0001494732-19-000006.txt : 20190219
0001494732-19-000006.hdr.sgml : 20190219
20190219213056
ACCESSION NUMBER: 0001494732-19-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190214
FILED AS OF DATE: 20190219
DATE AS OF CHANGE: 20190219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Buss Brad W
CENTRAL INDEX KEY: 0001336664
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34756
FILM NUMBER: 19616961
MAIL ADDRESS:
STREET 1: 198 CHAMPION COURT
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tesla, Inc.
CENTRAL INDEX KEY: 0001318605
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 912197729
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3500 DEER CREEK RD
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 650-681-5000
MAIL ADDRESS:
STREET 1: 3500 DEER CREEK RD
CITY: PALO ALTO
STATE: CA
ZIP: 94304
FORMER COMPANY:
FORMER CONFORMED NAME: TESLA MOTORS INC
DATE OF NAME CHANGE: 20050222
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2019-02-14
0
0001318605
Tesla, Inc.
TSLA
0001336664
Buss Brad W
C/O TESLA, INC.
3500 DEER CREEK ROAD
PALO ALTO
CA
94304
1
0
0
0
Common Stock
2019-02-14
4
M
0
16666
30.08
A
18206
D
Common Stock
2019-02-14
4
M
0
2605
29.66
A
20811
D
Common Stock
2019-02-14
4
S
0
1000
301.861
D
19811
D
Common Stock
2019-02-14
4
S
0
6689
302.906
D
13122
D
Common Stock
2019-02-14
4
S
0
4547
303.673
D
8575
D
Common Stock
2019-02-14
4
S
0
3135
304.804
D
5440
D
Common Stock
2019-02-14
4
S
0
3800
305.877
D
1640
D
Common Stock
2019-02-14
4
S
0
100
306.5
D
1540
D
Common Stock
11808
I
Buss Family Trust
Non-Qualified Stock Option (right to buy)
29.66
2019-02-14
4
M
0
2605
0.0
D
2019-06-12
Common Stock
2605
57811
D
Non-Qualified Stock Option (right to buy)
30.08
2019-02-14
4
M
0
16666
0.0
D
2019-06-08
Common Stock
16666
0
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $301.32 to $302.28, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $302.37 to $303.34, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $303.37 to $304.29, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $304.37 to $305.35, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $305.41 to $306.32, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
1/24th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 12, 2012, such that all shares subject to the Option were vested and exercisable by July 12, 2014.
100% of the shares subject to the option became vested and exercisable on June 8, 2013.
By: Jonathan Chang, Power of Attorney For: Brad W. Buss
2019-02-19