0001352816-18-000006.txt : 20180307 0001352816-18-000006.hdr.sgml : 20180307 20180307211508 ACCESSION NUMBER: 0001352816-18-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180305 FILED AS OF DATE: 20180307 DATE AS OF CHANGE: 20180307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FIELD JOHN DOUGLAS CENTRAL INDEX KEY: 0001650649 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34756 FILM NUMBER: 18674872 MAIL ADDRESS: STREET 1: 3500 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tesla, Inc. CENTRAL INDEX KEY: 0001318605 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 912197729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3500 DEER CREEK RD CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 650-681-5000 MAIL ADDRESS: STREET 1: 3500 DEER CREEK RD CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: TESLA MOTORS INC DATE OF NAME CHANGE: 20050222 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-03-05 0 0001318605 Tesla, Inc. TSLA 0001650649 FIELD JOHN DOUGLAS 3500 DEER CREEK ROAD PALO ALTO CA 94304 0 1 0 0 Senior VP, Engineering Common Stock 2018-03-05 4 M 0 189 0 A 18442 D Common Stock 2018-03-05 4 M 0 530 0 A 18972 D Common Stock 2018-03-05 4 M 0 563 0 A 19535 D Common Stock 2018-03-05 4 M 0 3042 0 A 22577 D Common Stock 2018-03-06 4 F 0 78 333.75 D 22499 D Common Stock 2018-03-06 4 F 0 184 333.75 D 22315 D Common Stock 2018-03-06 4 F 0 196 333.75 D 22119 D Common Stock 2018-03-06 4 F 0 1258 333.75 D 20861 D Restricted Stock Unit 0 2018-03-05 4 M 0 563 0 D Common Stock 563 2814 D Restricted Stock Unit 0 2018-03-05 4 M 0 189 0 D Common Stock 189 1322 D Restricted Stock Unit 0 2018-03-05 4 M 0 530 0 D Common Stock 530 4770 D Restricted Stock Unit 0 2018-03-05 4 M 0 3042 0 D Common Stock 3042 21289 D Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on March 5, 2018. Amount of securities beneficially owned includes 25 shares acquired under the Tesla, Inc. Employee Stock Purchase Plan on February 28, 2018. PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, THESE SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN. 1,689 of the restricted stock units included in this grant vested on March 5, 2016 and the remaining 7,318 shares commenced vesting in thirteen equal quarterly installments beginning June 5, 2016 The restricted stock units included in this grant commenced vesting in sixteen equal quarterly installments beginning March 5, 2016. 1,060 of the restricted stock units included in this grant vested on December 5, 2016 and the remaining 7,420 shares commenced vesting in fourteen equal quarterly installments beginning March 5, 2017. 3,042 of the restricted stock units included in this grant vested on March 5, 2018 and the remaining 21,289 shares will commence vesting in fourteen equal quarterly installments beginning June 5, 2018. Aaron Beckman, Power of Attorney for John Douglas Field 2018-03-07