanie Burns as Director | Mgmt | For | For | ||||
10 | Re-elect Larry Culp as Director | Mgmt | For | For | ||||
11 | Re-elect Sir Crispin Davis as Director | Mgmt | For | For | ||||
12 | Re-elect Sir Deryck Maughan as Director | Mgmt | For | For | ||||
13 | Re-elect James Murdoch as Director | Mgmt | For | For | ||||
14 | Re-elect Dr Daniel Podolsky as Director | Mgmt | For | For | ||||
15 | Re-elect Dr Moncef Slaoui as Director | Mgmt | For | For | ||||
16 | Re-elect Tom de Swaan as Director | Mgmt | For | For | ||||
17 | Re-elect Sir Robert Wilson as Director | Mgmt | For | For | ||||
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | ||||
19 | Authorise Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | ||||
20 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | ||||
21 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | ||||
22 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | ||||
23 | Authorise Market Purchase | Mgmt | For | For | ||||
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors Reports | Mgmt | For | For | ||||
25 | Authorise the Company to Call EGM with Two Weeks Notice | Mgmt | For | For |
SPX Corporation | ||||||||
Ticker SPW | Meeting Date | Security ID | Meeting Type | Record Date | ||||
05-May-11 | 784635104 | Annual | 11-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director J. Kermit Campbell | Mgmt | For | For | ||||
2 | Elect Director Emerson U. Fullwood | Mgmt | For | For | ||||
3 | Elect Director Michael J. Mancuso | Mgmt | For | For | ||||
4 | Elect Director Terry S. Lisenby | Mgmt | For | For | ||||
5 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
6 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | ||||
7 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
9 | Ratify Auditors | Mgmt | For | For | ||||
Starwood Hotels & Resorts Worldwide, Inc. | ||||||||
Ticker HOT | Meeting Date | Security ID | Meeting Type | Record Date | ||||
05-May-11 | 85590A401 | Annual | 10-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Adam M. Aron | Mgmt | For | For | ||||
1.2 | Elect Director Charlene Barshefsky | Mgmt | For | For | ||||
1.3 | Elect Director Thomas E. Clarke | Mgmt | For | For | ||||
1.4 | Elect Director Clayton C. Daley, Jr. | Mgmt | For | For | ||||
1.5 | Elect Director Bruce W. Duncan | Mgmt | For | For | ||||
1.6 | Elect Director Lizanne Galbreath | Mgmt | For | For | ||||
1.7 | Elect Director Eric Hippeau | Mgmt | For | For | ||||
1.8 | Elect Director Stephen R. Quazzo | Mgmt | For | For | ||||
1.9 | Elect Director Thomas O. Ryder | Mgmt | For | For | ||||
1.10 | Elect Director Frits van Paasschen | Mgmt | For | For | ||||
1.11 | Elect Director Kneeland C. Youngblood | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
United Parcel Service, Inc. | ||||||||
Ticker UPS | Meeting Date | Security ID | Meeting Type | Record Date | ||||
05-May-11 | 911312106 | Annual | 07-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director F. Duane Ackerman | Mgmt | For | For | ||||
2 | Elect Director Michael J. Burns | Mgmt | For | For | ||||
3 | Elect Director D. Scott Davis | Mgmt | For | For | ||||
4 | Elect Director Stuart E. Eizenstat | Mgmt | For | For | ||||
5 | Elect Director Michael L. Eskew | Mgmt | For | For | ||||
6 | Elect Director William R. Johnson | Mgmt | For | For | ||||
7 | Elect Director Ann M. Livermore | Mgmt | For | For | ||||
8 | Elect Director Rudy H.P. Markham | Mgmt | For | For | ||||
9 | Elect Director Clark T. Randt, Jr. | Mgmt | For | For | ||||
10 | Elect Director John W. Thompson | Mgmt | For | For | ||||
11 | Elect Director Carol B. Tome | Mgmt | For | For | ||||
12 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
13 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
14 | Ratify Auditors | Mgmt | For | For | ||||
15 | Other Business | Mgmt | For | Against |
Verizon Communications Inc. | ||||||||
Ticker VZ | Meeting Date | Security ID | Meeting Type | Record Date | ||||
05-May-11 | 92343V104 | Annual | 07-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Richard L. Carrion | Mgmt | For | For | ||||
2 | Elect Director M. Frances Keeth | Mgmt | For | For | ||||
3 | Elect Director Robert W. Lane | Mgmt | For | For | ||||
4 | Elect Director Lowell C. Mcadam | Mgmt | For | For | ||||
5 | Elect Director Sandra O. Moose | Mgmt | For | For | ||||
6 | Elect Director Joseph Neubauer | Mgmt | For | For | ||||
7 | Elect Director Donald T. Nicolaisen | Mgmt | For | For | ||||
8 | Elect Director Clarence Otis, Jr. | Mgmt | For | For | ||||
9 | Elect Director Hugh B. Price | Mgmt | For | For | ||||
10 | Elect Director Ivan G. Seidenberg | Mgmt | For | For | ||||
11 | Elect Director Rodney E. Slater | Mgmt | For | For | ||||
12 | Elect Director John W. Snow | Mgmt | For | For | ||||
13 | Ratify Auditors | Mgmt | For | For | ||||
14 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
16 | Disclose Prior Government Service | SH | Against | Against | ||||
17 | Performance-Based Equity Awards | SH | Against | For | ||||
18 | Restore or Provide for Cumulative Voting | SH | Against | For | ||||
19 | Amend Articles/Bylaws/Charter Call Special Meetings | SH | Against | For | ||||
Arch Capital Group Ltd. | ||||||||
Ticker ACGL | Meeting Date | Security ID | Meeting Type | Record Date | ||||
06-May-11 | G0450A105 | Annual | 11-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Kewsong Lee | Mgmt | For | For | ||||
1.2 | Elect Director Brian S. Posner | Mgmt | For | For | ||||
1.3 | Elect Director John D. Vollaro | Mgmt | For | For | ||||
1.4 | Elect Director Robert F. Works | Mgmt | For | For | ||||
1.5 | Elect Director William E. Beveridge as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.6 | Elect Director Dennis R. Brand as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.7 | Elect Director Knud Christensen as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.8 | Elect Director Graham B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.9 | Elect Director William J. Cooney as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.10 | Elect Director Stephen Fogarty as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.11 | Elect Director Elizabeth Fullerton-Rome as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.12 | Elect Director Rutger H.W. Funnekotter as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.13 | Elect Director Marc Grandisson as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.14 | Elect Director Michael A. Greene as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.15 | Elect Director John C.R. Hele as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.16 | Elect Director David W. Hipkin as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.17 | Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For |
1.18 | Elect Director Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.19 | Elect Director Wolbert H. Kamphuijs as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.20 | Elect Director Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.21 | Elect Director Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.22 | Elect Director Adam Matteson as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.23 | Elect Director David McElroy as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.24 | Elect Director Martin J. Nilsen as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.25 | Elect Director Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.26 | Elect Director Michael Quinn as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.27 | Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.28 | Elect Director Paul S. Robotham as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.29 | Elect Director Søren Scheuer as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.30 | Elect Director Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.31 | Elect Director Helmut Söhler as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.32 | Elect Director Julian Stroud as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.33 | Elect Director Angus Watson as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
1.34 | Elect Director James R. Weatherstone as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For | ||||
2 | Approve Stock Split | Mgmt | For | For | ||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
Cooper Tire & Rubber Company | ||||||||
Ticker CTB | Meeting Date | Security ID | Meeting Type | Record Date | ||||
06-May-11 | 216831107 | Annual | 11-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Steven M. Chapman | Mgmt | For | Withhold | ||||
1.2 | Elect Director Richard L. Wambold | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
The Goldman Sachs Group, Inc. | ||||||||
Ticker GS | Meeting Date | Security ID | Meeting Type | Record Date | ||||
06-May-11 | 38141G104 | Annual | 07-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Lloyd C. Blankfein | Mgmt | For | For | ||||
2 | Elect Director John H. Bryan | Mgmt | For | For | ||||
3 | Elect Director Gary D. Cohn | Mgmt | For | For | ||||
4 | Elect Director Claes Dahlback | Mgmt | For | For | ||||
5 | Elect Director Stephen Friedman | Mgmt | For | For | ||||
6 | Elect Director William W. George | Mgmt | For | For | ||||
7 | Elect Director James A. Johnson | Mgmt | For | For | ||||
8 | Elect Director Lois D. Juliber | Mgmt | For | For | ||||
9 | Elect Director Lakshmi N. Mittal | Mgmt | For | For | ||||
10 | Elect Director James J. Schiro | Mgmt | For | For | ||||
11 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
12 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
13 | Ratify Auditors | Mgmt | For | For | ||||
14 | Provide for Cumulative Voting | SH | Against | For | ||||
15 | Amend Bylaws Call Special Meetings | SH | Against | For | ||||
16 | Stock Retention/Holding Period | SH | Against | For | ||||
17 | Review Executive Compensation | SH | Against | Against | ||||
18 | Report on Climate Change Business Risks | SH | Against | Against | ||||
19 | Report on Political Contributions | SH | Against | Against |
International Paper Company | ||||||||
Ticker IP | Meeting Date | Security ID | Meeting Type | Record Date | ||||
09-May-11 | 460146103 | Annual | 15-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Directors David J. Bronczek | Mgmt | For | For | ||||
2 | Elect Director Ahmet C. Dorduncu | Mgmt | For | For | ||||
3 | Elect Directors Lynn Laverty Elsenhans | Mgmt | For | For | ||||
4 | Elect Directors John V. Faraci | Mgmt | For | For | ||||
5 | Elect Director Samir G. Gibara | Mgmt | For | For | ||||
6 | Elect Directors Stacey J. Mobley | Mgmt | For | For | ||||
7 | Elect Directors John L. Townsend, III | Mgmt | For | For | ||||
8 | Elect Director John F. Turner | Mgmt | For | For | ||||
9 | Elect Directors William G. Walter | Mgmt | For | For | ||||
10 | Elect Directors Alberto Weisser | Mgmt | For | For | ||||
11 | Elect Directors J. Steven Whisler | Mgmt | For | For | ||||
12 | Ratify Auditors | Mgmt | For | For | ||||
13 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
15 | Provide Right to Act by Written Consent | SH | Against | For | ||||
Lincare Holdings Inc. | ||||||||
Ticker LNCR | Meeting Date | Security ID | Meeting Type | Record Date | ||||
09-May-11 | 532791100 | Annual | 14-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director J.P. Byrnes | Mgmt | For | For | ||||
1.2 | Elect Director S.H. Altman | Mgmt | For | For | ||||
1.3 | Elect Director C.B. Black | Mgmt | For | For | ||||
1.4 | Elect Director A.P. Bryant | Mgmt | For | For | ||||
1.5 | Elect Director F.D. Byrne | Mgmt | For | For | ||||
1.6 | Elect Director W.F. Miller, III | Mgmt | For | For | ||||
1.7 | Elect Director E.M. Zane | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
3M Company | ||||||||
Ticker MMM | Meeting Date | Security ID | Meeting Type | Record Date | ||||
10-May-11 | 88579Y101 | Annual | 11-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Linda G. Alvarado | Mgmt | For | For | ||||
2 | Elect Director George W. Buckley | Mgmt | For | For | ||||
3 | Elect Director Vance D. Coffman | Mgmt | For | For | ||||
4 | Elect Director Michael L. Eskew | Mgmt | For | For | ||||
5 | Elect Director W. James Farrell | Mgmt | For | For | ||||
6 | Elect Director Herbert L. Henkel | Mgmt | For | For | ||||
7 | Elect Director Edward M. Liddy | Mgmt | For | For | ||||
8 | Elect Director Robert S. Morrison | Mgmt | For | For | ||||
9 | Elect Director Aulana L. Peters | Mgmt | For | For | ||||
10 | Elect Director Robert J. Ulrich | Mgmt | For | For | ||||
11 | Ratify Auditors | Mgmt | For | For | ||||
12 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
14 | Report on Political Contributions | SH | Against | For |
Altera Corporation | ||||||||
Ticker ALTR | Meeting Date | Security ID | Meeting Type | Record Date | ||||
10-May-11 | 021441100 | Annual | 11-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director John P. Daane | Mgmt | For | For | ||||
2 | Elect Director Robert J. Finocchio, Jr. | Mgmt | For | For | ||||
3 | Elect Director Kevin McGarity | Mgmt | For | For | ||||
4 | Elect Director T. Michael Nevens | Mgmt | For | For | ||||
5 | Elect Director Krish A. Prabhu | Mgmt | For | For | ||||
6 | Elect Director John Shoemaker | Mgmt | For | For | ||||
7 | Elect Director Susan Wang | Mgmt | For | For | ||||
8 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
9 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | ||||
10 | Reduce Supermajority Vote Requirement | Mgmt | For | For | ||||
11 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | ||||
12 | Provide Right to Call Special Meeting | Mgmt | For | For | ||||
13 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
15 | Ratify Auditors | Mgmt | For | For | ||||
Boston Scientific Corporation | ||||||||
Ticker BSX | Meeting Date | Security ID | Meeting Type | Record Date | ||||
10-May-11 | 101137107 | Annual | 18-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Katharine T. Bartlett | Mgmt | For | For | ||||
1.2 | Elect Director Bruce L. Byrnes | Mgmt | For | For | ||||
1.3 | Elect Director Nelda J. Connors | Mgmt | For | For | ||||
1.4 | Elect Director J. Raymond Elliott | Mgmt | For | For | ||||
1.5 | Elect Director Kristina M. Johnson | Mgmt | For | For | ||||
1.6 | Elect Director Ernest Mario | Mgmt | For | For | ||||
1.7 | Elect Director N.J. Nicholas, Jr. | Mgmt | For | For | ||||
1.8 | Elect Director Pete M. Nicholas | Mgmt | For | For | ||||
1.9 | Elect Director Uwe E. Reinhardt | Mgmt | For | For | ||||
1.10 | Elect Director John E. Sununu | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | ||||
5 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | ||||
6 | Ratify Auditors | Mgmt | For | For | ||||
Cadence Design Systems, Inc. | ||||||||
Ticker CDNS | Meeting Date | Security ID | Meeting Type | Record Date | ||||
10-May-11 | 127387108 | Annual | 15-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Susan L. Bostrom | Mgmt | For | For | ||||
2 | Elect Director Donald L. Lucas | Mgmt | For | For | ||||
3 | Elect Director Alberto Sangiovanni-Vincentelli | Mgmt | For | For | ||||
4 | Elect Director George M. Scalise | Mgmt | For | For | ||||
5 | Elect Director John B. Shoven | Mgmt | For | For | ||||
6 | Elect Director Roger S. Siboni | Mgmt | For | For | ||||
7 | Elect Director John A.C. Swainson | Mgmt | For | For | ||||
8 | Elect Director Lip-Bu Tan | Mgmt | For | For | ||||
9 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
10 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | ||||
11 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
12 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
13 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
15 | Ratify Auditors | Mgmt | For | For |
Cephalon, Inc. | ||||||||
Ticker CEPH | Meeting Date | Security ID | Meeting Type | Record Date | ||||
10-May-11 | 156708109 | Annual | 14-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director J. Kevin Buchi | Mgmt | For | For | ||||
2 | Elect Director William P. Egan | Mgmt | For | For | ||||
3 | Elect Director Martyn D. Greenacre | Mgmt | For | For | ||||
4 | Elect Director Charles J. Homcy | Mgmt | For | For | ||||
5 | Elect Director Vaughn M. Kailian | Mgmt | For | For | ||||
6 | Elect Director Kevin E. Moley | Mgmt | For | For | ||||
7 | Elect Director Charles A. Sanders | Mgmt | For | For | ||||
8 | Elect Director Gail R. Wilensky | Mgmt | For | For | ||||
9 | Elect Director Dennis L. Winger | Mgmt | For | For | ||||
10 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
11 | Ratify Auditors | Mgmt | For | For | ||||
12 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
13 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | One Year | ||||
Danaher Corporation | ||||||||
Ticker DHR | Meeting Date | Security ID | Meeting Type | Record Date | ||||
10-May-11 | 235851102 | Annual | 11-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director H. Lawrence Culp, Jr. | Mgmt | For | For | ||||
1.2 | Elect Director Mitchell P. Rales | Mgmt | For | For | ||||
1.3 | Elect Director Elias A. Zerhouni | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Declassify the Board of Directors | Mgmt | For | For | ||||
4 | Provide Right to Call Special Meeting | Mgmt | For | For | ||||
5 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
6 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
Newell Rubbermaid Inc. | ||||||||
Ticker NWL | Meeting Date | Security ID | Meeting Type | Record Date | ||||
10-May-11 | 651229106 | Annual | 17-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Kevin C. Conroy | Mgmt | For | For | ||||
2 | Elect Director Michael T. Cowhig | Mgmt | For | For | ||||
3 | Elect Director Mark D. Ketchum | Mgmt | For | For | ||||
4 | Elect Director Raymond G. Viault | Mgmt | For | For | ||||
5 | Ratify Auditors | Mgmt | For | For | ||||
6 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
8 | Declassify the Board of Directors | SH | Against | For |
Novellus Systems, Inc. | ||||||||
Ticker NVLS | Meeting Date | Security ID | Meeting Type | Record Date | ||||
10-May-11 | 670008101 | Annual | 31-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Richard S. Hill | Mgmt | For | For | ||||
1.2 | Elect Director Neil R. Bonke | Mgmt | For | For | ||||
1.3 | Elect Director Youssef A. El-Mansy | Mgmt | For | For | ||||
1.4 | Elect Director Glen G. Possley | Mgmt | For | For | ||||
1.5 | Elect Director Ann D. Rhoads | Mgmt | For | For | ||||
1.6 | Elect Director Krishna Saraswat | Mgmt | For | For | ||||
1.7 | Elect Director William R. Spivey | Mgmt | For | For | ||||
1.8 | Elect Director Delbert A. Whitaker | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
Packaging Corporation of America | ||||||||
Ticker PKG | Meeting Date | Security ID | Meeting Type | Record Date | ||||
10-May-11 | 695156109 | Annual | 14-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Cheryl K. Beebe | Mgmt | For | For | ||||
1.2 | Elect Director Henry F. Frigon | Mgmt | For | For | ||||
1.3 | Elect Director Hasan Jameel | Mgmt | For | For | ||||
1.4 | Elect Director Mark W. Kowlzan | Mgmt | For | For | ||||
1.5 | Elect Director Samuel M. Mencoff | Mgmt | For | For | ||||
1.6 | Elect Director Roger B. Porter | Mgmt | For | For | ||||
1.7 | Elect Director Thomas S. Souleles | Mgmt | For | For | ||||
1.8 | Elect Director Paul T. Stecko | Mgmt | For | For | ||||
1.9 | Elect Director James D. Woodrum | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Ratify Auditors | Mgmt | For | For | ||||
Prudential Financial, Inc. | ||||||||
Ticker PRU | Meeting Date | Security ID | Meeting Type | Record Date | ||||
10-May-11 | 744320102 | Annual | 11-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Thomas J. Baltimore, Jr. | Mgmt | For | For | ||||
2 | Elect Director Gordon M. Bethune | Mgmt | For | For | ||||
3 | Elect Director Gaston Caperton | Mgmt | For | For | ||||
4 | Elect Director Gilbert F. Casellas | Mgmt | For | For | ||||
5 | Elect Director James G. Cullen | Mgmt | For | For | ||||
6 | Elect Director William H. Gray, III | Mgmt | For | For | ||||
7 | Elect Director Mark B. Grier | Mgmt | For | For | ||||
8 | Elect Director Constance J. Horner | Mgmt | For | For | ||||
9 | Elect Director Martina Hund-Mejean | Mgmt | For | For | ||||
10 | Elect Director Karl J. Krapek | Mgmt | For | For | ||||
11 | Elect Director Christine A. Poon | Mgmt | For | For | ||||
12 | Elect Director John R. Strangfield | Mgmt | For | For | ||||
13 | Elect Director James A. Unruh | Mgmt | For | For | ||||
14 | Ratify Auditors | Mgmt | For | For | ||||
15 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
17 | Reduce Supermajority Vote Requirement | SH | For | For | ||||
18 | Report on Lobbying Contributions and Expenses | SH | Against | Against |
AngloGold Ashanti Ltd | ||||||||
Ticker ANG | Meeting Date | Security ID | Meeting Type | Record Date | ||||
11-May-11 | S04255196 | Annual/Special | 11-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
Meeting for ADR Holders | Mgmt | |||||||
Annual Meeting Agenda | Mgmt | |||||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2010 | Mgmt | For | For | ||||
2 | Reappoint Ernst & Young Inc as Auditors of the Company | Mgmt | For | For | ||||
3 | Elect Tito Mboweni as Director and Chairman | Mgmt | For | For | ||||
4 | Elect Ferdinand Ohene-Kena as Director | Mgmt | For | For | ||||
5 | Elect Rhidwaan Gasant as Director | Mgmt | For | For | ||||
6 | Re-elect Bill Nairn as Director | Mgmt | For | For | ||||
7 | Re-elect Sipho Pityana as Director | Mgmt | For | For | ||||
8 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Mgmt | For | For | ||||
9 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | Mgmt | For | For | ||||
10 | Appoint Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | Mgmt | For | For | ||||
11 | Place Authorised but Unissued Shares under Control of Directors | Mgmt | For | For | ||||
12 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Mgmt | For | For | ||||
13 | Amend Long Term Incentive Plan 2005 | Mgmt | For | For | ||||
14 | Approve Remuneration Policy | Mgmt | For | For | ||||
15 | Approve Increase in Non-executive Directors Fees | Mgmt | For | For | ||||
16 | Approve Increase in Non-executive Directors Fees for Board Committee Meetings | Mgmt | For | For | ||||
17 | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | Mgmt | For | For | ||||
Special Meeting Agenda | Mgmt | |||||||
1 | Approve the Proposed Amendments to the BEE Transaction | Mgmt | For | For | ||||
2 | Amend Articles of Association | Mgmt | For | For | ||||
3 | Place Authorised but Unissued Shares under Control of Directors | Mgmt | For | For | ||||
4 | Authorise the Company Secretary or Director to Do All Such Things Necessary to Effect the Implementation of the Proposed Amendments | Mgmt | For | For | ||||
Bank of America Corporation | ||||||||
Ticker BAC | Meeting Date | Security ID | Meeting Type | Record Date | ||||
11-May-11 | 060505104 | Annual | 16-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Mukesh D. Ambani | Mgmt | For | For | ||||
2 | Elect Director Susan S. Bies | Mgmt | For | For | ||||
3 | Elect Director Frank P. Bramble, Sr. | Mgmt | For | For | ||||
4 | Elect Director Virgis W. Colbert | Mgmt | For | For | ||||
5 | Elect Director Charles K. Gifford | Mgmt | For | For | ||||
6 | Elect Director Charles O. Holliday, Jr. | Mgmt | For | For | ||||
7 | Elect Director D. Paul Jones, Jr. | Mgmt | For | For | ||||
8 | Elect Director Monica C. Lozano | Mgmt | For | For | ||||
9 | Elect Director Thomas J. May | Mgmt | For | For | ||||
10 | Elect Director Brian T. Moynihan | Mgmt | For | For | ||||
11 | Elect Director Donald E. Powell | Mgmt | For | For | ||||
12 | Elect Director Charles O. Rossotti | Mgmt | For | For | ||||
13 | Elect Director Robert W. Scully | Mgmt | For | For | ||||
14 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
16 | Ratify Auditors | Mgmt | For | For | ||||
17 | Disclose Prior Government Service | SH | Against | Against | ||||
18 | Provide Right to Act by Written Consent | SH | Against | For | ||||
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | SH | Against | For | ||||
20 | Report on Lobbying Expenses | SH | Against | For | ||||
21 | Report on Collateral in Derivatives Trading | SH | Against | For | ||||
22 | Restore or Provide for Cumulative Voting | SH | Against | For | ||||
23 | Claw-back of Payments under Restatements | SH | Against | For | ||||
24 | Prohibit Certain Relocation Benefits to Senior Executives | SH | Against | For |
ConocoPhillips | ||||||||
Ticker COP | Meeting Date | Security ID | Meeting Type | Record Date | ||||
11-May-11 | 20825C104 | Annual | 14-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Richard L. Armitage | Mgmt | For | For | ||||
2 | Elect Director Richard H. Auchinleck | Mgmt | For | For | ||||
3 | Elect Director James E. Copeland, Jr. | Mgmt | For | For | ||||
4 | Elect Director Kenneth M. Duberstein | Mgmt | For | For | ||||
5 | Elect Director Ruth R. Harkin | Mgmt | For | For | ||||
6 | Elect Director Harold W. McGraw III | Mgmt | For | For | ||||
7 | Elect Director James J. Mulva | Mgmt | For | For | ||||
8 | Elect Director Robert A. Niblock | Mgmt | For | For | ||||
9 | Elect Director Harald J. Norvik | Mgmt | For | For | ||||
10 | Elect Director William K. Reilly | Mgmt | For | For | ||||
11 | Elect Director Victoria J. Tschinkel | Mgmt | For | For | ||||
12 | Elect Director Kathryn C. Turner | Mgmt | For | For | ||||
13 | Elect Director William E. Wade, Jr. | Mgmt | For | For | ||||
14 | Ratify Auditors | Mgmt | For | For | ||||
15 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
16 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | ||||
17 | Approve Omnibus Stock Plan | Mgmt | For | For | ||||
18 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | SH | Against | For | ||||
19 | Report on Political Contributions | SH | Against | For | ||||
20 | Report on Lobbying Expenses | SH | Against | For | ||||
21 | Report on Accident Risk Reduction Efforts | SH | Against | Against | ||||
22 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | SH | Against | Against | ||||
23 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | For | ||||
24 | Report on Financial Risks of Climate Change | SH | Against | Against | ||||
25 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | For | ||||
CVS Caremark Corporation | ||||||||
Ticker CVS | Meeting Date | Security ID | Meeting Type | Record Date | ||||
11-May-11 | 126650100 | Annual | 15-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Edwin M. Banks | Mgmt | For | For | ||||
2 | Elect Director C. David Brown II | Mgmt | For | For | ||||
3 | Elect Director David W. Dorman | Mgmt | For | For | ||||
4 | Elect Director Anne M. Finucane | Mgmt | For | For | ||||
5 | Elect Director Kristen Gibney Williams | Mgmt | For | For | ||||
6 | Elect Director Marian L. Heard | Mgmt | For | For | ||||
7 | Elect Director Larry J. Merlo | Mgmt | For | For | ||||
8 | Elect Director Jean-Pierre Millon | Mgmt | For | For | ||||
9 | Elect Director Terrence Murray | Mgmt | For | For | ||||
10 | Elect Director C.A. Lance Piccolo | Mgmt | For | For | ||||
11 | Elect Director Richard J. Swift | Mgmt | For | For | ||||
12 | Elect Director Tony L. White | Mgmt | For | For | ||||
13 | Ratify Auditors | Mgmt | For | For | ||||
14 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
16 | Report on Political Contributions | SH | Against | For | ||||
17 | Provide Right to Act by Written Consent | SH | Against | For |
Human Genome Sciences, Inc. | ||||||||
Ticker HGSI | Meeting Date | Security ID | Meeting Type | Record Date | ||||
11-May-11 | 444903108 | Annual | 18-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Richard J. Danzig | Mgmt | For | For | ||||
1.2 | Elect Director Colin Goddard | Mgmt | For | For | ||||
1.3 | Elect Director Maxine Gowen | Mgmt | For | For | ||||
1.4 | Elect Director Tuan Ha-Ngoc | Mgmt | For | For | ||||
1.5 | Elect Director A. N. Jerry Karabelas | Mgmt | For | For | ||||
1.6 | Elect Director John L. LaMattina | Mgmt | For | For | ||||
1.7 | Elect Director Augustine Lawlor | Mgmt | For | For | ||||
1.8 | Elect Director George J. Morrow | Mgmt | For | For | ||||
1.9 | Elect Director Gregory Norden | Mgmt | For | For | ||||
1.10 | Elect Director H. Thomas Watkins | Mgmt | For | For | ||||
1.11 | Elect Director Robert C. Young | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Amend Omnibus Stock Plan | Mgmt | For | Against | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
Integrys Energy Group, Inc. | ||||||||
Ticker TEG | Meeting Date | Security ID | Meeting Type | Record Date | ||||
11-May-11 | 45822P105 | Annual | 17-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Keith E. Bailey | Mgmt | For | For | ||||
1.2 | Elect Director William J. Brodsky | Mgmt | For | For | ||||
1.3 | Elect Director Albert J. Budney, Jr. | Mgmt | For | For | ||||
1.4 | Elect Director Pastora San Juan Cafferty | Mgmt | For | For | ||||
1.5 | Elect Director Ellen Carnahan | Mgmt | For | For | ||||
1.6 | Elect Director Michelle L. Collins | Mgmt | For | For | ||||
1.7 | Elect Director Kathryn M. Hasselblad-Pascale | Mgmt | For | For | ||||
1.8 | Elect Director John W. Higgins | Mgmt | For | For | ||||
1.9 | Elect Director James L. Kemerling | Mgmt | For | For | ||||
1.10 | Elect Director Michael E. Lavin | Mgmt | For | For | ||||
1.11 | Elect Director William F. Protz, Jr. | Mgmt | For | For | ||||
1.12 | Elect Director Charles A. Schrock | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Ratify Auditors | Mgmt | For | For | ||||
LSI Corporation | ||||||||
Ticker LSI | Meeting Date | Security ID | Meeting Type | Record Date | ||||
11-May-11 | 502161102 | Annual | 14-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Charles A. Haggerty | Mgmt | For | For | ||||
2 | Elect Director Richard S. Hill | Mgmt | For | Against | ||||
3 | Elect Director John H.f. Miner | Mgmt | For | For | ||||
4 | Elect Director Arun Netravali | Mgmt | For | For | ||||
5 | Elect Director Charles C. Pope | Mgmt | For | For | ||||
6 | Elect Director Gregorio Reyes | Mgmt | For | For | ||||
7 | Elect Director Michael G. Strachan | Mgmt | For | For | ||||
8 | Elect Director Abhijit Y. Talwalkar | Mgmt | For | For | ||||
9 | Elect Director Susan M. Whitney | Mgmt | For | For | ||||
10 | Ratify Auditors | Mgmt | For | For | ||||
11 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
12 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
Philip Morris International Inc. | ||||||||
Ticker PM | Meeting Date | Security ID | Meeting Type | Record Date | ||||
11-May-11 | 718172109 | Annual | 15-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Harold Brown | Mgmt | For | For | ||||
2 | Elect Director Mathis Cabiallavetta | Mgmt | For | For | ||||
3 | Elect Director Louis C. Camilleri | Mgmt | For | For | ||||
4 | Elect Director J. Dudley Fishburn | Mgmt | For | For | ||||
5 | Elect Director Jennifer Li | Mgmt | For | For | ||||
6 | Elect Director Graham Mackay | Mgmt | For | For | ||||
7 | Elect Director Sergio Marchionne | Mgmt | For | Against | ||||
8 | Elect Director Lucio A. Noto | Mgmt | For | For | ||||
9 | Elect Director Carlos Slim Helu | Mgmt | For | For | ||||
10 | Elect Director Stephen M. Wolf | Mgmt | For | For | ||||
11 | Ratify Auditors | Mgmt | For | For | ||||
12 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
14 | Report on Effect of Marketing Practices on the Poor | SH | Against | Against | ||||
15 | Require Independent Board Chairman | SH | Against | Against | ||||
Service Corporation International | ||||||||
Ticker SCI | Meeting Date | Security ID | Meeting Type | Record Date | ||||
11-May-11 | 817565104 | Annual | 14-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Thomas L. Ryan | Mgmt | For | For | ||||
1.2 | Elect Director Malcolm Gillis | Mgmt | For | For | ||||
1.3 | Elect Director Clifton H. Morris, Jr. | Mgmt | For | For | ||||
1.4 | Elect Director W. Blair Waltrip | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Amend Omnibus Stock Plan | Mgmt | For | Against | ||||
4 | Amend Director Compensation Plan | Mgmt | For | For | ||||
5 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
6 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | ||||
Ford Motor Company | ||||||||
Ticker F | Meeting Date | Security ID | Meeting Type | Record Date | ||||
12-May-11 | 345370860 | Annual | 16-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Stephen G. Butler | Mgmt | For | For | ||||
2 | Elect Director Kimberly A. Casiano | Mgmt | For | For | ||||
3 | Elect Director Anthony F. Earley, Jr. | Mgmt | For | For | ||||
4 | Elect Director Edsel B. Ford II | Mgmt | For | For | ||||
5 | Elect Director William Clay Ford, Jr. | Mgmt | For | For | ||||
6 | Elect Director Richard A. Gephardt | Mgmt | For | For | ||||
7 | Elect Director James H. Hance, Jr. | Mgmt | For | For | ||||
8 | Elect Director Irvine O. Hockaday, Jr. | Mgmt | For | For | ||||
9 | Elect Director Richard A. Manoogian | Mgmt | For | For | ||||
10 | Elect Director Ellen R. Marram | Mgmt | For | For | ||||
11 | Elect Director Alan Mulally | Mgmt | For | For | ||||
12 | Elect Director Homer A. Neal | Mgmt | For | For | ||||
13 | Elect Director Gerald L. Shaheen | Mgmt | For | For | ||||
14 | Elect Director John L. Thornton | Mgmt | For | For | ||||
15 | Ratify Auditors | Mgmt | For | For | ||||
16 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
18 | Publish Political Contributions | SH | Against | Against | ||||
19 | Approve Recapitalization Plan for all Stock to have One-vote per Share | SH | Against | For | ||||
20 | Amend Articles/Bylaws/Charter Call Special Meetings | SH | Against | For |
Frontier Communications Corporation | ||||||||
Ticker FTR | Meeting Date | Security ID | Meeting Type | Record Date | ||||
12-May-11 | 35906A108 | Annual | 16-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Leroy T. Barnes, Jr. | Mgmt | For | For | ||||
1.2 | Elect Director Peter C.B. Bynoe | Mgmt | For | For | ||||
1.3 | Elect Director Jeri B. Finard | Mgmt | For | For | ||||
1.4 | Elect Director Edward Fraioli | Mgmt | For | For | ||||
1.5 | Elect Director James S. Kahan | Mgmt | For | For | ||||
1.6 | Elect Director Pamela D.A. Reeve | Mgmt | For | For | ||||
1.7 | Elect Director Howard L. Schrott | Mgmt | For | For | ||||
1.8 | Elect Director Larraine D. Segil | Mgmt | For | For | ||||
1.9 | Elect Director Mark Shapiro | Mgmt | For | For | ||||
1.10 | Elect Director Myron A. Wick, III | Mgmt | For | For | ||||
1.11 | Elect Director Mary Agnes Wilderotter | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Require Independent Board Chairman | SH | Against | Against | ||||
5 | Ratify Auditors | Mgmt | For | For | ||||
Gentex Corporation | ||||||||
Ticker GNTX | Meeting Date | Security ID | Meeting Type | Record Date | ||||
12-May-11 | 371901109 | Annual | 18-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Arlyn Lanting | Mgmt | For | For | ||||
1.2 | Elect Director Mark Newton | Mgmt | For | For | ||||
1.3 | Elect Director Richard Schaum | Mgmt | For | For | ||||
2 | Prepare Sustainability Report | SH | Against | For | ||||
3 | Declassify the Board of Directors | SH | Against | For | ||||
4 | Require a Majority Vote for the Election of Directors | SH | None | For | ||||
5 | Ratify Auditors | Mgmt | For | For | ||||
6 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
7 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | One Year | ||||
Gilead Sciences, Inc. | ||||||||
Ticker GILD | Meeting Date | Security ID | Meeting Type | Record Date | ||||
12-May-11 | 375558103 | Annual | 16-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director John F. Cogan | Mgmt | For | For | ||||
1.2 | Elect Director Etienne F. Davignon | Mgmt | For | For | ||||
1.3 | Elect Director James M. Denny | Mgmt | For | For | ||||
1.4 | Elect Director Carla A. Hills | Mgmt | For | For | ||||
1.5 | Elect Director Kevin E. Lofton | Mgmt | For | For | ||||
1.6 | Elect Director John W. Madigan | Mgmt | For | For | ||||
1.7 | Elect Director John C. Martin | Mgmt | For | For | ||||
1.8 | Elect Director Gordon E. Moore | Mgmt | For | For | ||||
1.9 | Elect Director Nicholas G. Moore | Mgmt | For | For | ||||
1.10 | Elect Director Richard J. Whitley | Mgmt | For | For | ||||
1.11 | Elect Director Gayle E. Wilson | Mgmt | For | For | ||||
1.12 | Elect Director Per Wold-Olsen | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | ||||
4 | Reduce Supermajority Vote Requirement | Mgmt | For | For | ||||
5 | Provide Right to Call Special Meeting | Mgmt | For | For | ||||
6 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
Kohls Corporation | ||||||||
Ticker KSS | Meeting Date | Security ID | Meeting Type | Record Date | ||||
12-May-11 | 500255104 | Annual | 09-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Peter Boneparth | Mgmt | For | For | ||||
2 | Elect Director Steven A. Burd | Mgmt | For | For | ||||
3 | Elect Director John F. Herma | Mgmt | For | For | ||||
4 | Elect Director Dale E. Jones | Mgmt | For | For | ||||
5 | Elect Director William S. Kellogg | Mgmt | For | For | ||||
6 | Elect Director Kevin Mansell | Mgmt | For | For | ||||
7 | Elect Director Frank V. Sica | Mgmt | For | For | ||||
8 | Elect Director Peter M. Sommerhauser | Mgmt | For | For | ||||
9 | Elect Director Stephanie A. Streeter | Mgmt | For | For | ||||
10 | Elect Director Nina G. Vaca | Mgmt | For | For | ||||
11 | Elect Director Stephen E. Watson | Mgmt | For | For | ||||
12 | Ratify Auditors | Mgmt | For | For | ||||
13 | Reduce Supermajority Vote Requirement Relating to Director Elections | Mgmt | For | For | ||||
14 | Reduce Supermajority Vote Requirement | Mgmt | For | For | ||||
15 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | ||||
16 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
18 | Provide Right to Act by Written Consent | SH | Against | Against | ||||
19 | Adopt Policy on Succession Planning | SH | Against | For | ||||
St. Jude Medical, Inc. | ||||||||
Ticker STJ | Meeting Date | Security ID | Meeting Type | Record Date | ||||
12-May-11 | 790849103 | Annual | 15-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Richard R. Devenuti | Mgmt | For | For | ||||
2 | Elect Director Thomas H. Garrett, III | Mgmt | For | For | ||||
3 | Elect Director Wendy L. Yarno | Mgmt | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | ||||
6 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
7 | Declassify the Board of Directors | SH | None | For | ||||
8 | Ratify Auditors | Mgmt | For | For | ||||
The Dow Chemical Company | ||||||||
Ticker DOW | Meeting Date | Security ID | Meeting Type | Record Date | ||||
12-May-11 | 260543103 | Annual | 14-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Arnold A. Allemang | Mgmt | For | For | ||||
2 | Elect Director Jacqueline K. Barton | Mgmt | For | For | ||||
3 | Elect Director James A. Bell | Mgmt | For | For | ||||
4 | Elect Director Jeff M. Fettig | Mgmt | For | For | ||||
5 | Elect Director Barbara H. Franklin | Mgmt | For | For | ||||
6 | Elect Director Jennifer M. Granholm | Mgmt | For | For | ||||
7 | Elect Director John B. Hess | Mgmt | For | For | ||||
8 | Elect Director Andrew N. Liveris | Mgmt | For | For | ||||
9 | Elect Director Paul Polman | Mgmt | For | For | ||||
10 | Elect Director Dennis H. Reilley | Mgmt | For | For | ||||
11 | Elect Director James M. Ringler | Mgmt | For | For | ||||
12 | Elect Director Ruth G. Shaw | Mgmt | For | For | ||||
13 | Elect Director Paul G. Stern | Mgmt | For | For | ||||
14 | Ratify Auditors | Mgmt | For | For | ||||
15 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
17 | Provide Right to Act by Written Consent | SH | Against | For | ||||
Cypress Semiconductor Corporation | ||||||||
Ticker CY | Meeting Date | Security ID | Meeting Type | Record Date | ||||
13-May-11 | 232806109 | Annual | 16-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director T.J. Rodgers | Mgmt | For | For | ||||
1.2 | Elect Director W. Steve Albrecht | Mgmt | For | For | ||||
1.3 | Elect Director Eric A. Benhamou | Mgmt | For | For | ||||
1.4 | Elect Director Lloyd Carney | Mgmt | For | For | ||||
1.5 | Elect Director James R. Long | Mgmt | For | For | ||||
1.6 | Elect Director J. Daniel McCranie | Mgmt | For | For | ||||
1.7 | Elect Director J. Donald Sherman | Mgmt | For | For | ||||
1.8 | Elect Director Wilbert Van Den Hoek | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Amend Omnibus Stock Plan | Mgmt | For | Against | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
Tim Hortons Inc. | ||||||||
Ticker THI | Meeting Date | Security ID | Meeting Type | Record Date | ||||
13-May-11 | 88706M103 | Annual/Special | 15-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director M. Shan Atkins | Mgmt | For | For | ||||
1.2 | Elect Director Michael J. Endres | Mgmt | For | For | ||||
1.3 | Elect Director Moya M. Greene | Mgmt | For | For | ||||
1.4 | Elect Director Paul D. House | Mgmt | For | For | ||||
1.5 | Elect Director Frank Iacobucci | Mgmt | For | For | ||||
1.6 | Elect Director John A. Lederer | Mgmt | For | For | ||||
1.7 | Elect Director David H. Lees | Mgmt | For | For | ||||
1.8 | Elect Director Ronald W. Osborne | Mgmt | For | For | ||||
1.9 | Elect Director Wayne C. Sales | Mgmt | For | For | ||||
1.10 | Elect Director Donald B. Schroeder | Mgmt | For | For | ||||
1.11 | Elect Director Catherine L. Williams | Mgmt | For | For | ||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | ||||
3 | Approve Direct Share Purchase and Dividend Reinvestment Plan | Mgmt | For | For | ||||
Senior Housing Properties Trust | ||||||||
Ticker SNH | Meeting Date | Security ID | Meeting Type | Record Date | ||||
16-May-11 | 81721M109 | Annual | 18-Feb-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Trustee Frederick N. Zeytoonjian | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
4 | Ratify Auditors | Mgmt | For | For | ||||
HSN, Inc. | ||||||||
Ticker HSNI | Meeting Date | Security ID | Meeting Type | Record Date | ||||
17-May-11 | 404303109 | Annual | 21-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Gregory R. Blatt | Mgmt | For | Withhold | ||||
1.2 | Elect Director P. Bousquet-Chavanne | Mgmt | For | For | ||||
1.3 | Elect Director Michael C. Boyd | Mgmt | For | For | ||||
1.4 | Elect Director William Costello | Mgmt | For | For | ||||
1.5 | Elect Director James M. Follo | Mgmt | For | For | ||||
1.6 | Elect Director Mindy Grossman | Mgmt | For | For | ||||
1.7 | Elect Director Stephanie Kugelman | Mgmt | For | For | ||||
1.8 | Elect Director Arthur C. Martinez | Mgmt | For | For | ||||
1.9 | Elect Director Thomas J. McInerney | Mgmt | For | For | ||||
1.10 | Elect Director John B. Morse | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
JPMorgan Chase & Co. | ||||||||
Ticker JPM | Meeting Date | Security ID | Meeting Type | Record Date | ||||
17-May-11 | 46625h100 | Annual | 18-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Crandall C. Bowles | Mgmt | For | For | ||||
2 | Elect Director Stephen B. Burke | Mgmt | For | For | ||||
3 | Elect Director David M. Cote | Mgmt | For | For | ||||
4 | Elect Director James S. Crown | Mgmt | For | For | ||||
5 | Elect Director James Dimon | Mgmt | For | For | ||||
6 | Elect Director Ellen V. Futter | Mgmt | For | For | ||||
7 | Elect Director William H. Gray, III | Mgmt | For | For | ||||
8 | Elect Director Laban P. Jackson, Jr. | Mgmt | For | For | ||||
9 | Elect Director David C. Novak | Mgmt | For | For | ||||
10 | Elect Director Lee R. Raymond | Mgmt | For | For | ||||
11 | Elect Director William C. Weldon | Mgmt | For | For | ||||
12 | Ratify Auditors | Mgmt | For | For | ||||
13 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
15 | Amend Omnibus Stock Plan | Mgmt | For | Against | ||||
16 | Affirm Political Non-Partisanship | SH | Against | Against | ||||
17 | Provide Right to Act by Written Consent | SH | Against | For | ||||
18 | Report on Loan Modifications | SH | Against | Against | ||||
19 | Report on Political Contributions | SH | Against | For | ||||
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | SH | Against | Against | ||||
21 | Require Independent Board Chairman | SH | Against | Against | ||||
Royal Dutch Shell plc | ||||||||
Ticker RDSB | Meeting Date | Security ID | Meeting Type | Record Date | ||||
17-May-11 | G7690A118 | Annual | 04-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
Meeting for ADR Holders | Mgmt | |||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||||
2 | Approve Remuneration Report | Mgmt | For | For | ||||
3 | Elect Linda Stuntz as Director | Mgmt | For | For | ||||
4 | Re-elect Josef Ackermann as Director | Mgmt | For | For | ||||
5 | Re-elect Malcolm Brinded as Director | Mgmt | For | For | ||||
6 | Elect Guy Elliott as Director | Mgmt | For | For | ||||
7 | Re-elect Simon Henry as Director | Mgmt | For | For | ||||
8 | Re-elect Charles Holliday as Director | Mgmt | For | For | ||||
9 | Re-elect Lord Kerr of Kinlochard as Director | Mgmt | For | For | ||||
10 | Elect Gerard Kleisterlee as Director | Mgmt | For | For | ||||
11 | Re-elect Christine Morin-Postel as Director | Mgmt | For | For | ||||
12 | Re-elect Jorma Ollila as Director | Mgmt | For | For | ||||
13 | Re-elect Jeroen van der Veer as Director | Mgmt | For | For | ||||
14 | Re-elect Peter Voser as Director | Mgmt | For | For | ||||
15 | Re-elect Hans Wijers as Director | Mgmt | For | For | ||||
16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | For | ||||
17 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | ||||
18 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | ||||
19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | ||||
20 | Authorise Market Purchase | Mgmt | For | For | ||||
21 | Authorise EU Political Donations and Expenditure | Mgmt | For | For |
The Charles Schwab Corporation | ||||||||
Ticker SCHW | Meeting Date | Security ID | Meeting Type | Record Date | ||||
17-May-11 | 808513105 | Annual | 18-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Frank C. Herringer | Mgmt | For | For | ||||
2 | Elect Director Stephen T. McLin | Mgmt | For | For | ||||
3 | Elect Director Charles R. Schwab | Mgmt | For | For | ||||
4 | Elect Director Roger O. Walther | Mgmt | For | For | ||||
5 | Elect Director Robert N. Wilson | Mgmt | For | For | ||||
6 | Ratify Auditors | Mgmt | For | For | ||||
7 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
8 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
9 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
10 | Report on Political Contributions | SH | Against | For | ||||
11 | Declassify the Board of Directors | SH | None | For | ||||
The Gap, Inc. | ||||||||
Ticker GPS | Meeting Date | Security ID | Meeting Type | Record Date | ||||
17-May-11 | 364760108 | Annual | 21-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Adrian D.P. Bellamy | Mgmt | For | For | ||||
1.2 | Elect Director Domenico De Sole | Mgmt | For | For | ||||
1.3 | Elect Director Robert J. Fisher | Mgmt | For | For | ||||
1.4 | Elect Director William S. Fisher | Mgmt | For | For | ||||
1.5 | Elect Director Bob L. Martin | Mgmt | For | For | ||||
1.6 | Elect Director Jorge P. Montoya | Mgmt | For | For | ||||
1.7 | Elect Director Glenn K. Murphy | Mgmt | For | For | ||||
1.8 | Elect Director Mayo A. Shattuck III | Mgmt | For | For | ||||
1.9 | Elect Director Katherine Tsang | Mgmt | For | For | ||||
1.10 | Elect Director Kneeland C. Youngblood | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
Urban Outfitters, Inc. | ||||||||
Ticker URBN | Meeting Date | Security ID | Meeting Type | Record Date | ||||
17-May-11 | 917047102 | Annual | 21-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Edward N. Antoian | Mgmt | For | For | ||||
1.2 | Elect Director Joel S. Lawson III | Mgmt | For | For | ||||
1.3 | Elect Director Glen T. Senk | Mgmt | For | Withhold | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
4 | Adopt Policy and Report on Board Diversity | SH | Against | For | ||||
WellPoint, Inc. | ||||||||
Ticker WLP | Meeting Date | Security ID | Meeting Type | Record Date | ||||
17-May-11 | 94973V107 | Annual | 17-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Angela F. Braly | Mgmt | For | For | ||||
1.2 | Elect Director Warren Y. Jobe | Mgmt | For | For | ||||
1.3 | Elect Director William G. Mays | Mgmt | For | For | ||||
1.4 | Elect Director William J. Ryan | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3a | Reduce Supermajority Vote Requirement Relating to Vote Requirement | Mgmt | For | For | ||||
3b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Mgmt | For | For | ||||
3c | Opt Out of States Control Share Acquisition Law | Mgmt | For | For | ||||
3d | Amend Articles of Incorporation to Remove Certain Obsolete Provisions | Mgmt | For | For | ||||
3e | Amend Articles of Incorporation to Remove Other Obsolete Provisions and Make Conforming Changes | Mgmt | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
6 | Feasibility Study for Converting to Nonprofit Status | SH | Against | Against | ||||
7 | Reincorporate in Another State [from Indiana to Delaware] | SH | Against | For | ||||
8 | Require Independent Board Chairman | SH | Against | For |
Akamai Technologies, Inc. | ||||||||
Ticker AKAM | Meeting Date | Security ID | Meeting Type | Record Date | ||||
18-May-11 | 00971T101 | Annual | 25-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director C. Kim Goodwin | Mgmt | For | For | ||||
2 | Elect Director David W. Kenny | Mgmt | For | For | ||||
3 | Elect Director Peter J. Kight | Mgmt | For | For | ||||
4 | Elect Director Frederic V. Salerno | Mgmt | For | For | ||||
5 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
6 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
8 | Ratify Auditors | Mgmt | For | For | ||||
Atmel Corporation | ||||||||
Ticker ATML | Meeting Date | Security ID | Meeting Type | Record Date | ||||
18-May-11 | 049513104 | Annual | 28-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Steven Laub | Mgmt | For | For | ||||
2 | Elect Director Tsung-Ching Wu | Mgmt | For | For | ||||
3 | Elect Director David Sugishita | Mgmt | For | For | ||||
4 | Elect Director Papken Der Torossian | Mgmt | For | For | ||||
5 | Elect Director Jack L. Saltich | Mgmt | For | For | ||||
6 | Elect Director Charles Carinalli | Mgmt | For | For | ||||
7 | Elect Director Edward Ross | Mgmt | For | For | ||||
8 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
9 | Ratify Auditors | Mgmt | For | For | ||||
10 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
11 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
Developers Diversified Realty Corporation | ||||||||
Ticker DDR | Meeting Date | Security ID | Meeting Type | Record Date | ||||
18-May-11 | 251591103 | Annual | 08-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Terrance R. Ahern | Mgmt | For | For | ||||
2 | Elect Director James C. Boland | Mgmt | For | For | ||||
3 | Elect Director Thomas Finne | Mgmt | For | For | ||||
4 | Elect Director Robert H. Gidel | Mgmt | For | For | ||||
5 | Elect Director Daniel B. Hurwitz | Mgmt | For | For | ||||
6 | Elect Director Volker Kraft | Mgmt | For | For | ||||
7 | Elect Director Victor B. MacFarlane | Mgmt | For | For | ||||
8 | Elect Director Craig Macnab | Mgmt | For | For | ||||
9 | Elect Director Scott D. Roulston | Mgmt | For | For | ||||
10 | Elect Director Barry A. Sholem | Mgmt | For | For | ||||
11 | Ratify Auditors | Mgmt | For | For | ||||
12 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
Fidelity National Information Services, Inc. | ||||||||
Ticker FIS | Meeting Date | Security ID | Meeting Type | Record Date | ||||
18-May-11 | 31620M106 | Annual | 23-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director David K. Hunt | Mgmt | For | For | ||||
2 | Elect Director Richard N. Massey | Mgmt | For | For | ||||
3 | Ratify Auditors | Mgmt | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
6 | Approve Executive Incentive Bonus Plan | Mgmt | For | For |
Morgan Stanley | ||||||||
Ticker MS | Meeting Date | Security ID | Meeting Type | Record Date | ||||
18-May-11 | 617446448 | Annual | 21-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Roy J. Bostock | Mgmt | For | For | ||||
2 | Elect Director Erskine B. Bowles | Mgmt | For | For | ||||
3 | Elect Director Howard J. Davies | Mgmt | For | For | ||||
4 | Elect Director James P. Gorman | Mgmt | For | For | ||||
5 | Elect Director James H. Hance Jr. | Mgmt | For | For | ||||
6 | Elect Director C. Robert Kidder | Mgmt | For | For | ||||
7 | Elect Director John J. Mack | Mgmt | For | For | ||||
8 | Elect Director Donald T. Nicolaisen | Mgmt | For | For | ||||
9 | Elect Director Hutham S. Olayan | Mgmt | For | For | ||||
10 | Elect Director James. W. Owens | Mgmt | For | For | ||||
11 | Elect Director O. Griffith Sexton | Mgmt | For | For | ||||
12 | Elect Director Masaaki Tanaka | Mgmt | For | For | ||||
13 | Elect Director Laura D. Tyson | Mgmt | For | For | ||||
14 | Ratify Auditors | Mgmt | For | For | ||||
15 | Amend Omnibus Stock Plan | Mgmt | For | Against | ||||
16 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
NVIDIA Corporation | ||||||||
Ticker NVDA | Meeting Date | Security ID | Meeting Type | Record Date | ||||
18-May-11 | 67066G104 | Annual | 21-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Harvey C. Jones | Mgmt | For | For | ||||
2 | Elect Director William J. Miller | Mgmt | For | For | ||||
3 | Declassify the Board of Directors | Mgmt | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
6 | Ratify Auditors | Mgmt | For | For | ||||
Pinnacle West Capital Corporation | ||||||||
Ticker PNW | Meeting Date | Security ID | Meeting Type | Record Date | ||||
18-May-11 | 723484101 | Annual | 21-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Edward N. Basha, Jr. | Mgmt | For | For | ||||
1.2 | Elect Director Donald E. Brandt | Mgmt | For | For | ||||
1.3 | Elect Director Susan Clark-Johnson | Mgmt | For | For | ||||
1.4 | Elect Director Denis A. Cortese | Mgmt | For | For | ||||
1.5 | Elect Director Michael L. Gallagher | Mgmt | For | For | ||||
1.6 | Elect Director Pamela Grant | Mgmt | For | For | ||||
1.7 | Elect Director R.A. Herberger, Jr | Mgmt | For | For | ||||
1.8 | Elect Director Dale E. Klein | Mgmt | For | For | ||||
1.9 | Elect Director Humberto S. Lopez | Mgmt | For | For | ||||
1.10 | Elect Director Kathryn L. Munro | Mgmt | For | For | ||||
1.11 | Elect Director Bruce J. Nordstrom | Mgmt | For | For | ||||
1.12 | Elect Director W. Douglas Parker | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
4 | Ratify Auditors | Mgmt | For | For |
Southwest Airlines Co. | ||||||||
Ticker LUV | Meeting Date | Security ID | Meeting Type | Record Date | ||||
18-May-11 | 844741108 | Annual | 22-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director David W. Biegler | Mgmt | For | For | ||||
2 | Elect Director Douglas H. Brooks | Mgmt | For | For | ||||
3 | Elect Director William H. Cunningham | Mgmt | For | For | ||||
4 | Elect Director John G. Denison | Mgmt | For | For | ||||
5 | Elect Director Gary C. Kelly | Mgmt | For | For | ||||
6 | Elect Director Nancy B. Loeffler | Mgmt | For | For | ||||
7 | Elect Director John T. Montford | Mgmt | For | For | ||||
8 | Elect Director Thomas M. Nealon | Mgmt | For | For | ||||
9 | Elect Director Daniel D. Villanueva | Mgmt | For | For | ||||
10 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
12 | Ratify Auditors | Mgmt | For | For | ||||
13 | Reduce Supermajority Vote Requirement | SH | Against | For | ||||
Universal Health Services, Inc. | ||||||||
Ticker UHS | Meeting Date | Security ID | Meeting Type | Record Date | ||||
18-May-11 | 913903100 | Annual | 31-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Lawrence S. Gibbs | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
4 | Amend Stock Option Plan | Mgmt | For | Against | ||||
Altria Group, Inc. | ||||||||
Ticker MO | Meeting Date | Security ID | Meeting Type | Record Date | ||||
19-May-11 | 02209S103 | Annual | 28-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Elizabeth E. Bailey | Mgmt | For | For | ||||
2 | Elect Director Gerald L. Baliles | Mgmt | For | For | ||||
3 | Elect Director John T. Casteen III | Mgmt | For | For | ||||
4 | Elect Director Dinyar S. Devitre | Mgmt | For | For | ||||
5 | Elect Director Thomas F. Farrell II | Mgmt | For | For | ||||
6 | Elect Director Thomas W. Jones | Mgmt | For | For | ||||
7 | Elect Director George Munoz | Mgmt | For | For | ||||
8 | Elect Director Nabil Y. Sakkab | Mgmt | For | For | ||||
9 | Elect Director Michael E. Szymanczyk | Mgmt | For | For | ||||
10 | Ratify Auditors | Mgmt | For | For | ||||
11 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
12 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | ||||
13 | Cease Production of Flavored Tobacco Products | SH | Against | Against | ||||
China Mobile Limited | ||||||||
Ticker 00941 | Meeting Date | Security ID | Meeting Type | Record Date | ||||
19-May-11 | Y14965100 | Annual | 11-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
Meeting for ADR Holders | Mgmt | |||||||
1 | Accept Financial Statements and Directors and Auditors Reports | Mgmt | For | For | ||||
2 | Approve Final Dividend | Mgmt | For | For | ||||
3a | Reelect Xue Taohai as Director | Mgmt | For | For | ||||
3b | Reelect Huang Wenlin as Director | Mgmt | For | For | ||||
3c | Reelect Xu Long as Director | Mgmt | For | Against | ||||
3d | Reelect Lo Ka Shui as Director | Mgmt | For | For | ||||
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | ||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | ||||
7 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against |
Cymer, Inc. | ||||||||
Ticker CYMI | Meeting Date | Security ID | Meeting Type | Record Date | ||||
19-May-11 | 232572107 | Annual | 21-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Charles J. Abbe | Mgmt | For | For | ||||
1.2 | Elect Director Robert P. Akins | Mgmt | For | For | ||||
1.3 | Elect Director Edward H. Braun | Mgmt | For | For | ||||
1.4 | Elect Director Michael R. Gaulke | Mgmt | For | For | ||||
1.5 | Elect Director William G. Oldham | Mgmt | For | For | ||||
1.6 | Elect Director Eric M. Ruttenberg | Mgmt | For | For | ||||
1.7 | Elect Director Peter J. Simone | Mgmt | For | For | ||||
1.8 | Elect Director Young K. Sohn | Mgmt | For | For | ||||
1.9 | Elect Director Jon D. Tompkins | Mgmt | For | For | ||||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | ||||
3 | Ratify Auditors | Mgmt | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
Halliburton Company | ||||||||
Ticker HAL | Meeting Date | Security ID | Meeting Type | Record Date | ||||
19-May-11 | 406216101 | Annual | 21-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Alan M. Bennett | Mgmt | For | For | ||||
2 | Elect Director James R. Boyd | Mgmt | For | For | ||||
3 | Elect Director Milton Carroll | Mgmt | For | For | ||||
4 | Elect Director Nance K. Dicciani | Mgmt | For | For | ||||
5 | Elect Director S. Malcolm Gillis | Mgmt | For | For | ||||
6 | Elect Director Abdallah S. Jumah | Mgmt | For | For | ||||
7 | Elect Director David J. Lesar | Mgmt | For | For | ||||
8 | Elect Director Robert A. Malone | Mgmt | For | For | ||||
9 | Elect Director J Landis Martin | Mgmt | For | For | ||||
10 | Elect Director Debra L. Reed | Mgmt | For | For | ||||
11 | Ratify Auditors | Mgmt | For | For | ||||
12 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
14 | Review and Assess Human Rights Policies | SH | Against | For | ||||
15 | Report on Political Contributions | SH | Against | For | ||||
Intel Corporation | ||||||||
Ticker INTC | Meeting Date | Security ID | Meeting Type | Record Date | ||||
19-May-11 | 458140100 | Annual | 21-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Charlene Barshefsky | Mgmt | For | For | ||||
2 | Elect Director Susan L. Decker | Mgmt | For | For | ||||
3 | Elect Director John J. Donahoe | Mgmt | For | For | ||||
4 | Elect Director Reed E. Hundt | Mgmt | For | For | ||||
5 | Elect Director Paul S. Otellini | Mgmt | For | For | ||||
6 | Elect Director James D. Plummer | Mgmt | For | For | ||||
7 | Elect Director David S. Pottruck | Mgmt | For | For | ||||
8 | Elect Director Jane E. Shaw | Mgmt | For | For | ||||
9 | Elect Director Frank D. Yeary | Mgmt | For | For | ||||
10 | Elect Director David B. Yoffie | Mgmt | For | For | ||||
11 | Ratify Auditors | Mgmt | For | For | ||||
12 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
13 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | ||||
14 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
15 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year |
Lender Processing Services, Inc. | ||||||||
Ticker LPS | Meeting Date | Security ID | Meeting Type | Record Date | ||||
19-May-11 | 52602E102 | Annual | 21-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Lee A. Kennedy | Mgmt | For | For | ||||
1.2 | Elect Director Philip G. Heasley | Mgmt | For | For | ||||
1.3 | Elect Director Susan E. Lester | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
5 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
Marsh & McLennan Companies, Inc. | ||||||||
Ticker MMC | Meeting Date | Security ID | Meeting Type | Record Date | ||||
19-May-11 | 571748102 | Annual | 21-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Zachary W. Carter | Mgmt | For | For | ||||
2 | Elect Director Brian Duperreault | Mgmt | For | For | ||||
3 | Elect Director Oscar Fanjul | Mgmt | For | For | ||||
4 | Elect Director H. Edward Hanway | Mgmt | For | For | ||||
5 | Elect Director Lang of Monkton | Mgmt | For | For | ||||
6 | Elect Director Steven A. Mills | Mgmt | For | For | ||||
7 | Elect Director Bruce P. Nolop | Mgmt | For | For | ||||
8 | Elect Director Marc D. Oken | Mgmt | For | For | ||||
9 | Elect Director Morton O. Schapiro | Mgmt | For | For | ||||
10 | Elect Director Adele Simmons | Mgmt | For | For | ||||
11 | Elect Director Lloyd M. Yates | Mgmt | For | For | ||||
12 | Ratify Auditors | Mgmt | For | For | ||||
13 | Approve Omnibus Stock Plan | Mgmt | For | For | ||||
14 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
16 | Provide Right to Act by Written Consent | SH | Against | For | ||||
McDonalds Corporation | ||||||||
Ticker MCD | Meeting Date | Security ID | Meeting Type | Record Date | ||||
19-May-11 | 580135101 | Annual | 22-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Susan E. Arnold | Mgmt | For | For | ||||
2 | Elect Director Richard H. Lenny | Mgmt | For | For | ||||
3 | Elect Director Cary D. McMillan | Mgmt | For | For | ||||
4 | Elect Director Sheila A. Penrose | Mgmt | For | For | ||||
5 | Elect Director James A. Skinner | Mgmt | For | For | ||||
6 | Ratify Auditors | Mgmt | For | For | ||||
7 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | Mgmt | For | For | ||||
10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Mgmt | For | For | ||||
11 | Reduce Supermajority Vote Requirement for Shareholder Action | Mgmt | For | For | ||||
12 | Declassify the Board of Directors | SH | Against | For | ||||
13 | Require Suppliers to Adopt CAK | SH | Against | Against | ||||
14 | Report on Policy Responses to Childrens Health Concerns and Fast Food | SH | Against | Against | ||||
15 | Report on Beverage Container Environmental Strategy | SH | Against | For |
OGE Energy Corp. | ||||||||
Ticker OGE | Meeting Date | Security ID | Meeting Type | Record Date | ||||
19-May-11 | 670837103 | Annual | 21-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Kirk Humphreys | Mgmt | For | For | ||||
1.2 | Elect Director Linda Petree Lambert | Mgmt | For | For | ||||
1.3 | Elect Director Leroy C. Richie | Mgmt | For | For | ||||
2 | Increase Authorized Common Stock | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
5 | Ratify Auditors | Mgmt | For | For | ||||
R. R. Donnelley & Sons Company | ||||||||
Ticker RRD | Meeting Date | Security ID | Meeting Type | Record Date | ||||
19-May-11 | 257867101 | Annual | 01-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Thomas J. Quinlan, III | Mgmt | For | For | ||||
2 | Elect Director Stephen M. Wolf | Mgmt | For | For | ||||
3 | Elect Director Lee A. Chaden | Mgmt | For | For | ||||
4 | Elect Director Judith H. Hamilton | Mgmt | For | For | ||||
5 | Elect Director Susan M. Ivey | Mgmt | For | For | ||||
6 | Elect Director Thomas S. Johnson | Mgmt | For | For | ||||
7 | Elect Director John C. Pope | Mgmt | For | For | ||||
8 | Elect Director Michael T. Riordan | Mgmt | For | For | ||||
9 | Elect Director Oliver R. Sockwell | Mgmt | For | For | ||||
10 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
12 | Ratify Auditors | Mgmt | For | For | ||||
13 | Report on Sustainable Paper Purchasing | SH | Against | For | ||||
14 | Report on Political Contributions | SH | Against | For | ||||
15 | Provide Right to Act by Written Consent | SH | Against | For | ||||
16 | Other Business | Mgmt | For | Against | ||||
SLM Corporation | ||||||||
Ticker SLM | Meeting Date | Security ID | Meeting Type | Record Date | ||||
19-May-11 | 78442P106 | Annual | 21-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Ann Torre Bates | Mgmt | For | For | ||||
2 | Elect Director W.m. Diefenderfer III | Mgmt | For | For | ||||
3 | Elect Director Diane Suitt Gilleland | Mgmt | For | For | ||||
4 | Elect Director Earl A. Goode | Mgmt | For | For | ||||
5 | Elect Director Ronald F. Hunt | Mgmt | For | For | ||||
6 | Elect Director Albert L. Lord | Mgmt | For | For | ||||
7 | Elect Director Michael E. Martin | Mgmt | For | For | ||||
8 | Elect Director Barry A. Munitz | Mgmt | For | For | ||||
9 | Elect Director Howard H. Newman | Mgmt | For | For | ||||
10 | Elect Director A. Alexander Porter, Jr. | Mgmt | For | For | ||||
11 | Elect Director Frank C. Puleo | Mgmt | For | For | ||||
12 | Elect Director Wolfgang Schoellkopf | Mgmt | For | For | ||||
13 | Elect Director Steven L. Shapiro | Mgmt | For | For | ||||
14 | Elect Director J. Terry Strange | Mgmt | For | For | ||||
15 | Elect Director Anthony P. Terracciano | Mgmt | For | For | ||||
16 | Elect Director Barry L. Williams | Mgmt | For | For | ||||
17 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
18 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
19 | Ratify Auditors | Mgmt | For | For |
Time Warner Cable Inc. | ||||||||
Ticker TWC | Meeting Date | Security ID | Meeting Type | Record Date | ||||
19-May-11 | 88732J207 | Annual | 24-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Carole Black | Mgmt | For | For | ||||
2 | Elect Director Glenn A. Britt | Mgmt | For | For | ||||
3 | Elect Director Thomas H. Castro | Mgmt | For | For | ||||
4 | Elect Director David C. Chang | Mgmt | For | For | ||||
5 | Elect Director James E. Copeland, Jr. | Mgmt | For | For | ||||
6 | Elect Director Peter R. Haje | Mgmt | For | For | ||||
7 | Elect Director Donna A. James | Mgmt | For | For | ||||
8 | Elect Director Don Logan | Mgmt | For | For | ||||
9 | Elect Director N.J. Nicholas, Jr. | Mgmt | For | For | ||||
10 | Elect Director Wayne H. Pace | Mgmt | For | For | ||||
11 | Elect Director Edward D. Shirley | Mgmt | For | For | ||||
12 | Elect Director John E. Sununu | Mgmt | For | For | ||||
13 | Ratify Auditors | Mgmt | For | For | ||||
14 | Approve Omnibus Stock Plan | Mgmt | For | For | ||||
15 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
Amgen Inc. | ||||||||
Ticker AMGN | Meeting Date | Security ID | Meeting Type | Record Date | ||||
20-May-11 | 031162100 | Annual | 21-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director David Baltimore | Mgmt | For | For | ||||
2 | Elect Director Frank J. Biondi, Jr. | Mgmt | For | For | ||||
3 | Elect Director Francois De Carbonnel | Mgmt | For | For | ||||
4 | Elect Director Vance D. Coffman | Mgmt | For | For | ||||
5 | Elect Director Rebecca M. Henderson | Mgmt | For | For | ||||
6 | Elect Director Frank C. Herringer | Mgmt | For | For | ||||
7 | Elect Director Gilbert S. Omenn | Mgmt | For | For | ||||
8 | Elect Director Judith C. Pelham | Mgmt | For | For | ||||
9 | Elect Director J. Paul Reason | Mgmt | For | For | ||||
10 | Elect Director Leonard D. Schaeffer | Mgmt | For | For | ||||
11 | Elect Director Kevin W. Sharer | Mgmt | For | For | ||||
12 | Elect Director Ronald D. Sugar | Mgmt | For | For | ||||
13 | Ratify Auditors | Mgmt | For | For | ||||
14 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
16 | Provide Right to Act by Written Consent | SH | Against | For | ||||
J. C. Penney Company, Inc. | ||||||||
Ticker JCP | Meeting Date | Security ID | Meeting Type | Record Date | ||||
20-May-11 | 708160106 | Annual | 21-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director William A. Ackman | Mgmt | For | For | ||||
2 | Elect Director Colleen C. Barrett | Mgmt | For | For | ||||
3 | Elect Director Thomas J. Engibous | Mgmt | For | For | ||||
4 | Elect Director Kent B. Foster | Mgmt | For | For | ||||
5 | Elect Director G.B. Laybourne | Mgmt | For | For | ||||
6 | Elect Director Burl Osborne | Mgmt | For | For | ||||
7 | Elect Director Leonard H. Roberts | Mgmt | For | For | ||||
8 | Elect Director Steven Roth | Mgmt | For | For | ||||
9 | Elect Director Javier G. Teruel | Mgmt | For | For | ||||
10 | Elect Director R. Gerald Turner | Mgmt | For | For | ||||
11 | Elect Director Mary Beth West | Mgmt | For | For | ||||
12 | Elect Director Myron E. Ullman, III | Mgmt | For | For | ||||
13 | Ratify Auditors | Mgmt | For | For | ||||
14 | Reduce Supermajority Vote Requirement | Mgmt | For | For | ||||
15 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
Macys, Inc. | ||||||||
Ticker M | Meeting Date | Security ID | Meeting Type | Record Date | ||||
20-May-11 | 55616P104 | Annual | 25-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Stephen F. Bollenbach | Mgmt | For | For | ||||
1.2 | Elect Director Deirdre P. Connelly | Mgmt | For | For | ||||
1.3 | Elect Director Meyer Feldberg | Mgmt | For | For | ||||
1.4 | Elect Director Sara Levinson | Mgmt | For | For | ||||
1.5 | Elect Director Terry J. Lundgren | Mgmt | For | For | ||||
1.6 | Elect Director Joseph Neubauer | Mgmt | For | For | ||||
1.7 | Elect Director Joseph A. Pichler | Mgmt | For | For | ||||
1.8 | Elect Director Joyce M. Roché | Mgmt | For | For | ||||
1.9 | Elect Director Craig E. Weatherup | Mgmt | For | For | ||||
1.10 | Elect Director Marna C. Whittington | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
Time Warner Inc. | ||||||||
Ticker TWX | Meeting Date | Security ID | Meeting Type | Record Date | ||||
20-May-11 | 887317303 | Annual | 25-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director James L. Barksdale | Mgmt | For | For | ||||
2 | Elect Director William P. Barr | Mgmt | For | For | ||||
3 | Elect Director Jeffrey L. Bewkes | Mgmt | For | For | ||||
4 | Elect Director Stephen F. Bollenbach | Mgmt | For | For | ||||
5 | Elect Director Frank J. Caufield | Mgmt | For | For | ||||
6 | Elect Director Robert C. Clark | Mgmt | For | For | ||||
7 | Elect Director Mathias Dopfner | Mgmt | For | For | ||||
8 | Elect Director Jessica P. Einhorn | Mgmt | For | For | ||||
9 | Elect Director Fred Hassan | Mgmt | For | For | ||||
10 | Elect Director Michael A. Miles | Mgmt | For | For | ||||
11 | Elect Director Kenneth J. Novack | Mgmt | For | For | ||||
12 | Elect Director Paul D. Wachter | Mgmt | For | For | ||||
13 | Elect Director Deborah C. Wright | Mgmt | For | For | ||||
14 | Ratify Auditors | Mgmt | For | For | ||||
15 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
17 | Reduce Supermajority Vote Requirement | Mgmt | For | For | ||||
18 | Provide Right to Act by Written Consent | SH | Against | For | ||||
Diamond Offshore Drilling, Inc. | ||||||||
Ticker DO | Meeting Date | Security ID | Meeting Type | Record Date | ||||
23-May-11 | 25271C102 | Annual | 28-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director James S. Tisch | Mgmt | For | Against | ||||
2 | Elect Director Lawrence R. Dickerson | Mgmt | For | Against | ||||
3 | Elect Director John R. Bolton | Mgmt | For | For | ||||
4 | Elect Director Charles L. Fabrikant | Mgmt | For | For | ||||
5 | Elect Director Paul G. Gaffney II | Mgmt | For | For | ||||
6 | Elect Director Edward Grebow | Mgmt | For | For | ||||
7 | Elect Director Herbert C. Hofmann | Mgmt | For | Against | ||||
8 | Elect Director Andrew H. Tisch | Mgmt | For | Against | ||||
9 | Elect Director Raymond S. Troubh | Mgmt | For | For | ||||
10 | Ratify Auditors | Mgmt | For | For | ||||
11 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
12 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
Liberty Media Corporation | ||||||||
Ticker LINTA | Meeting Date | Security ID | Meeting Type | Record Date | ||||
23-May-11 | 53071M104 | Special | 11-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Approve Restructuring Plan of Liberty Capital Tracking Stock | Mgmt | For | For | ||||
2 | Approve Restructuring Plan of Liberty Starz Tracking Stock | Mgmt | For | For | ||||
UnitedHealth Group Incorporated | ||||||||
Ticker UNH | Meeting Date | Security ID | Meeting Type | Record Date | ||||
23-May-11 | 91324P102 | Annual | 24-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director William C. Ballard, Jr. | Mgmt | For | For | ||||
2 | Elect Director Richard T. Burke | Mgmt | For | For | ||||
3 | Elect Director Robert J. Darretta | Mgmt | For | For | ||||
4 | Elect Director Stephen J. Hemsley | Mgmt | For | For | ||||
5 | Elect Director Michele J. Hooper | Mgmt | For | For | ||||
6 | Elect Director Rodger A. Lawson | Mgmt | For | For | ||||
7 | Elect Director Douglas W. Leatherdale | Mgmt | For | For | ||||
8 | Elect Director Glenn M. Renwick | Mgmt | For | For | ||||
9 | Elect Director Kenneth I. Shine | Mgmt | For | For | ||||
10 | Elect Director Gail R. Wilensky | Mgmt | For | For | ||||
11 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
12 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
13 | Approve Omnibus Stock Plan | Mgmt | For | For | ||||
14 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | ||||
15 | Ratify Auditors | Mgmt | For | For | ||||
Crown Castle International Corp. | ||||||||
Ticker CCI | Meeting Date | Security ID | Meeting Type | Record Date | ||||
24-May-11 | 228227104 | Annual | 25-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Dale N. Hatfield | Mgmt | For | For | ||||
1.2 | Elect Director Lee W. Hogan | Mgmt | For | For | ||||
1.3 | Elect Director Robert F. Mckenzie | Mgmt | For | For | ||||
1.4 | Elect Director David C. Abrams | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
4 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
Interval Leisure Group, Inc. | ||||||||
Ticker IILG | Meeting Date | Security ID | Meeting Type | Record Date | ||||
24-May-11 | 46113M108 | Annual | 04-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Craig M. Nash | Mgmt | For | For | ||||
1.2 | Elect Director Gregory R. Blatt | Mgmt | For | Withhold | ||||
1.3 | Elect Director David Flowers | Mgmt | For | For | ||||
1.4 | Elect Director Gary S. Howard | Mgmt | For | For | ||||
1.5 | Elect Director Lewis J. Korman | Mgmt | For | For | ||||
1.6 | Elect Director Thomas J. Kuhn | Mgmt | For | For | ||||
1.7 | Elect Director Thomas J. McInerney | Mgmt | For | For | ||||
1.8 | Elect Director Thomas P. Murphy, Jr. | Mgmt | For | For | ||||
1.9 | Elect Director Avy H. Stein | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
4 | Ratify Auditors | Mgmt | For | For |
Kraft Foods Inc. | ||||||||
Ticker KFT | Meeting Date | Security ID | Meeting Type | Record Date | ||||
24-May-11 | 50075N104 | Annual | 16-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Ajaypal S. Banga | Mgmt | For | For | ||||
2 | Elect Director Myra M. Hart | Mgmt | For | For | ||||
3 | Elect Director Peter B. Henry | Mgmt | For | For | ||||
4 | Elect Director Lois D. Juliber | Mgmt | For | For | ||||
5 | Elect Director Mark D. Ketchum | Mgmt | For | For | ||||
6 | Elect Director Richard A. Lerner | Mgmt | For | For | ||||
7 | Elect Director Mackey J. McDonald | Mgmt | For | For | ||||
8 | Elect Director John C. Pope | Mgmt | For | For | ||||
9 | Elect Director Fredric G. Reynolds | Mgmt | For | For | ||||
10 | Elect Director Irene B. Rosenfeld | Mgmt | For | For | ||||
11 | Elect Director J.F. Van Boxmeer | Mgmt | For | For | ||||
12 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
14 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | ||||
15 | Ratify Auditors | Mgmt | For | For | ||||
Medco Health Solutions, Inc. | ||||||||
Ticker MHS | Meeting Date | Security ID | Meeting Type | Record Date | ||||
24-May-11 | 58405U102 | Annual | 28-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Howard W. Barker, Jr. | Mgmt | For | For | ||||
2 | Elect Director John L. Cassis | Mgmt | For | For | ||||
3 | Elect Director Michael Goldstein | Mgmt | For | For | ||||
4 | Elect Director Charles M. Lillis | Mgmt | For | For | ||||
5 | Elect Director Myrtle S. Potter | Mgmt | For | For | ||||
6 | Elect Director William L. Roper | Mgmt | For | For | ||||
7 | Elect Director David B. Snow, Jr. | Mgmt | For | For | ||||
8 | Elect Director David D. Stevens | Mgmt | For | For | ||||
9 | Elect Director Blenda J. Wilson | Mgmt | For | For | ||||
10 | Ratify Auditors | Mgmt | For | For | ||||
11 | Reduce Supermajority Vote Requirement | Mgmt | For | For | ||||
12 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
13 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
15 | Stock Retention/Holding Period | SH | Against | For | ||||
Merck & Co., Inc. | ||||||||
Ticker MRK | Meeting Date | Security ID | Meeting Type | Record Date | ||||
24-May-11 | 58933Y105 | Annual | 25-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Leslie A. Brun | Mgmt | For | For | ||||
2 | Elect Director Thomas R. Cech | Mgmt | For | For | ||||
3 | Elect Director Richard T. Clark | Mgmt | For | For | ||||
4 | Elect Director Kenneth C. Frazier | Mgmt | For | For | ||||
5 | Elect Director Thomas H. Glocer | Mgmt | For | For | ||||
6 | Elect Director Steven F. Goldstone | Mgmt | For | For | ||||
7 | Elect Director William B. Harrison. Jr. | Mgmt | For | For | ||||
8 | Elect Director Harry R. Jacobson | Mgmt | For | For | ||||
9 | Elect Director William N. Kelley | Mgmt | For | For |
10 | Elect Director C. Robert Kidder | Mgmt | For | For | ||||
11 | Elect Director Rochelle B. Lazarus | Mgmt | For | For | ||||
12 | Elect Director Carlos E. Represas | Mgmt | For | For | ||||
13 | Elect Director Patricia F. Russo | Mgmt | For | For | ||||
14 | Elect Director Thomas E. Shenk | Mgmt | For | For | ||||
15 | Elect Director Anne M. Tatlock | Mgmt | For | For | ||||
16 | Elect Director Craig B. Thompson | Mgmt | For | For | ||||
17 | Elect Director Wendell P. Weeks | Mgmt | For | For | ||||
18 | Elect Director Peter C. Wendell | Mgmt | For | For | ||||
19 | Ratify Auditors | Mgmt | For | For | ||||
20 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
21 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
Omnicare, Inc. | ||||||||
Ticker OCR | Meeting Date | Security ID | Meeting Type | Record Date | ||||
24-May-11 | 681904108 | Annual | 01-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director John G. Figueroa | Mgmt | For | For | ||||
2 | Elect Director Steven J. Heyer | Mgmt | For | For | ||||
3 | Elect Director Andrea R. Lindell | Mgmt | For | For | ||||
4 | Elect Director James D. Shelton | Mgmt | For | For | ||||
5 | Elect Director Amy Wallman | Mgmt | For | For | ||||
6 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
8 | Ratify Auditors | Mgmt | For | For | ||||
Omnicom Group Inc. | ||||||||
Ticker OMC | Meeting Date | Security ID | Meeting Type | Record Date | ||||
24-May-11 | 681919106 | Annual | 08-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director John D. Wren | Mgmt | For | For | ||||
2 | Elect Director Bruce Crawford | Mgmt | For | For | ||||
3 | Elect Director Alan R. Batkin | Mgmt | For | For | ||||
4 | Elect Director Robert Charles Clark | Mgmt | For | For | ||||
5 | Elect Director Leonard S. Coleman, Jr. | Mgmt | For | For | ||||
6 | Elect Director Errol M. Cook | Mgmt | For | For | ||||
7 | Elect Director Susan S. Denison | Mgmt | For | For | ||||
8 | Elect Director Michael A. Henning | Mgmt | For | For | ||||
9 | Elect Director John R. Murphy | Mgmt | For | For | ||||
10 | Elect Director John R. Purcell | Mgmt | For | For | ||||
11 | Elect Director Linda Johnson Rice | Mgmt | For | For | ||||
12 | Elect Director Gary L. Roubos | Mgmt | For | For | ||||
13 | Ratify Auditors | Mgmt | For | For | ||||
14 | Provide Right to Act by Written Consent | Mgmt | For | For | ||||
15 | Reduce Supermajority Vote Requirement | Mgmt | For | For | ||||
16 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
Amphenol Corporation | ||||||||
Ticker APH | Meeting Date | Security ID | Meeting Type | Record Date | ||||
25-May-11 | 032095101 | Annual | 28-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Ronald P. Badie | Mgmt | For | For | ||||
1.2 | Elect Director R. Adam Norwitt | Mgmt | For | For | ||||
1.3 | Elect Director Dean H. Secord | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
AOL Inc. | ||||||||
Ticker AOL | Meeting Date | Security ID | Meeting Type | Record Date | ||||
25-May-11 | 00184X105 | Annual | 30-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Tim Armstrong | Mgmt | For | For | ||||
2 | Elect Director Richard Dalzell | Mgmt | For | For | ||||
3 | Elect Director Karen Dykstra | Mgmt | For | For | ||||
4 | Elect Director Alberto Ibargüen | Mgmt | For | For | ||||
5 | Elect Director Susan Lyne | Mgmt | For | For | ||||
6 | Elect Director Patricia Mitchell | Mgmt | For | For | ||||
7 | Elect Director Fredric Reynolds | Mgmt | For | For | ||||
8 | Elect Director James Stengel | Mgmt | For | For | ||||
9 | Ratify Auditors | Mgmt | For | For | ||||
10 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
Chevron Corporation | ||||||||
Ticker CVX | Meeting Date | Security ID | Meeting Type | Record Date | ||||
25-May-11 | 166764100 | Annual | 01-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director L.F. Deily | Mgmt | For | For | ||||
2 | Elect Director R.E. Denham | Mgmt | For | For | ||||
3 | Elect Director R.J. Eaton | Mgmt | For | For | ||||
4 | Elect Director C. Hagel | Mgmt | For | For | ||||
5 | Elect Director E. Hernandez | Mgmt | For | For | ||||
6 | Elect Director G.L. Kirkland | Mgmt | For | For | ||||
7 | Elect Director D.B. Rice | Mgmt | For | For | ||||
8 | Elect Director K.W. Sharer | Mgmt | For | For | ||||
9 | Elect Director C.R. Shoemate | Mgmt | For | For | ||||
10 | Elect Director J.G. Stumpf | Mgmt | For | For | ||||
11 | Elect Director R.D. Sugar | Mgmt | For | For | ||||
12 | Elect Director C. Ware | Mgmt | For | For | ||||
13 | Elect Director J.S. Watson | Mgmt | For | For | ||||
14 | Ratify Auditors | Mgmt | For | For | ||||
15 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
17 | Request Director Nominee with Environmental Qualifications | SH | Against | For | ||||
18 | Amend Bylaws to Establish a Board Committee on Human Rights | SH | Against | Against | ||||
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | ||||
20 | Adopt Guidelines for Country Selection | SH | Against | For | ||||
21 | Report on Financial Risks of Climate Change | SH | Against | Against | ||||
22 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | For | ||||
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | SH | Against | Against |
Exxon Mobil Corporation | ||||||||
Ticker XOM | Meeting Date | Security ID | Meeting Type | Record Date | ||||
25-May-11 | 30231G102 | Annual | 06-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director M.J. Boskin | Mgmt | For | For | ||||
1.2 | Elect Director P. Brabeck-Letmathe | Mgmt | For | For | ||||
1.3 | Elect Director L.R. Faulkner | Mgmt | For | For | ||||
1.4 | Elect Director J.S. Fishman | Mgmt | For | For | ||||
1.5 | Elect Director K.C. Frazier | Mgmt | For | For | ||||
1.6 | Elect Director W.W. George | Mgmt | For | For | ||||
1.7 | Elect Director M.C. Nelson | Mgmt | For | For | ||||
1.8 | Elect Director S.J. Palmisano | Mgmt | For | For | ||||
1.9 | Elect Director S.S. Reinemund | Mgmt | For | For |
1.10 | Elect Director R.W. Tillerson | Mgmt | For | For | ||||
1.11 | Elect Director E.E. Whitacre, Jr. | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
5 | Require Independent Board Chairman | SH | Against | For | ||||
6 | Report on Political Contributions | SH | Against | For | ||||
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | SH | Against | Against | ||||
8 | Adopt Policy on Human Right to Water | SH | Against | Against | ||||
9 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | For | ||||
10 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | For | ||||
11 | Report on Energy Technologies Development | SH | Against | Against | ||||
12 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | For | ||||
Fidelity National Financial, Inc. | ||||||||
Ticker FNF | Meeting Date | Security ID | Meeting Type | Record Date | ||||
25-May-11 | 31620R105 | Annual | 30-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director William P. Foley, II | Mgmt | For | For | ||||
1.2 | Elect Director Douglas K. Ammerman | Mgmt | For | For | ||||
1.3 | Elect Director Thomas M. Hagerty | Mgmt | For | For | ||||
1.4 | Elect Director Peter O. Shea, Jr. | Mgmt | For | For | ||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
6 | Ratify Auditors | Mgmt | For | For | ||||
SAP AG | ||||||||
Ticker SAP | Meeting Date | Security ID | Meeting Type | Record Date | ||||
25-May-11 | D66992104 | Annual | 06-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
Meeting for ADR Holders | Mgmt | |||||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Mgmt | ||||||
2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Mgmt | For | For | ||||
3 | Approve Discharge of Management Board for Fiscal 2010 | Mgmt | For | For | ||||
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Mgmt | For | For | ||||
5 | Ratify KPMG AG as Auditors for Fiscal 2011 | Mgmt | For | For | ||||
6 | Approve Cancellation of Pool of Conditional Capital and Amend Articles to Reflect Changes in Capital | Mgmt | For | For | ||||
7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 7.5 Billion; Approve Creation of EUR 100 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | ||||
8 | Approve Affiliation Agreement with SAP Sechste Beteiligungs- und Vermoegensverwaltungs GmbH | Mgmt | For | For | ||||
Limited Brands, Inc. | ||||||||
Ticker LTD | Meeting Date | Security ID | Meeting Type | Record Date | ||||
26-May-11 | 532716107 | Annual | 28-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Donna A. James | Mgmt | For | For | ||||
2 | Elect Director Jeffrey H. Miro | Mgmt | For | For | ||||
3 | Elect Director Raymond Zimmerman | Mgmt | For | For | ||||
4 | Ratify Auditors | Mgmt | For | For | ||||
5 | Approve Omnibus Stock Plan | Mgmt | For | For | ||||
6 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | ||||
7 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
9 | Reduce Supermajority Vote Requirement | SH | Against | For |
The Travelers Companies, Inc. | ||||||||
Ticker TRV | Meeting Date | Security ID | Meeting Type | Record Date | ||||
26-May-11 | 89417E109 | Annual | 28-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Alan L. Beller | Mgmt | For | For | ||||
2 | Elect Director John H. Dasburg | Mgmt | For | For | ||||
3 | Elect Director Janet M. Dolan | Mgmt | For | For | ||||
4 | Elect Director Kenneth M. Duberstein | Mgmt | For | For | ||||
5 | Elect Director Jay S. Fishman | Mgmt | For | For | ||||
6 | Elect Director Lawrence G. Graev | Mgmt | For | For | ||||
7 | Elect Director Patricia L. Higgins | Mgmt | For | For | ||||
8 | Elect Director Thomas R. Hodgson | Mgmt | For | For | ||||
9 | Elect Director Cleve L. Killingsworth, Jr. | Mgmt | For | For | ||||
10 | Elect Director Donald J. Shepard | Mgmt | For | For | ||||
11 | Elect Director Laurie J. Thomsen | Mgmt | For | For | ||||
12 | Ratify Auditors | Mgmt | For | For | ||||
13 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
14 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
Wendys/Arbys Group, Inc. | ||||||||
Ticker WEN | Meeting Date | Security ID | Meeting Type | Record Date | ||||
26-May-11 | 950587105 | Annual | 31-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Nelson Peltz | Mgmt | For | For | ||||
1.2 | Elect Director Peter W. May | Mgmt | For | For | ||||
1.3 | Elect Director Clive Chajet | Mgmt | For | For | ||||
1.4 | Elect Director Edward P. Garden | Mgmt | For | For | ||||
1.5 | Elect Director Janet Hill | Mgmt | For | For | ||||
1.6 | Elect Director Joseph A. Levato | Mgmt | For | For | ||||
1.7 | Elect Director J. Randolph Lewis | Mgmt | For | For | ||||
1.8 | Elect Director Peter H. Rothschild | Mgmt | For | For | ||||
1.9 | Elect Director David E. Schwab, II | Mgmt | For | For | ||||
1.10 | Elect Director Roland C. Smith | Mgmt | For | For | ||||
1.11 | Elect Director Raymond S. Troubh | Mgmt | For | For | ||||
1.12 | Elect Director Jack G. Wasserman | Mgmt | For | For | ||||
2 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | ||||
3 | Ratify Auditors | Mgmt | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
Lowes Companies, Inc. | ||||||||
Ticker LOW | Meeting Date | Security ID | Meeting Type | Record Date | ||||
27-May-11 | 548661107 | Annual | 25-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Raul Alvarez | Mgmt | For | For | ||||
1.2 | Elect Director David W. Bernauer | Mgmt | For | For | ||||
1.3 | Elect Director Leonard L. Berry | Mgmt | For | For | ||||
1.4 | Elect Director Peter C. Browning | Mgmt | For | For | ||||
1.5 | Elect Director Dawn E. Hudson | Mgmt | For | For | ||||
1.6 | Elect Director Robert L. Johnson | Mgmt | For | For | ||||
1.7 | Elect Director Marshall O. Larsen | Mgmt | For | For | ||||
1.8 | Elect Director Richard K. Lochridge | Mgmt | For | For | ||||
1.9 | Elect Director Robert A. Niblock | Mgmt | For | For | ||||
1.10 | Elect Director Stephen F. Page | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
5 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | ||||
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | SH | Against | For | ||||
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | ||||
8 | Report on Political Contributions | SH | Against | For |
Roper Industries, Inc. | ||||||||
Ticker ROP | Meeting Date | Security ID | Meeting Type | Record Date | ||||
01-Jun-11 | 776696106 | Annual | 08-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Richard F. Wallman | Mgmt | For | For | ||||
1.2 | Elect Director Christopher Wright | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
4 | Ratify Auditors | Mgmt | For | For | ||||
U-Store-It Trust | ||||||||
Ticker YSI | Meeting Date | Security ID | Meeting Type | Record Date | ||||
01-Jun-11 | 91274F104 | Annual | 15-Mar-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director William M. Diefenderfer III | Mgmt | For | For | ||||
1.2 | Elect Director Piero Bussani | Mgmt | For | For | ||||
1.3 | Elect Director Dean Jernigan | Mgmt | For | For | ||||
1.4 | Elect Director Marianne M. Keler | Mgmt | For | For | ||||
1.5 | Elect Director David J. LaRue | Mgmt | For | For | ||||
1.6 | Elect Director John F. Remondi | Mgmt | For | For | ||||
1.7 | Elect Director Jeffrey F. Rogatz | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | ||||
Activision Blizzard, Inc. | ||||||||
Ticker ATVI | Meeting Date | Security ID | Meeting Type | Record Date | ||||
02-Jun-11 | 00507V109 | Annual | 05-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Philippe G.H. Capron | Mgmt | For | Against | ||||
2 | Elect Director Robert J. Corti | Mgmt | For | For | ||||
3 | Elect Director Frederic R. Crepin | Mgmt | For | Against | ||||
4 | Elect Director Lucian Grainge | Mgmt | For | Against | ||||
5 | Elect Director Brian G. Kelly | Mgmt | For | Against | ||||
6 | Elect Director Robert A. Kotick | Mgmt | For | Against | ||||
7 | Elect Director Jean-Bernard Levy | Mgmt | For | Against | ||||
8 | Elect Director Robert J. Morgado | Mgmt | For | For | ||||
9 | Elect Director Stephane Roussel | Mgmt | For | Against | ||||
10 | Elect Director Richard Sarnoff | Mgmt | For | For | ||||
11 | Elect Director Regis Turrini | Mgmt | For | Against | ||||
12 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
Google Inc. | ||||||||
Ticker GOOG | Meeting Date | Security ID | Meeting Type | Record Date | ||||
02-Jun-11 | 38259P508 | Annual | 04-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Larry Page | Mgmt | For | For | ||||
1.2 | Elect Director Sergey Brin | Mgmt | For | For | ||||
1.3 | Elect Director Eric E. Schmidt | Mgmt | For | For | ||||
1.4 | Elect Director L. John Doerr | Mgmt | For | For | ||||
1.5 | Elect Director John L. Hennessy | Mgmt | For | For | ||||
1.6 | Elect Director Ann Mather | Mgmt | For | For | ||||
1.7 | Elect Director Paul S. Otellini | Mgmt | For | For | ||||
1.8 | Elect Director K. Ram Shriram | Mgmt | For | For | ||||
1.9 | Elect Director Shirley M. Tilghman | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Amend Omnibus Stock Plan | Mgmt | For | Against | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | SH | Against | Against | ||||
7 | Reduce Supermajority Vote Requirement | SH | Against | Against | ||||
8 | Report on Code of Conduct Compliance | SH | Against | Against | ||||
The Home Depot, Inc. | ||||||||
Ticker HD | Meeting Date | Security ID | Meeting Type | Record Date | ||||
02-Jun-11 | 437076102 | Annual | 04-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director F. Duane Ackerman | Mgmt | For | For | ||||
2 | Elect Director Francis S. Blake | Mgmt | For | For | ||||
3 | Elect Director Ari Bousbib | Mgmt | For | For | ||||
4 | Elect Director Gregory D. Brenneman | Mgmt | For | For | ||||
5 | Elect Director J. Frank Brown | Mgmt | For | For | ||||
6 | Elect Director Albert P. Carey | Mgmt | For | For | ||||
7 | Elect Director Armando Codina | Mgmt | For | For | ||||
8 | Elect Director Bonnie G. Hill | Mgmt | For | For | ||||
9 | Elect Director Karen L. Katen | Mgmt | For | For | ||||
10 | Elect Director Ronald L. Sargent | Mgmt | For | For | ||||
11 | Ratify Auditors | Mgmt | For | For | ||||
12 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
14 | Provide Right to Act by Written Consent | Mgmt | For | For | ||||
15 | Restore or Provide for Cumulative Voting | SH | Against | For | ||||
16 | Amend Articles/Bylaws/Charter Call Special Meetings | SH | Against | For | ||||
17 | Prepare Employment Diversity Report | SH | Against | For | ||||
18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | SH | Against | Against | ||||
United Online, Inc. | ||||||||
Ticker UNTD | Meeting Date | Security ID | Meeting Type | Record Date | ||||
02-Jun-11 | 911268100 | Annual | 08-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Mark R. Goldston | Mgmt | For | For | ||||
1.2 | Elect Director Howard G. Phanstiel | Mgmt | For | For | ||||
1.3 | Elect Director Carol A. Scott | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
Wal-Mart Stores, Inc. | ||||||||
Ticker WMT | Meeting Date | Security ID | Meeting Type | Record Date | ||||
03-Jun-11 | 931142103 | Annual | 06-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Aida M. Alvarez | Mgmt | For | For | ||||
2 | Elect Director James W. Breyer | Mgmt | For | For | ||||
3 | Elect Director M. Michele Burns | Mgmt | For | For | ||||
4 | Elect Director James I. Cash, Jr. | Mgmt | For | For | ||||
5 | Elect Director Roger C. Corbett | Mgmt | For | For | ||||
6 | Elect Director Douglas N. Daft | Mgmt | For | For | ||||
7 | Elect Director Michael T. Duke | Mgmt | For | For | ||||
8 | Elect Director Gregory B. Penner | Mgmt | For | For | ||||
9 | Elect Director Steven S Reinemund | Mgmt | For | For | ||||
10 | Elect Director H. Lee Scott, Jr. | Mgmt | For | For | ||||
11 | Elect Director Arne M. Sorenson | Mgmt | For | For | ||||
12 | Elect Director Jim C. Walton | Mgmt | For | For | ||||
13 | Elect Director S. Robson Walton | Mgmt | For | For | ||||
14 | Elect Director Christopher J. Williams | Mgmt | For | For | ||||
15 | Elect Director Linda S. Wolf | Mgmt | For | For | ||||
16 | Ratify Auditors | Mgmt | For | For | ||||
17 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
18 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
19 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | SH | Against | For | ||||
20 | Report on Political Contributions | SH | Against | For | ||||
21 | Amend Articles/Bylaws/Charter Call Special Meetings | SH | Against | For | ||||
22 | Require Suppliers to Produce Sustainability Reports | SH | Against | Against | ||||
23 | Report on Climate Change Business Risks | SH | Against | Against | ||||
Amazon.com, Inc. | ||||||||
Ticker AMZN | Meeting Date | Security ID | Meeting Type | Record Date | ||||
07-Jun-11 | 023135106 | Annual | 11-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Jeffrey P. Bezos | Mgmt | For | For | ||||
2 | Elect Director Tom A. Alberg | Mgmt | For | For | ||||
3 | Elect Director John Seely Brown | Mgmt | For | For | ||||
4 | Elect Director William B. Gordon | Mgmt | For | For | ||||
5 | Elect Director Alain Monie | Mgmt | For | For | ||||
6 | Elect Director Jonathan J. Rubinstein | Mgmt | For | For | ||||
7 | Elect Director Thomas O. Ryder | Mgmt | For | For | ||||
8 | Elect Director Patricia Q. Stonesifer | Mgmt | For | For | ||||
9 | Ratify Auditors | Mgmt | For | For | ||||
10 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
11 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
12 | Amend Bylaws Call Special Meetings | SH | Against | For | ||||
13 | Report on Climate Change | SH | Against | For | ||||
Caterpillar Inc. | ||||||||
Ticker CAT | Meeting Date | Security ID | Meeting Type | Record Date | ||||
08-Jun-11 | 149123101 | Annual | 11-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director David L. Calhoun | Mgmt | For | Withhold | ||||
1.2 | Elect Director Daniel M. Dickinson | Mgmt | For | For | ||||
1.3 | Elect Director Eugene V. Fife | Mgmt | For | For | ||||
1.4 | Elect Director Juan Gallardo | Mgmt | For | For | ||||
1.5 | Elect Director David R. Goode | Mgmt | For | For | ||||
1.6 | Elect Director Jesse J. Greene, Jr. | Mgmt | For | For | ||||
1.7 | Elect Director Peter A. Magowan | Mgmt | For | For | ||||
1.8 | Elect Director Dennis A. Muilenburg | Mgmt | For | For | ||||
1.9 | Elect Director Douglas R. Oberhelman | Mgmt | For | For | ||||
1.10 | Elect Director William A. Osborn | Mgmt | For | For | ||||
1.11 | Elect Director Charles D. Powell | Mgmt | For | For | ||||
1.12 | Elect Director Edward B. Rust, Jr. | Mgmt | For | For | ||||
1.13 | Elect Director Susan C. Schwab | Mgmt | For | For | ||||
1.14 | Elect Director Joshua I. Smith | Mgmt | For | For | ||||
1.15 | Elect Director Miles D. White | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
6 | Report on Political Contributions | SH | Against | For | ||||
7 | Stock Retention/Holding Period | SH | Against | For | ||||
8 | Require a Majority Vote for the Election of Directors | SH | Against | For | ||||
9 | Amend Articles/Bylaws/Charter Call Special Meetings | SH | Against | For | ||||
10 | Require Independent Board Chairman | SH | Against | Against | ||||
11 | Review and Assess Human Rights Policies | SH | Against | For | ||||
12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | SH | Against | Against | ||||
CME Group Inc. | ||||||||
Ticker CME | Meeting Date | Security ID | Meeting Type | Record Date | ||||
08-Jun-11 | 12572Q105 | Annual | 11-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Craig S. Donohue | Mgmt | For | For | ||||
1.2 | Elect Director Timothy S. Bitsberger | Mgmt | For | For | ||||
1.3 | Elect Director Jackie M. Clegg | Mgmt | For | For | ||||
1.4 | Elect Director James A. Donaldson | Mgmt | For | For | ||||
1.5 | Elect Director J. Dennis Hastert | Mgmt | For | For | ||||
1.6 | Elect Director William P. Miller II | Mgmt | For | For | ||||
1.7 | Elect Director Terry L. Savage | Mgmt | For | For | ||||
1.8 | Elect Director Christopher Stewart | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
Target Corporation | ||||||||
Ticker TGT | Meeting Date | Security ID | Meeting Type | Record Date | ||||
08-Jun-11 | 87612E106 | Annual | 11-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Roxanne S. Austin | Mgmt | For | For | ||||
2 | Elect Director Calvin Darden | Mgmt | For | For | ||||
3 | Elect Director Mary N. Dillon | Mgmt | For | For | ||||
4 | Elect Director James A. Johnson | Mgmt | For | For | ||||
5 | Elect Director Mary E. Minnick | Mgmt | For | For | ||||
6 | Elect Director Anne M. Mulcahy | Mgmt | For | For | ||||
7 | Elect Director Derica W. Rice | Mgmt | For | For | ||||
8 | Elect Director Stephen W. Sanger | Mgmt | For | For | ||||
9 | Elect Director Gregg W. Steinhafel | Mgmt | For | For | ||||
10 | Elect Director John G. Stumpf | Mgmt | For | For | ||||
11 | Elect Director Solomon D. Trujillo | Mgmt | For | For | ||||
12 | Ratify Auditors | Mgmt | For | For | ||||
13 | Approve Omnibus Stock Plan | Mgmt | For | For | ||||
14 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
16 | Adopt Compensation Benchmarking Policy | SH | Against | For | ||||
17 | Report on Electronics Recycling and Preventing E-Waste Export | SH | Against | For |
Tree.com, Inc. | ||||||||
Ticker TREE | Meeting Date | Security ID | Meeting Type | Record Date | ||||
08-Jun-11 | 894675107 | Annual | 11-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Peter Horan | Mgmt | For | Withhold | ||||
1.2 | Elect Director W. Mac Lackey | Mgmt | For | For | ||||
1.3 | Elect Director Douglas Lebda | Mgmt | For | Withhold | ||||
1.4 | Elect Director Joseph Levin | Mgmt | For | Withhold | ||||
1.5 | Elect Director Patrick McCrory | Mgmt | For | Withhold | ||||
1.6 | Elect Director Lance Melber | Mgmt | For | For | ||||
1.7 | Elect Director Steven Ozonian | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
4 | Ratify Auditors | Mgmt | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker 2330 | Meeting Date | Security ID | Meeting Type | Record Date | ||||
09-Jun-11 | Y84629107 | Annual | 11-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
Meeting for ADR Holders | Mgmt | |||||||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For | ||||
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For | ||||
3 | Approve Amendments on the Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees | Mgmt | For | For | ||||
4 | Approve Transfer of TSMCs Solar Business and Solid State Lighting Business into Two New TSMC Wholly Owned Companies Respectively, and to Further Approve the Solar Business Transfer Plan and Solid State Lighting Business Transfer Plan | Mgmt | For | For | ||||
ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | |||||||
5.1 | Approve By-Election of Gregory C. Chow as Independent Director | Mgmt | For | For | ||||
5.2 | Approve By-Election of Kok-Choo Chen as Independent Director | Mgmt | For | For | ||||
6 | Transact Other Business | Mgmt | ||||||
Infosys Technologies Ltd. | ||||||||
Ticker 500209 | Meeting Date | Security ID | Meeting Type | Record Date | ||||
11-Jun-11 | Y4082C133 | Annual | 02-May-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
Meeting for ADR Holders | Mgmt | |||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||||
2 | Approve Final Dividend of INR 20 Per Share | Mgmt | For | For | ||||
3 | Reappoint S. Batni as Director | Mgmt | For | For | ||||
4 | Reappoint S.A. Iyengar as Director | Mgmt | For | For | ||||
5 | Reappoint D.M. Satwalekar as Director | Mgmt | For | For | ||||
6 | Reappoint O. Goswami as Director | Mgmt | For | For | ||||
7 | Approve Vacancy on the Board of Directors Resulting from Retirement of K. Dinesh | Mgmt | For | For | ||||
8 | Approve B.S.R. & Co. as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||||
9 | Appoint R. Seshasayee as Director | Mgmt | For | For | ||||
10 | Appoint R. Venkatesan as Director | Mgmt | For | For | ||||
11 | Approve Appointment and Remuneration of S. Gopalakrishnan as Executive Director | Mgmt | For | For | ||||
12 | Approve Appointment and Remuneration of S.D. Shibulal as CEO and Managing Director | Mgmt | For | For | ||||
13 | Change Company Name to Infosys Ltd. | Mgmt | For | For |
Nicor Inc. | ||||||||
Ticker GAS | Meeting Date | Security ID | Meeting Type | Record Date | ||||
14-Jun-11 | 654086107 | Annual | 18-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director R. M. Beavers, Jr. | Mgmt | For | For | ||||
1.2 | Elect Director B. P. Bickner | Mgmt | For | For | ||||
1.3 | Elect Director J. H. Birdsall, III | Mgmt | For | For | ||||
1.4 | Elect Director N. R. Bobins | Mgmt | For | For | ||||
1.5 | Elect Director B. J. Gaines | Mgmt | For | For | ||||
1.6 | Elect Director R. A. Jean | Mgmt | For | For | ||||
1.7 | Elect Director D. J. Keller | Mgmt | For | For | ||||
1.8 | Elect Director R. E. Martin | Mgmt | For | For | ||||
1.9 | Elect Director G. R. Nelson | Mgmt | For | For | ||||
1.10 | Elect Director A. J. Olivera | Mgmt | For | For | ||||
1.11 | Elect Director J. Rau | Mgmt | For | For | ||||
1.12 | Elect Director J. C. Staley | Mgmt | For | For | ||||
1.13 | Elect Director R. M. Strobel | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Ratify Auditors | Mgmt | For | For | ||||
Nicor Inc. | ||||||||
Ticker GAS | Meeting Date | Security ID | Meeting Type | Record Date | ||||
14-Jun-11 | 654086107 | Special | 20-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Approve Merger Agreement | Mgmt | For | For | ||||
2 | Adjourn Meeting | Mgmt | For | For | ||||
The TJX Companies, Inc. | ||||||||
Ticker TJX | Meeting Date | Security ID | Meeting Type | Record Date | ||||
14-Jun-11 | 872540109 | Annual | 18-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director José B. Alvarez | Mgmt | For | For | ||||
2 | Elect Director Alan M. Bennett | Mgmt | For | For | ||||
3 | Elect Director Bernard Cammarata | Mgmt | For | For | ||||
4 | Elect Director David T. Ching | Mgmt | For | For | ||||
5 | Elect Director Michael F. Hines | Mgmt | For | For | ||||
6 | Elect Director Amy B. Lane | Mgmt | For | For | ||||
7 | Elect Director Carol Meyrowitz | Mgmt | For | For | ||||
8 | Elect Director John F. OBrien | Mgmt | For | For | ||||
9 | Elect Director Willow B. Shire | Mgmt | For | For | ||||
10 | Ratify Auditors | Mgmt | For | For | ||||
11 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
12 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
Brookdale Senior Living Inc. | ||||||||
Ticker BKD | Meeting Date | Security ID | Meeting Type | Record Date | ||||
15-Jun-11 | 112463104 | Annual | 18-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Wesley R. Edens | Mgmt | For | Withhold | ||||
1.2 | Elect Director Frank M. Bumstead | Mgmt | For | For | ||||
1.3 | Elect Director W.E. Sheriff | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
Celgene Corporation | ||||||||
Ticker CELG | Meeting Date | Security ID | Meeting Type | Record Date | ||||
15-Jun-11 | 151020104 | Annual | 19-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Robert J. Hugin | Mgmt | For | For | ||||
1.2 | Elect Director Michael D. Casey | Mgmt | For | For | ||||
1.3 | Elect Director Carrie S. Cox | Mgmt | For | For | ||||
1.4 | Elect Director Rodman L. Drake | Mgmt | For | For | ||||
1.5 | Elect Director Michael A. Friedman | Mgmt | For | For | ||||
1.6 | Elect Director Gilla Kaplan | Mgmt | For | For | ||||
1.7 | Elect Director James J. Loughlin | Mgmt | For | For | ||||
1.8 | Elect Director Ernest Mario | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
Freeport-McMoRan Copper & Gold Inc. | ||||||||
Ticker FCX | Meeting Date | Security ID | Meeting Type | Record Date | ||||
15-Jun-11 | 35671D857 | Annual | 19-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Richard C. Adkerson | Mgmt | For | For | ||||
1.2 | Elect Director Robert J. Allison, Jr. | Mgmt | For | For | ||||
1.3 | Elect Director Robert A. Day | Mgmt | For | For | ||||
1.4 | Elect Director Gerald J. Ford | Mgmt | For | For | ||||
1.5 | Elect Director H. Devon Graham, Jr. | Mgmt | For | For | ||||
1.6 | Elect Director Charles C. Krulak | Mgmt | For | For | ||||
1.7 | Elect Director Bobby Lee Lackey | Mgmt | For | For | ||||
1.8 | Elect Director Jon C. Madonna | Mgmt | For | For | ||||
1.9 | Elect Director Dustan E. McCoy | Mgmt | For | For | ||||
1.10 | Elect Director James R. Moffett | Mgmt | For | For | ||||
1.11 | Elect Director B.M. Rankin, Jr. | Mgmt | For | For | ||||
1.12 | Elect Director Stephen H. Siegele | Mgmt | For | For | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
4 | Ratify Auditors | Mgmt | For | For | ||||
5 | Request Director Nominee with Environmental Qualifications | SH | Against | For | ||||
Live Nation Entertainment, Inc. | ||||||||
Ticker LYV | Meeting Date | Security ID | Meeting Type | Record Date | ||||
15-Jun-11 | 538034109 | Annual | 20-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Jonathan Dolgen | Mgmt | For | For | ||||
1.2 | Elect Director Robert Ted Enloe, III | Mgmt | For | For | ||||
1.3 | Elect Director Jeffrey T. Hinson | Mgmt | For | For | ||||
1.4 | Elect Director James S. Kahan | Mgmt | For | For | ||||
2 | Approve Issuance of Shares for a Private Placement | Mgmt | For | Against | ||||
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | ||||
4 | Amend Omnibus Stock Plan | Mgmt | For | Against | ||||
5 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | Against | ||||
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
7 | Ratify Auditors | Mgmt | For | For | ||||
Autodesk, Inc. | ||||||||
Ticker ADSK | Meeting Date | Security ID | Meeting Type | Record Date | ||||
16-Jun-11 | 052769106 | Annual | 19-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Carl Bass | Mgmt | For | For | ||||
2 | Elect Director Crawford W. Beveridge | Mgmt | For | For | ||||
3 | Elect Director J. Hallam Dawson | Mgmt | For | For | ||||
4 | Elect Director Per-Kristian Halvorsen | Mgmt | For | For | ||||
5 | Elect Director Sean M. Maloney | Mgmt | For | For | ||||
6 | Elect Director Mary T. McDowell | Mgmt | For | For | ||||
7 | Elect Director Lorrie M. Norrington | Mgmt | For | For | ||||
8 | Elect Director Charles J. Robel | Mgmt | For | For | ||||
9 | Elect Director Steven M. West | Mgmt | For | For | ||||
10 | Ratify Auditors | Mgmt | For | For | ||||
11 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
12 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
IAC/InterActiveCorp | ||||||||
Ticker IACI | Meeting Date | Security ID | Meeting Type | Record Date | ||||
16-Jun-11 | 44919P508 | Annual | 25-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Gregory R. Blatt | Mgmt | For | For | ||||
1.2 | Elect Director Edgar Bronfman, Jr. | Mgmt | For | For | ||||
1.3 | Elect Director Barry Diller | Mgmt | For | For | ||||
1.4 | Elect Director Michael D. Eisner | Mgmt | For | For | ||||
1.5 | Elect Director Victor A. Kaufman | Mgmt | For | For | ||||
1.6 | Elect Director Donald R. Keough | Mgmt | For | For | ||||
1.7 | Elect Director Bryan Lourd | Mgmt | For | For | ||||
1.8 | Elect Director Arthur C. Martinez | Mgmt | For | For | ||||
1.9 | Elect Director David Rosenblatt | Mgmt | For | For | ||||
1.10 | Elect Director Alan G. Spoon | Mgmt | For | For | ||||
1.11 | Elect Director Alexander von Furstenberg | Mgmt | For | For | ||||
1.12 | Elect Director Richard F. Zannino | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
Best Buy Co., Inc. | ||||||||
Ticker BBY | Meeting Date | Security ID | Meeting Type | Record Date | ||||
21-Jun-11 | 086516101 | Annual | 25-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1.1 | Elect Director Ronald James | Mgmt | For | For | ||||
1.2 | Elect Director Sanjay Khosla | Mgmt | For | For | ||||
1.3 | Elect Director George L. Mikan III | Mgmt | For | For | ||||
1.4 | Elect Director Matthew H. Paull | Mgmt | For | For | ||||
1.5 | Elect Director Richard M. Schulze | Mgmt | For | For | ||||
1.6 | Elect Director Hatim A. Tyabji | Mgmt | For | For | ||||
2 | Ratify Auditors | Mgmt | For | For | ||||
3 | Change Range for Size of the Board | Mgmt | For | Against | ||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | ||||
5 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | ||||
6 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
7 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
8 | Declassify the Board of Directors | SH | Against | For | ||||
National Semiconductor Corporation | ||||||||
Ticker NSM | Meeting Date | Security ID | Meeting Type | Record Date | ||||
21-Jun-11 | 637640103 | Special | 11-May-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Approve Merger Agreement | Mgmt | For | For | ||||
2 | Adjourn Meeting | Mgmt | For | For | ||||
The Kroger Co. | ||||||||
Ticker KR | Meeting Date | Security ID | Meeting Type | Record Date | ||||
23-Jun-11 | 501044101 | Annual | 25-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Reuben V. Anderson | Mgmt | For | For | ||||
2 | Elect Director Robert D. Beyer | Mgmt | For | For | ||||
3 | Elect Director David B. Dillon | Mgmt | For | For | ||||
4 | Elect Director Susan J. Kropf | Mgmt | For | For | ||||
5 | Elect Director John T. Lamacchia | Mgmt | For | For | ||||
6 | Elect Director David B. Lewis | Mgmt | For | For | ||||
7 | Elect Director W. Rodney Mcmullen | Mgmt | For | For | ||||
8 | Elect Director Jorge P. Montoya | Mgmt | For | For | ||||
9 | Elect Director Clyde R. Moore | Mgmt | For | For | ||||
10 | Elect Director Susan M. Phillips | Mgmt | For | For |
11 | Elect Director Steven R. Rogel | Mgmt | For | For | ||||
12 | Elect Director James A. Runde | Mgmt | For | For | ||||
13 | Elect Director Ronald L. Sargent | Mgmt | For | For | ||||
14 | Elect Director Bobby S. Shackouls | Mgmt | For | For | ||||
15 | Approve Omnibus Stock Plan | Mgmt | For | For | ||||
16 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
17 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | ||||
18 | Ratify Auditors | Mgmt | For | For | ||||
19 | Adopt ILO Based Code of Conduct | SH | Against | Against |
Yahoo! Inc. | ||||||||
Ticker YHOO | Meeting Date | Security ID | Meeting Type | Record Date | ||||
23-Jun-11 | 984332106 | Annual | 26-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Carol Bartz | Mgmt | For | For | ||||
2 | Elect Director Roy J. Bostock | Mgmt | For | For | ||||
3 | Elect Director Patti S. Hart | Mgmt | For | For | ||||
4 | Elect Director Susan M. James | Mgmt | For | For | ||||
5 | Elect Director Vyomesh Joshi | Mgmt | For | For | ||||
6 | Elect Director David W. Kenny | Mgmt | For | For | ||||
7 | Elect Director Arthur H. Kern | Mgmt | For | For | ||||
8 | Elect Director Brad D. Smith | Mgmt | For | For | ||||
9 | Elect Director Gary L. Wilson | Mgmt | For | For | ||||
10 | Elect Director Jerry Yang | Mgmt | For | For | ||||
11 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
12 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
13 | Ratify Auditors | Mgmt | For | For | ||||
14 | Adopt Human Rights Policies Regarding the Sale of Technology and Technical Assistance | SH | Against | Against | ||||
Chunghwa Telecom Co., Ltd. | ||||||||
Ticker 2412 | Meeting Date | Security ID | Meeting Type | Record Date | ||||
24-Jun-11 | Y1613J108 | Annual | 25-Apr-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
Meeting for ADR Holders | Mgmt | |||||||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For | ||||
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For | ||||
Delta Air Lines, Inc. | ||||||||
Ticker DAL | Meeting Date | Security ID | Meeting Type | Record Date | ||||
30-Jun-11 | 247361702 | Annual | 02-May-11 | |||||
Proponent | Mgmt Rec | Vote Instruction | ||||||
1 | Elect Director Richard H. Anderson | Mgmt | For | For | ||||
2 | Elect Director Edward H. Bastian | Mgmt | For | For | ||||
3 | Elect Director Roy J. Bostock | Mgmt | For | For | ||||
4 | Elect Director John S. Brinzo | Mgmt | For | For | ||||
5 | Elect Director Daniel A. Carp | Mgmt | For | For | ||||
6 | Elect Director John M. Engler | Mgmt | For | For | ||||
7 | Elect Director Mickey P. Foret | Mgmt | For | For | ||||
8 | Elect Director David R. Goode | Mgmt | For | For | ||||
9 | Elect Director Paula Rosput Reynolds | Mgmt | For | For | ||||
10 | Elect Director Kenneth C. Rogers | Mgmt | For | For | ||||
11 | Elect Director Kenneth B. Woodrow | Mgmt | For | For | ||||
12 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | ||||
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | ||||
14 | Ratify Auditors | Mgmt | For | For | ||||
15 | Provide for Cumulative Voting | SH | Against | For |
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Equity Premium Advantage Fund
By | /s/ Gifford R. Zimmerman | |
Gifford R. Zimmerman Chief Administrative Officer | ||
Date |
August 26, 2011