0001771340-19-000004.txt : 20190520 0001771340-19-000004.hdr.sgml : 20190520 20190520212738 ACCESSION NUMBER: 0001771340-19-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190516 FILED AS OF DATE: 20190520 DATE AS OF CHANGE: 20190520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buss Brad W CENTRAL INDEX KEY: 0001336664 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34756 FILM NUMBER: 19840667 MAIL ADDRESS: STREET 1: 198 CHAMPION COURT CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tesla, Inc. CENTRAL INDEX KEY: 0001318605 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 912197729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3500 DEER CREEK RD CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 650-681-5000 MAIL ADDRESS: STREET 1: 3500 DEER CREEK RD CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: TESLA MOTORS INC DATE OF NAME CHANGE: 20050222 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2019-05-16 0 0001318605 Tesla, Inc. TSLA 0001336664 Buss Brad W C/O TESLA, INC. 3500 DEER CREEK ROAD PALO ALTO CA 94304 1 0 0 0 Common Stock 2019-05-16 4 M 0 33334 29.66 A 34874 D Common Stock 2019-05-16 4 M 0 5206 29.66 A 40080 D Common Stock 2019-05-16 4 S 0 14931 227.237 D 25149 D Common Stock 2019-05-16 4 S 0 8743 227.951 D 16406 D Common Stock 2019-05-16 4 S 0 6230 229.232 D 10176 D Common Stock 2019-05-16 4 S 0 7736 230.069 D 2440 D Common Stock 2019-05-16 4 S 0 900 230.768 D 1540 D Common Stock 11808 I Buss Family Trust Non-Qualified Stock Option (right to buy) 29.66 2019-05-16 4 M 0 5206 0.0 D 2019-06-12 Common Stock 5206 0 D Non-Qualified Stock Option (right to buy) 29.66 2019-05-16 4 M 0 33334 0.0 D 2019-06-12 Common Stock 33334 0 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $226.610 to $227.600, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $227.610 to $228.600, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $228.625 to $229.620, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $229.640 to $230.500, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $230.680 to $230.930, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. 100% of the shares subject to the option became vested and exercisable on June 12, 2013. 1/24th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 8, 2013, such that all shares subject to the Option were fully vested and exercisable by June 8, 2015. By: Jonathan Chang, Power of Attorney For: Brad W. Buss 2019-05-20