0001495158-19-000005.txt : 20190605
0001495158-19-000005.hdr.sgml : 20190605
20190605213813
ACCESSION NUMBER: 0001495158-19-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190603
FILED AS OF DATE: 20190605
DATE AS OF CHANGE: 20190605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gracias Antonio J.
CENTRAL INDEX KEY: 0001495158
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34756
FILM NUMBER: 19881408
MAIL ADDRESS:
STREET 1: C/O VALOR EQUITY PARTNERS
STREET 2: 200 SOUTH MICHIGAN AVENUE, SUITE 1020
CITY: CHICAGO
STATE: IL
ZIP: 60604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tesla, Inc.
CENTRAL INDEX KEY: 0001318605
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 912197729
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3500 DEER CREEK RD
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 650-681-5000
MAIL ADDRESS:
STREET 1: 3500 DEER CREEK RD
CITY: PALO ALTO
STATE: CA
ZIP: 94304
FORMER COMPANY:
FORMER CONFORMED NAME: TESLA MOTORS INC
DATE OF NAME CHANGE: 20050222
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2019-06-03
0
0001318605
Tesla, Inc.
TSLA
0001495158
Gracias Antonio J.
C/O TESLA, INC.
3500 DEER CREEK ROAD
PALO ALTO
CA
94304
1
0
0
0
Common Stock
2019-06-03
4
M
0
9000
29.66
A
14232
D
Common Stock
2019-06-03
4
M
0
12000
29.66
A
26232
D
Common Stock
2019-06-03
4
M
0
2000
29.66
A
28232
D
Common Stock
2019-06-03
4
M
0
6000
29.66
A
34232
D
Common Stock
2019-06-03
4
S
0
5057
177.704
D
29175
D
Common Stock
2019-06-03
4
S
0
7710
178.623
D
21465
D
Common Stock
2019-06-03
4
S
0
4800
179.467
D
16665
D
Common Stock
2019-06-03
4
S
0
2400
180.393
D
14265
D
Common Stock
2019-06-03
4
S
0
4300
181.682
D
9965
D
Common Stock
2019-06-03
4
S
0
6599
182.531
D
3366
D
Common Stock
2019-06-03
4
S
0
2000
183.578
D
1366
D
Common Stock
2019-06-03
4
S
0
600
184.75
D
766
D
Common Stock
2019-06-03
4
S
0
300
185.706
D
466
D
Common Stock
271778
I
by AJG Growth Fund
Common Stock
4253
I
by VEM II
Non-Qualified Stock Option (right to buy)
29.66
2019-06-03
4
M
0
9000
0.0
D
2019-06-12
Common Stock
9000
20000
D
Non-Qualified Stock Option (right to buy)
29.66
2019-06-03
4
M
0
12000
0.0
D
2019-06-12
Common Stock
12000
8000
D
Non-Qualified Stock Option (right to buy)
29.66
2019-06-03
4
M
0
2000
0.0
D
2019-06-12
Common Stock
2000
6000
D
Non-Qualified Stock Option (right to buy)
29.66
2019-06-03
4
M
0
6000
0.0
D
2019-06-12
Common Stock
6000
0
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2018.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.110 to $178.100, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.110 to $179.100, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.120 to $180.100, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.120 to $181.050, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.210 to $182.190, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $182.210 to $183.090, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $183.240 to $184.010, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $184.350 to $185.150 inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $185.440 to $185.905 inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These shares are owned directly by AJG Growth Fund LLC. The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
These shares are owned directly by Valor Equity Management II, LP. The reporting person is the manager of Valor Equity Management II, LP and may be deemed to have an indirect pecuniary interest in the shares owned by Valor Equity Management II, LP. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 12, 2012, such that all shares subject to the Option became fully vested and exercisable by June 12, 2015.
Reflects sequential exercises of the same stock option award, such that following these exercises, there remained 0 shares subject to this option.
By: Jonathan Chang, Power of Attorney For: Antonio J. Gracias
2019-06-05