0001771340-19-000004.txt : 20190520
0001771340-19-000004.hdr.sgml : 20190520
20190520212738
ACCESSION NUMBER: 0001771340-19-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190516
FILED AS OF DATE: 20190520
DATE AS OF CHANGE: 20190520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Buss Brad W
CENTRAL INDEX KEY: 0001336664
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34756
FILM NUMBER: 19840667
MAIL ADDRESS:
STREET 1: 198 CHAMPION COURT
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tesla, Inc.
CENTRAL INDEX KEY: 0001318605
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 912197729
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3500 DEER CREEK RD
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 650-681-5000
MAIL ADDRESS:
STREET 1: 3500 DEER CREEK RD
CITY: PALO ALTO
STATE: CA
ZIP: 94304
FORMER COMPANY:
FORMER CONFORMED NAME: TESLA MOTORS INC
DATE OF NAME CHANGE: 20050222
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2019-05-16
0
0001318605
Tesla, Inc.
TSLA
0001336664
Buss Brad W
C/O TESLA, INC.
3500 DEER CREEK ROAD
PALO ALTO
CA
94304
1
0
0
0
Common Stock
2019-05-16
4
M
0
33334
29.66
A
34874
D
Common Stock
2019-05-16
4
M
0
5206
29.66
A
40080
D
Common Stock
2019-05-16
4
S
0
14931
227.237
D
25149
D
Common Stock
2019-05-16
4
S
0
8743
227.951
D
16406
D
Common Stock
2019-05-16
4
S
0
6230
229.232
D
10176
D
Common Stock
2019-05-16
4
S
0
7736
230.069
D
2440
D
Common Stock
2019-05-16
4
S
0
900
230.768
D
1540
D
Common Stock
11808
I
Buss Family Trust
Non-Qualified Stock Option (right to buy)
29.66
2019-05-16
4
M
0
5206
0.0
D
2019-06-12
Common Stock
5206
0
D
Non-Qualified Stock Option (right to buy)
29.66
2019-05-16
4
M
0
33334
0.0
D
2019-06-12
Common Stock
33334
0
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $226.610 to $227.600, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $227.610 to $228.600, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $228.625 to $229.620, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $229.640 to $230.500, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $230.680 to $230.930, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
100% of the shares subject to the option became vested and exercisable on June 12, 2013.
1/24th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 8, 2013, such that all shares subject to the Option were fully vested and exercisable by June 8, 2015.
By: Jonathan Chang, Power of Attorney For: Brad W. Buss
2019-05-20