0001569829-17-000002.txt : 20170215 0001569829-17-000002.hdr.sgml : 20170215 20170215152220 ACCESSION NUMBER: 0001569829-17-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170213 FILED AS OF DATE: 20170215 DATE AS OF CHANGE: 20170215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cooper-Standard Holdings Inc. CENTRAL INDEX KEY: 0001320461 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 201945088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39550 ORCHARD HILL PLACE DRIVE CITY: NOVI STATE: MI ZIP: 48375 BUSINESS PHONE: 248-596-5900 MAIL ADDRESS: STREET 1: 39550 ORCHARD HILL PLACE DRIVE CITY: NOVI STATE: MI ZIP: 48375 FORMER COMPANY: FORMER CONFORMED NAME: CSA Acquisition Corp. DATE OF NAME CHANGE: 20050311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Song Min CENTRAL INDEX KEY: 0001569829 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36127 FILM NUMBER: 17614398 MAIL ADDRESS: STREET 1: 7983 MATERA CT. CITY: BRADENTON STATE: FL ZIP: 34202 4 1 wf-form4_148719012634781.xml FORM 4 X0306 4 2017-02-13 0 0001320461 Cooper-Standard Holdings Inc. CPS 0001569829 Lee Song Min 7983 MATERA CT. BRADENTON FL 34202 0 1 0 0 Sr VP & Pres., Asia Pacific Common stock 2017-02-13 4 A 0 2310 107.48 A 11898 D Common stock 2017-02-13 4 F 0 578 107.48 D 11320 D Employee stock options (right to buy) 107.48 2017-02-13 4 A 0 6186 0 A 2027-02-13 Common stock 6186.0 6186 D Restricted Stock Units 2017-02-13 4 A 0 1283 0 A 2020-02-13 2020-02-13 Common stock 1283.0 1283 D On March 20, 2014, the reporting person was granted 2,800 Performance Units (PU's) under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated, and the Cooper-Standard Automotive Inc. Long-Term Incentive Plan. The performance goal is the company's return on invested capital (ROIC) for the three-year performance period. At the end of the performance period, the company had the option, at its discretion, to adjust the potential number of PU's that vested upwards or downwards based upon the performance goal achieved. This is the number of common shares received based upon the performance-goal achieved at the end of the performance period. These are time-restricted employee stock options (right to buy) granted to the reporting person under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated. Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date. These are restricted stock units (RSU's) granted to the reporting person under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated. The company, in its sole discretion, will settle such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. Subject to the reporting person's continued employment with the company or its affiliate, these RSU's shall vest and no longer be subject to forfeiture on the third anniversary date of the grant. /s/ Kristan L. Miller, on behalf of Song Min Lee under power of attorney 2017-02-15