0001437749-21-023900.txt : 20211019
0001437749-21-023900.hdr.sgml : 20211019
20211019160541
ACCESSION NUMBER: 0001437749-21-023900
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210909
FILED AS OF DATE: 20211019
DATE AS OF CHANGE: 20211019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barbarick Steve K
CENTRAL INDEX KEY: 0001559824
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32954
FILM NUMBER: 211330971
MAIL ADDRESS:
STREET 1: TRACTOR SUPPLY COMPANY
STREET 2: 5401 VIRGINIA WAY
CITY: BRENTWOOD
STATE: TN
ZIP: 37027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Statera Biopharma, Inc.
CENTRAL INDEX KEY: 0001318641
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 200077155
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2537 RESEARCH BOULEVARD, SUITE 201
CITY: FORT COLLINS
STATE: CO
ZIP: 80526
BUSINESS PHONE: (888) 613-8802
MAIL ADDRESS:
STREET 1: 2537 RESEARCH BOULEVARD, SUITE 201
CITY: FORT COLLINS
STATE: CO
ZIP: 80526
FORMER COMPANY:
FORMER CONFORMED NAME: Cytocom, Inc.
DATE OF NAME CHANGE: 20210728
FORMER COMPANY:
FORMER CONFORMED NAME: CLEVELAND BIOLABS INC
DATE OF NAME CHANGE: 20050222
4
1
rdgdoc.xml
FORM 4
X0306
4
2021-09-09
0001318641
Statera Biopharma, Inc.
STAB
0001559824
Barbarick Steve K
2537 RESEARCH BOULEVARD, SUITE 201
FORT COLLINS
CO
80526
1
Common Stock, par value $0.005 per share
2021-09-09
4
A
0
60000
0
A
60000
D
These securities are restricted stock units (RSUs) that were granted pursuant to the Cleveland Biolabs, Inc. Equity Incentive Plan. The RSUs will be settled solely with Issuer Common Stock and vest in equal monthly portions over the period of 36 months from the grant date, provided that the Reporting Person continues to provide services to the Issuer through each vesting date.
/s/ Peter Aronstam, Attorney-in-fact for Steve K. Barbarick
2021-10-19