0000899243-23-014590.txt : 20230606 0000899243-23-014590.hdr.sgml : 20230606 20230606171534 ACCESSION NUMBER: 0000899243-23-014590 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230518 FILED AS OF DATE: 20230606 DATE AS OF CHANGE: 20230606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORTH RUN CAPITAL, LP CENTRAL INDEX KEY: 0001212897 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39473 FILM NUMBER: 23996974 BUSINESS ADDRESS: STREET 1: 867 BOYLSTON STREET STREET 2: 5TH FLOOR, #1361 CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617.310.6130 MAIL ADDRESS: STREET 1: 867 BOYLSTON STREET STREET 2: 5TH FLOOR, #1361 CITY: BOSTON STATE: MA ZIP: 02116 FORMER NAME: FORMER CONFORMED NAME: NORTH RUN CAPITAL, L P DATE OF NAME CHANGE: 20070110 FORMER NAME: FORMER CONFORMED NAME: NORTH RUN CAPITAL L P DATE OF NAME CHANGE: 20030106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORTH RUN ADVISORS, LLC CENTRAL INDEX KEY: 0001283773 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39473 FILM NUMBER: 23996973 BUSINESS ADDRESS: STREET 1: 62 WALNUT STREET CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 617.310.6130 MAIL ADDRESS: STREET 1: 62 WALNUT STREET CITY: WELLESLEY STATE: MA ZIP: 02481 FORMER NAME: FORMER CONFORMED NAME: NORTH RUN ADVISORS LLC DATE OF NAME CHANGE: 20040316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLIS THOMAS B CENTRAL INDEX KEY: 0001283774 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39473 FILM NUMBER: 23996970 MAIL ADDRESS: STREET 1: 867 BOYLSTON STREET, 5TH FLOOR STREET 2: #1361 CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NR-GRI Partners GP, LLC CENTRAL INDEX KEY: 0001978742 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39473 FILM NUMBER: 23996971 BUSINESS ADDRESS: STREET 1: 867 BOYLSTON STREET, 5TH FLOOR, #1361 CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6173106130 MAIL ADDRESS: STREET 1: 867 BOYLSTON STREET, 5TH FLOOR, #1361 CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAMMER TODD B CENTRAL INDEX KEY: 0001283775 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39473 FILM NUMBER: 23996969 MAIL ADDRESS: STREET 1: NORTH RUN CAPITAL PARTNERS STREET 2: 867 BOYLSTON ST., 5TH FLOOR, #1361 CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NR-GRI Partners, LP CENTRAL INDEX KEY: 0001978236 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39473 FILM NUMBER: 23996972 BUSINESS ADDRESS: STREET 1: 867 BOYLSTON STREET, 5TH FLOOR, #1361 CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6173106130 MAIL ADDRESS: STREET 1: 867 BOYLSTON STREET, 5TH FLOOR, #1361 CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LENSAR, Inc. CENTRAL INDEX KEY: 0001320350 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 320125724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2800 DISCOVERY DRIVE STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 BUSINESS PHONE: 888-536-7271 MAIL ADDRESS: STREET 1: 2800 DISCOVERY DRIVE STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 FORMER COMPANY: FORMER CONFORMED NAME: LensAR Inc DATE OF NAME CHANGE: 20070703 FORMER COMPANY: FORMER CONFORMED NAME: LaserSoft Vision Inc DATE OF NAME CHANGE: 20050310 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2023-05-18 0 0001320350 LENSAR, Inc. LNSR 0001212897 NORTH RUN CAPITAL, LP 867 BOYLSTON STREET, 5TH FLOOR #1361 BOSTON MA 02116 0 0 1 0 0001283773 NORTH RUN ADVISORS, LLC 867 BOYLSTON STREET, 5TH FLOOR #1361 BOSTON MA 02116 0 0 1 0 0001978236 NR-GRI Partners, LP 867 BOYLSTON STREET, 5TH FLOOR #1361 BOSTON MA 02116 0 0 1 0 0001978742 NR-GRI Partners GP, LLC 867 BOYLSTON STREET, 5TH FLOOR #1361 BOSTON MA 02116 0 0 1 0 0001283774 ELLIS THOMAS B 867 BOYLSTON STREET, 5TH FLOOR #1361 BOSTON MA 02116 1 0 1 0 0001283775 HAMMER TODD B 867 BOYLSTON STREET, 5TH FLOOR #1361 BOSTON MA 02116 1 0 1 0 Common Stock 1100592 I See footnotes Series A Convertible Preferred Stock 2.5188 Common Stock 7940446 I See footnotes Class A Common Stock Purchase Warrants (Right to Buy) 2.45 2023-05-18 2028-05-18 Common Stock 2183623 I See footnotes Class B Common Stock Purchase Warrants (Right to Buy) 3.0625 2023-05-18 2028-05-18 Common Stock 2183623 I See footnotes The reported securities are directly held by North Run Capital, LP, and may be deemed to be indirectly beneficially owned by North Run Advisors, LLC as the general partner of North Run Capital, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Advisors, LLC. The Series A Convertible Preferred Stock has no expiration date and is convertible at any time at the option of NR-GRI Partners, LP, subject to a blocker provision that prevents NR-GRI Partners, LP from converting the Series A Convertible Preferred Stock into shares of Common Stock if the reporting person, together with its affiliates, would be more than a 19.99% beneficial owner of Common Stock following such conversion.. The reported securities are directly held by NR-GRI Partners, LP, and may be deemed to be indirectly beneficially owned by NR-GRI Partners GP, LLC as the general partner of NR-GRI Partners, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of NR-GRI Partners GP, LLC. The reported warrants are currently exercisable, subject to a blocker provision that prevents NR-GRI Partners, LP from exercising the warrants into shares of Common Stock if the reporting person, together with its affiliates, would be more than a 19.99% beneficial owner of Common Stock following such exercise. NR-GRI Partners GP, LLC, North Run Advisors, LLC, Thomas B. Ellis and Todd B. Hammer disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that any of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Each of North Run Capital, LP, North Run Advisors, LLC, NR-GRI Partners, LP and NR-GRI Partners, LLC may be deemed to be a director by deputization for purposes of Section 16 under the Securities and Exchange Act of 1934, as amended, by virtue of the fact that Thomas B. Ellis and Todd B. Hammer, the members of North Run Advisors, LLC and NR-GRI Partners GP, LLC, currently serve on the board of directors of the issuer. North Run Capital, LP, By: North Run Advisors, LLC, By: /s/ Thomas B. Ellis, Member 2023-06-06 North Run Advisors, LLC, By: /s/ Thomas B. Ellis, Member 2023-06-06 NR-GRI Partners, LP, By: NR-GRI Partners GP, LLC, By: /s/ Thomas B. Ellis, Member 2023-06-06 NR-GRI Partners, LLC, By: /s/ Thomas B. Ellis, Member 2023-06-06 NR-GRI Partners GP, LLC, By: /s/ Thomas B. Ellis, Member 2023-06-06 /s/ Thomas B. Ellis 2023-06-06 /s/ Todd B. Hammer 2023-06-06