0000899243-23-014590.txt : 20230606
0000899243-23-014590.hdr.sgml : 20230606
20230606171534
ACCESSION NUMBER: 0000899243-23-014590
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230518
FILED AS OF DATE: 20230606
DATE AS OF CHANGE: 20230606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NORTH RUN CAPITAL, LP
CENTRAL INDEX KEY: 0001212897
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39473
FILM NUMBER: 23996974
BUSINESS ADDRESS:
STREET 1: 867 BOYLSTON STREET
STREET 2: 5TH FLOOR, #1361
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617.310.6130
MAIL ADDRESS:
STREET 1: 867 BOYLSTON STREET
STREET 2: 5TH FLOOR, #1361
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER NAME:
FORMER CONFORMED NAME: NORTH RUN CAPITAL, L P
DATE OF NAME CHANGE: 20070110
FORMER NAME:
FORMER CONFORMED NAME: NORTH RUN CAPITAL L P
DATE OF NAME CHANGE: 20030106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NORTH RUN ADVISORS, LLC
CENTRAL INDEX KEY: 0001283773
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39473
FILM NUMBER: 23996973
BUSINESS ADDRESS:
STREET 1: 62 WALNUT STREET
CITY: WELLESLEY
STATE: MA
ZIP: 02481
BUSINESS PHONE: 617.310.6130
MAIL ADDRESS:
STREET 1: 62 WALNUT STREET
CITY: WELLESLEY
STATE: MA
ZIP: 02481
FORMER NAME:
FORMER CONFORMED NAME: NORTH RUN ADVISORS LLC
DATE OF NAME CHANGE: 20040316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELLIS THOMAS B
CENTRAL INDEX KEY: 0001283774
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39473
FILM NUMBER: 23996970
MAIL ADDRESS:
STREET 1: 867 BOYLSTON STREET, 5TH FLOOR
STREET 2: #1361
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NR-GRI Partners GP, LLC
CENTRAL INDEX KEY: 0001978742
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39473
FILM NUMBER: 23996971
BUSINESS ADDRESS:
STREET 1: 867 BOYLSTON STREET, 5TH FLOOR, #1361
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 6173106130
MAIL ADDRESS:
STREET 1: 867 BOYLSTON STREET, 5TH FLOOR, #1361
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAMMER TODD B
CENTRAL INDEX KEY: 0001283775
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39473
FILM NUMBER: 23996969
MAIL ADDRESS:
STREET 1: NORTH RUN CAPITAL PARTNERS
STREET 2: 867 BOYLSTON ST., 5TH FLOOR, #1361
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NR-GRI Partners, LP
CENTRAL INDEX KEY: 0001978236
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39473
FILM NUMBER: 23996972
BUSINESS ADDRESS:
STREET 1: 867 BOYLSTON STREET, 5TH FLOOR, #1361
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 6173106130
MAIL ADDRESS:
STREET 1: 867 BOYLSTON STREET, 5TH FLOOR, #1361
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LENSAR, Inc.
CENTRAL INDEX KEY: 0001320350
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 320125724
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2800 DISCOVERY DRIVE
STREET 2: SUITE 100
CITY: ORLANDO
STATE: FL
ZIP: 32826
BUSINESS PHONE: 888-536-7271
MAIL ADDRESS:
STREET 1: 2800 DISCOVERY DRIVE
STREET 2: SUITE 100
CITY: ORLANDO
STATE: FL
ZIP: 32826
FORMER COMPANY:
FORMER CONFORMED NAME: LensAR Inc
DATE OF NAME CHANGE: 20070703
FORMER COMPANY:
FORMER CONFORMED NAME: LaserSoft Vision Inc
DATE OF NAME CHANGE: 20050310
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2023-05-18
0
0001320350
LENSAR, Inc.
LNSR
0001212897
NORTH RUN CAPITAL, LP
867 BOYLSTON STREET, 5TH FLOOR #1361
BOSTON
MA
02116
0
0
1
0
0001283773
NORTH RUN ADVISORS, LLC
867 BOYLSTON STREET, 5TH FLOOR #1361
BOSTON
MA
02116
0
0
1
0
0001978236
NR-GRI Partners, LP
867 BOYLSTON STREET, 5TH FLOOR #1361
BOSTON
MA
02116
0
0
1
0
0001978742
NR-GRI Partners GP, LLC
867 BOYLSTON STREET, 5TH FLOOR #1361
BOSTON
MA
02116
0
0
1
0
0001283774
ELLIS THOMAS B
867 BOYLSTON STREET, 5TH FLOOR #1361
BOSTON
MA
02116
1
0
1
0
0001283775
HAMMER TODD B
867 BOYLSTON STREET, 5TH FLOOR #1361
BOSTON
MA
02116
1
0
1
0
Common Stock
1100592
I
See footnotes
Series A Convertible Preferred Stock
2.5188
Common Stock
7940446
I
See footnotes
Class A Common Stock Purchase Warrants (Right to Buy)
2.45
2023-05-18
2028-05-18
Common Stock
2183623
I
See footnotes
Class B Common Stock Purchase Warrants (Right to Buy)
3.0625
2023-05-18
2028-05-18
Common Stock
2183623
I
See footnotes
The reported securities are directly held by North Run Capital, LP, and may be deemed to be indirectly beneficially owned by North Run Advisors, LLC as the general partner of North Run Capital, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Advisors, LLC.
The Series A Convertible Preferred Stock has no expiration date and is convertible at any time at the option of NR-GRI Partners, LP, subject to a blocker provision that prevents NR-GRI Partners, LP from converting the Series A Convertible Preferred Stock into shares of Common Stock if the reporting person, together with its affiliates, would be more than a 19.99% beneficial owner of Common Stock following such conversion..
The reported securities are directly held by NR-GRI Partners, LP, and may be deemed to be indirectly beneficially owned by NR-GRI Partners GP, LLC as the general partner of NR-GRI Partners, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of NR-GRI Partners GP, LLC.
The reported warrants are currently exercisable, subject to a blocker provision that prevents NR-GRI Partners, LP from exercising the warrants into shares of Common Stock if the reporting person, together with its affiliates, would be more than a 19.99% beneficial owner of Common Stock following such exercise.
NR-GRI Partners GP, LLC, North Run Advisors, LLC, Thomas B. Ellis and Todd B. Hammer disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that any of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Each of North Run Capital, LP, North Run Advisors, LLC, NR-GRI Partners, LP and NR-GRI Partners, LLC may be deemed to be a director by deputization for purposes of Section 16 under the Securities and Exchange Act of 1934, as amended, by virtue of the fact that Thomas B. Ellis and Todd B. Hammer, the members of North Run Advisors, LLC and NR-GRI Partners GP, LLC, currently serve on the board of directors of the issuer.
North Run Capital, LP, By: North Run Advisors, LLC, By: /s/ Thomas B. Ellis, Member
2023-06-06
North Run Advisors, LLC, By: /s/ Thomas B. Ellis, Member
2023-06-06
NR-GRI Partners, LP, By: NR-GRI Partners GP, LLC, By: /s/ Thomas B. Ellis, Member
2023-06-06
NR-GRI Partners, LLC, By: /s/ Thomas B. Ellis, Member
2023-06-06
NR-GRI Partners GP, LLC, By: /s/ Thomas B. Ellis, Member
2023-06-06
/s/ Thomas B. Ellis
2023-06-06
/s/ Todd B. Hammer
2023-06-06