0001144204-17-016610.txt : 20170327 0001144204-17-016610.hdr.sgml : 20170327 20170327060407 ACCESSION NUMBER: 0001144204-17-016610 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170321 FILED AS OF DATE: 20170327 DATE AS OF CHANGE: 20170327 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3DICON CORP CENTRAL INDEX KEY: 0001375195 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 000000000 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6804 SOUTH CANTON AVENUE STREET 2: SUITE 150 CITY: TULSA STATE: OK ZIP: 74136 BUSINESS PHONE: (918) 494-0505 MAIL ADDRESS: STREET 1: 6804 SOUTH CANTON AVENUE STREET 2: SUITE 150 CITY: TULSA STATE: OK ZIP: 74136 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kraft Michael Anthony CENTRAL INDEX KEY: 0001320109 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54697 FILM NUMBER: 17714101 MAIL ADDRESS: STREET 1: 3169 REDHILL AVENUE CITY: COSTA MESA STATE: CA ZIP: 92626 3 1 v462539_3.xml OWNERSHIP DOCUMENT X0206 3 2017-03-21 0 0001375195 3DICON CORP TDCP 0001320109 Kraft Michael Anthony C/O 3DICON CORPORATION 6804 SOUTH CANTON AVENUE, SUITE 150 TULSA OK 74136 0 1 0 0 Chief Executive Officer Common Stock, par value $.0001 0 D Options to Purchase Common Stock 2017-03-21 2028-03-20 Common 0 D In connection with the Issuer's appointment of the Reporting Person as its CEO, the Issuer agreed to issue a $25,000 bonus in the Issuer's restricted stock upon the occurrence of certain events. In connection with the Issuer's appointment of the Reporting Person as its CEO, the Issuer agreed, upon the occurrence of certain events, to issue an option to purchase up to $50,000 of the Issuer's common stock at an exercise price equal to the market price as of the date the Issuer meets certain milestones. /s/ Michael A. Kraft 2017-03-27