0001445546-17-001987.txt : 20170425
0001445546-17-001987.hdr.sgml : 20170425
20170425162626
ACCESSION NUMBER: 0001445546-17-001987
CONFORMED SUBMISSION TYPE: 8-K
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170425
ITEM INFORMATION: Regulation FD Disclosure
ITEM INFORMATION: Financial Statements and Exhibits
FILED AS OF DATE: 20170425
DATE AS OF CHANGE: 20170425
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRUST MORTGAGE INCOME FUND
CENTRAL INDEX KEY: 0001319183
IRS NUMBER: 356758396
FILING VALUES:
FORM TYPE: 8-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21727
FILM NUMBER: 17781371
BUSINESS ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
BUSINESS PHONE: 630765-8000
MAIL ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRUST/FIDAC MORTGAGE INCOME FUND
DATE OF NAME CHANGE: 20050228
8-K
1
fmy_8k.txt
CURRENT REPORT
--------------------------------------------------------------------------------
--------------------------------------------------------------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported) April 25, 2017
First Trust Mortgage Income Fund
(Exact Name of Registrant as Specified in its Charter)
Massachusetts 811-21727 35-6758396
(State or Other Jurisdiction (Commission File Number) (IRS Employer
of Incorporation) Identification No.)
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
(Address of Principal Executive Offices) (Zip Code)
Registrant's telephone number, including area code (630) 765-8000
___________________________________________________________________
(Former Name or Former Address, if Changed Since Last Report.)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
|_| Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
|_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
|_| Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
|_| Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
--------------------------------------------------------------------------------
--------------------------------------------------------------------------------
Item 7.01 Regulation FD Disclosure.
First Trust Mortgage Income Fund (the "Fund") is filing herewith a press release
issued on April 25, 2017, as Exhibit 99.1. The press release was issued by First
Trust Advisors L.P. to report that on April 27, 2017, the Fund will release an
update on the market and the Fund. Details regarding the update are contained in
the press release included herein.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
Exhibit
Number Description
99.1 Press release of First Trust Advisors L.P. dated
April 25, 2017.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Dated: April 25, 2017 FIRST TRUST MORTGAGE INCOME FUND
By: /s/ W. Scott Jardine
----------------------------------
Name: W. Scott Jardine
Title: Secretary
EXHIBIT INDEX
Exhibit
Number Description
99.1 Press release of First Trust Advisors L.P. dated
April 25, 2017.
EX-99.1
2
press_release.txt
PRESS RELEASE
PRESS RELEASE SOURCE: First Trust Advisors L.P.
FIRST TRUST ADVISORS L.P. ANNOUNCES PORTFOLIO MANAGER UPDATE FOR FIRST TRUST
MORTGAGE INCOME FUND
WHEATON, IL -- (BUSINESS WIRE) -- April 25, 2017 -- First Trust Advisors L.P.
("FTA") announced today that The Mortgage Securities Team of FTA, portfolio
manager of First Trust Mortgage Income Fund (NYSE: FMY) (the "Fund"), will
release an update on the market and the Fund for financial advisors and
investors. The update will be available THURSDAY, APRIL 27, 2017, AT 5:00 P.M.
EASTERN TIME UNTIL 11:59 P.M. EASTERN TIME ON FRIDAY, MAY 26, 2017. To listen to
the update, follow these instructions:
-- Dial: (888) 203-1112; International (719) 457-0820; and Passcode #
7107294. The update will be available from Thursday, April 27, 2017, at
5:00 P.M. Eastern Time until 11:59 P.M. Eastern Time on Friday, May 26,
2017.
First Trust Advisors L.P., the Fund's investment advisor, along with its
affiliate, First Trust Portfolios L.P., are privately-held companies which
provide a variety of investment services, including asset management and
financial advisory services, with collective assets under management or
supervision of approximately $104 billion as of March 31, 2017 through unit
investment trusts, exchange-traded funds, closed-end funds, mutual funds and
separate managed accounts.
Investment return and market value of an investment in the Fund will fluctuate.
Shares, when sold, may be worth more or less than their original cost.
Principal Risk Factors: The debt securities in which the Fund invests are
subject to certain risks, including issuer risk, reinvestment risk, prepayment
risk, credit risk, and interest rate risk. Issuer risk is the risk that the
value of fixed-income securities may decline for a number of reasons which
directly relate to the issuer. Reinvestment risk is the risk that income from
the Fund's portfolio will decline if the Fund invests the proceeds from matured,
traded or called bonds at market interest rates that are below the Fund
portfolio's current earnings rate. Prepayment risk is the risk that, upon a
prepayment, the actual outstanding debt on which the Fund derives interest
income will be reduced. Credit risk is the risk that an issuer of a security
will be unable or unwilling to make dividend, interest and/or principal payments
when due and that the value of a security may decline as a result. Interest rate
risk is the risk that fixed-income securities will decline in value because of
changes in market interest rates.
A portion of the Fund's managed assets may be invested in subordinated classes
of mortgage-backed securities. Such subordinated classes are subject to a
greater degree of non-payment risk than are senior classes of the same issuer or
agency.
Use of leverage can result in additional risk and cost, and can magnify the
effect of any losses.
The risks of investing in the Fund are spelled out in the prospectus,
shareholder reports, and other regulatory filings.
The Fund's daily closing New York Stock Exchange price and net asset value per
share as well as other information can be found at www.ftportfolios.com or by
calling 1-800-988-5891.
CONTACT: JEFF MARGOLIN -- (630) 915-6784
----------------------------
Source: First Trust Advisors L.P.