0001437749-21-023900.txt : 20211019 0001437749-21-023900.hdr.sgml : 20211019 20211019160541 ACCESSION NUMBER: 0001437749-21-023900 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210909 FILED AS OF DATE: 20211019 DATE AS OF CHANGE: 20211019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barbarick Steve K CENTRAL INDEX KEY: 0001559824 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32954 FILM NUMBER: 211330971 MAIL ADDRESS: STREET 1: TRACTOR SUPPLY COMPANY STREET 2: 5401 VIRGINIA WAY CITY: BRENTWOOD STATE: TN ZIP: 37027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Statera Biopharma, Inc. CENTRAL INDEX KEY: 0001318641 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 200077155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2537 RESEARCH BOULEVARD, SUITE 201 CITY: FORT COLLINS STATE: CO ZIP: 80526 BUSINESS PHONE: (888) 613-8802 MAIL ADDRESS: STREET 1: 2537 RESEARCH BOULEVARD, SUITE 201 CITY: FORT COLLINS STATE: CO ZIP: 80526 FORMER COMPANY: FORMER CONFORMED NAME: Cytocom, Inc. DATE OF NAME CHANGE: 20210728 FORMER COMPANY: FORMER CONFORMED NAME: CLEVELAND BIOLABS INC DATE OF NAME CHANGE: 20050222 4 1 rdgdoc.xml FORM 4 X0306 4 2021-09-09 0001318641 Statera Biopharma, Inc. STAB 0001559824 Barbarick Steve K 2537 RESEARCH BOULEVARD, SUITE 201 FORT COLLINS CO 80526 1 Common Stock, par value $0.005 per share 2021-09-09 4 A 0 60000 0 A 60000 D These securities are restricted stock units (RSUs) that were granted pursuant to the Cleveland Biolabs, Inc. Equity Incentive Plan. The RSUs will be settled solely with Issuer Common Stock and vest in equal monthly portions over the period of 36 months from the grant date, provided that the Reporting Person continues to provide services to the Issuer through each vesting date. /s/ Peter Aronstam, Attorney-in-fact for Steve K. Barbarick 2021-10-19