EX-1.01 2 formsdex101.htm EX-1.01 Document

Exhibit 1.01
Everi Holdings Inc.
Conflict Minerals Report
For the Year Ended December 31, 2019
This Conflict Minerals Report for the reporting period from January 1, 2019 to December 31, 2019 (this “Report”) is made pursuant to Rule 13p-1 (the “Rule”) under the Securities Exchange Act of 1934, as amended. The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The Rule requires public reporting companies to determine whether 3TG minerals (as defined below) are necessary to the functionality or production of products they manufacture, or contract for manufacture; and if so, to disclose annually whether any of those 3TG minerals originated in the Democratic Republic of the Congo (“DRC”) or countries that share an internationally-recognized border with the DRC (each, an “adjoining country”; DRC and adjoining countries, each, a “Covered Country”). The term “Conflict Minerals” means cassiterite, columbite-tantalite (coltan), gold, wolframite and their derivatives (tantalum, tin, and tungsten) (collectively, “3TG minerals”) originating from a Covered Country.
Company and Product Overview 
Unless otherwise specified, or the context otherwise indicates, all references to “Everi,” “we,” “us,” “our,” and the “Company” refer to Everi Holdings Inc. and its subsidiaries. Everi is a leading supplier of entertainment and technology solutions for the casino, interactive, and gaming industry. With a focus on both customers and players, Everi develops, sells, and leases games and gaming machines, gaming systems and services, and is an innovator and provider of core financial products and services, self-service player loyalty tools and promotion management software, and intelligence and regulatory compliance solutions. Everi’s mission is to provide casino operators with games that facilitate memorable player experiences, offer secure financial transactions for casinos and their patrons, and deliver software applications and self-service tools to improve casino operations efficiencies and fulfill regulatory compliance requirements.
Everi Holdings reports its results of operations based on two operating segments: Games and FinTech.
Everi Games provides gaming operators with gaming technology products and services, including: (a) gaming machines, primarily comprising Class II and Class III slot machines, including TournEvent® machines, placed under participation or fixed-fee lease arrangements or sold to casino customers; (b) TournEvent® system software, licenses, and ancillary equipment;(c) providing and maintaining the central determinant systems for the video lottery terminals (“VLTs”) installed in the State of New York and similar technology in certain tribal jurisdictions; (d) business-to-consumer (“B2C”) and business-to-business (“B2B”) interactive gaming activities; and (e) managing our TournEvent of Champions® national slot tournament.
Everi FinTech provides gaming operators with financial technology products and services, including: (a) services and equipment that facilitate casino patrons’ self-service access to cash at gaming facilities via Automated Teller Machine (“ATM”) cash withdrawals, credit card cash access transactions and point-of-sale (“POS”) debit card purchase and cash access transactions; (b) check warranty services; (c) self-service player loyalty enrollment and marketing equipment, including tools and promotion management software; (d) software and services that improve credit decision making, automate cashier operations, and enhance patron marketing activities for gaming establishments; (e) equipment that provides cash access and other cash handling efficiency-related services; and (f) compliance, audit, and data solutions.
We manufacture, or contract for manufacture with third parties, our electronic gaming machines, kiosk and related products, cabinets, computer assemblies, screens, printers, bill validators, and acceptors and other wiring and harnesses (collectively, the “Equipment”). We have facilities in Austin, Texas and Las Vegas, Nevada, where we assemble the Equipment.
Reasonable Country of Origin Inquiry
We are an assembler of products and not involved with the mining and sourcing of the raw materials, including any potential 3TGs. The smelters or refiners (“SORs”) of the 3TGs are consolidating points of raw ore and are in the best position in the total supply chain to ascertain the origin of the ores. Based on our assessment, we determined that the Equipment we manufactured, or contracted for manufacture, in 2019 may contain certain 3TGs that are necessary to the functionality or production of our finished goods; and therefore, are subject to the reporting obligations of the Rule and thus, are covered by this Report.


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To perform our reasonable country of origin inquiry (“RCOI”), we conducted a survey of our direct suppliers using the Responsible Minerals Initiative (“RMI”) Conflict Minerals Reporting Template (the “CMRT”) developed by the Responsible Business Alliance and the Global e-Sustainability Initiative. In the survey, we asked those suppliers: (a) whether the products they supply to us (or their components) contained 3TG minerals; and (b) if they did, to provide information regarding the source of 3TG minerals contained in those products and components. As a downstream company, we relied on our suppliers to provide us with information about the source of 3TG minerals contained in the products and components they supplied to us.
We distributed the CMRT to our relevant, direct suppliers and received a response rate of approximately 98%. We excluded, as not relevant, those suppliers that: (a) did not provide us materials during the reporting period; or (b) provided materials that did not contain 3TGs or were not utilized in the manufacture of our Equipment during the reporting period. Based on the responses we received from our relevant suppliers in connection with our RCOI, we concluded that we have insufficient information to reasonably determine either that: (a) no 3TG minerals used in our Equipment may have originated in a Covered Country; or (b) any such Conflict Minerals originated from recycled or scrapped sources (as defined in Section 1, Item 1.01 (d)(6) of Form SD). Accordingly, we conducted additional diligence on the source and chain of custody of 3TGs used in the manufacture of our Equipment.
Source and Chain of Custody Due Diligence
Due Diligence Plan
We performed our source and chain of custody due diligence measures with guidance from the Organization for Economic Cooperation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High Risk Areas, Third Edition (as described below and including by using the CMRT), as tailored for “downstream” companies like ours, by performing the following steps:
Management processes and systems
We have a cross-functional team comprised of executives and experienced personnel with a demonstrated knowledge of our technology, products, and vendor relationships to support our source- and chain-of-custody due diligence. Our system of control and transparency consists of the CMRT and a review of the risks identified as a result of that process. In an effort to strengthen the engagement with our suppliers, we request smelter- and refiner-level information in connection with the CMRT. A list of these smelters, which were reported to us for the year ended December 31, 2019, is included in Annex I to this Report.
We include questions in our CMRT for prospective new suppliers that address the use of Conflict Minerals. In addition, we require suppliers that utilize in-scope materials to provide an affirmative answer regarding the use of 3TG minerals and to make certain representations that they will cooperate with our efforts to conduct appropriate due diligence and comply with the Rule. We also integrate our Conflict Minerals reporting requirements into our internal control procedures for supplier qualification by: (a) incorporating identifiers with respect to vendors who provide products containing 3TG minerals; and (b) providing the ability for employees to contact our ethics hotline to confidentially communicate any concerns regarding the circumstances surrounding the acquisition of supply chain materials from potentially conflicted sources.
Identify, assess, and respond to risks within our supply chain
We evaluate CMRT responses from our relevant direct suppliers with respect to the SORs utilized to process the minerals used in our Equipment throughout our supply chain. We utilize risk-based criteria to determine those relevant direct suppliers that warrant further due diligence, and follow up to clarify responses with suppliers that may be sourcing or processing 3TG minerals from a Covered Country. The risk-based criteria include, but are not limited to: (i) incomplete responses; (ii) apparent lack of supplier diligence; and (iii) inconsistencies in the data reported to us in the CMRT.
Support the development and implementation of independent third-party audits of SORs’ sourcing
As a downstream company, we do not have direct relationships with SORs that produce the 3TG minerals within our supply chain. Accordingly, we rely on the RMI’s list of conflict-free SORs and do not perform or direct audits of these entities’ supply chains with respect to 3TG minerals.
Report on supply chain due diligence
This Report is publicly available in the investor relations section of our corporate website at http://ir.everi.com/investor-relations/reports-and-filings/sec-filings/default.aspx and is filed with the SEC.

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Due Diligence Implementation and Results
In connection with our commitment to monitor the due diligence approach, we continue to evaluate whether further inquiry of any of our relevant direct suppliers would result in information that may differ from, or be inconsistent with, any of the responses provided to our CMRT which may give us reason to believe that the products supplied to us were sourced from a Covered Country.
3TG minerals are necessary to the functionality of our Equipment.  Data provided to us by our relevant direct suppliers in response to our CMRT does not identify any Conflict Minerals within our supply chain; however, as a downstream company, we were unable to definitively determine that 100% of the 3TG minerals were sourced from internationally recognized and compliant source countries.
Steps to Improve Due Diligence
Below are the steps that we are, and will be considering, taking to improve the due diligence process and further mitigate any risk that 3TG minerals in our Equipment could benefit armed groups in the Covered Country:
Review our supply chain policy for clarity regarding minerals originating from conflict-affected and high risk areas;
Promote supplier partnerships that are outside of the DRC zone;
Engage with any of our suppliers found to be supplying us with 3TG materials from sources that support conflict in the Covered Countries to establish and alternative source of 3TG materials that does not support such conflict;
Enhance the use of tools that help automate our supplier due diligence procedures; and
Continue to make available Conflict Mineral educational materials to all our employees.
Forward-Looking Statements
This special disclosure report contains “forward-looking statements” as defined in the U.S. Private Securities Litigation Reform Act of 1995. In this context, forward-looking statements often address our expected future business and financial performance, and often contain words such as “goal,” “target,” “future,” “estimate,” “expect,” “anticipate,” “intend,” “plan,” “believe,” “seek,” “project,” “may,” “should,” “designed to,” “in an effort to,” “look forward to,” or “will” and similar expressions to identify forward-looking statements. These statements are based upon management’s current expectations, assumptions and estimates and are not guarantees of timing, future events or performance. Actual results may differ materially from those contemplated in these statements, due to risks and uncertainties.
Forward-looking statements are neither historical facts nor assurances of future performance. Instead, they are based only on our current beliefs, expectations and assumptions regarding the future of our business, future plans and strategies, projections, anticipated events and trends, the economy and other future conditions. Because forward-looking statements relate to the future, they are subject to inherent risks, uncertainties and changes in circumstances that are often difficult to predict and many of which are beyond our control.
This special disclosure report should be read in conjunction with our Annual Report on Form 10-K for the fiscal year ended December 31, 2019 and our Form 8-K filed on April 21, 2020 and the information included in our other press releases, reports and other filings with the SEC. Given these risks and uncertainties, there can be no assurance that the forward-looking information contained in this special disclosure report will in fact transpire or prove to be accurate. Understanding the information contained in these filings is important in order to fully understand our reported financial results and our business outlook for future periods.

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ANNEX I
 
Subject MineralSmelter or Refiner NameCountry Location of Smelter or Refiner
TantalumA&M Minerals Ltd.UNITED KINGDOM
TungstenA.L.M.T. TUNGSTEN Corp.JAPAN
GoldAbington Reldan Metals, LLCUSA
TinAcademy Precious Metals (China) Co., Ltd.
艾克迪贵金属材料(招远)有限公司
CHINA
TungstenACL Metais EireliBRAZIL
GoldAdvanced Chemical CompanyUSA
GoldAGR MatheyAustralia
GoldAida Chemical Industries Co. Ltd.JAPAN
TinAIMCANADA
TungstenAir Liquide Far Eastern Ltd.KOREA
GoldAktyubinsk Copper Company TOOKAZAKHSTAN
GoldAl Etihad Gold Refinery DMCCUNITED ARAB EMIRATES
GoldAllgemeine Gold & SilberscheideanstaltGermany
TungstenAllied Material CorporationJAPAN
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UZBEKISTAN
TinAlpha Metals Korea Ltd.USA, KOREA
TinALPHA METALS TAIWAN INC.TAIWAN
TinAMALGAMATED METAL CORPORATION PLC INDONESIA, PERU
TinAmerican Iron and MetalUSA, CANADA
TinAn Thai Minerals Co., Ltd.VIETNAM
TinAn Xin Xuan Xin Yue You Se Jin Shu Co. Ltd.CHINA
TinAncient river electricianJAPAN
GoldAngloGold Ashanti Córrego do Sítio MineraçãoBRAZIL
GoldAnhui Tongling non-ferrous Pioneer Metals CorporationCHINA
TinAoki Labatories Ltd. 青木科研有限公司CHINA
GoldArgor-Heraeus S.A.SWITZERLAND
GoldAsahi Pretec CorpJAPAN, CHINA, CANADA, USA
GoldAsaka Riken Co LtdJAPAN
GoldAsarcoUSA
TungstenAsia Tungsten Products Vietnam Ltd.VIETNAM
TungstenAssociated Swedish Steels AB, ASSAB (Taiwan Branch)
瑞典聯合鋼鐵公司 (台灣分公司)
TAIWAN
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.TURKEY
TungstenATI Tungsten MaterialsUSA
TinAtotech Taiwan LimitedTAIWAN
GoldAU Traders and RefinersSOUTH AFRICA
GoldAURA-IIUSA
GoldAurubis AGGERMANY
TantalumAvon Specialty Metals LtdUNITED KINGDOM
TungstenAXISMATERIAL LTD.JAPAN
TinBalver Zinn - Josef Jost GmbH & Co.KGGERMANY
GoldBangalore RefineryINDIA
TinBangka-BelitungINDONESIA
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PHILIPPINES

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Subject MineralSmelter or Refiner NameCountry Location of Smelter or Refiner
GoldBank of Taiwan Department of TradeTAIWAN
GoldBauer Walser AGGERMANY
TinBEST METAISARGENTINA, BRAZIL
GoldBoliden ABSWEDEN
TinBrinkmann Chemie AGGermany
TungstenBuffalo TungstenCHINA, USA
GoldC. Hafner GmbH + Co. KGGERMANY
TantalumCabotUSA
GoldCaridadMEXICO
GoldCCR Refinery - Glencore Canada CorporationCANADA
GoldCendres & Métaux SASWITZERLAND
GoldCentral Bank of the DPR of KoreaKOREA
GoldCentral Bank of the Philippines Gold Refinery & MintPHILIPPINES
TungstenCentral Glass Co., Ltd.
中央硝子株式會社
CHINA, JAPAN
TinCFC Cooperativa dos Fundidores de Cassiterita da Amazônia Ltda.BRAZIL
GoldCHALCO Yunnan Copper Co. Ltd.CHINA
TantalumChangsha South Tantalum Niobium Co., Ltd.CHINA
GoldChangwonKOREA
TungstenChaozhou Xianglu Tungsten Industry Co LtdCHINA
TinChengfeng Metals Co Pte Ltd SINGAPORE
TungstenChenzhou Diamond Tungsten Products Co., Ltd.CHINA
GoldChimet S.p.A.ITALY
Goldchina Gold international resources corp.ltdCHINA
TinChina Tin Group Co., Ltd.CHINA
TungstenChongyi Zhangyuan Tungsten Co LtdCHINA
GoldChugai MiningJAPAN
TantalumCIFBRAZIL
TinCloud new nonferrous electrolytic Company LimitedCHINA
TinCNMC (Guangxi) PGMA Co. Ltd.CHINA
GoldCodelcoCHILE
GoldColt RefiningUSA
TantalumConghua Tantalum and Niobium SmeltryCHINA
TinCooksonUSA, CHINA, MEXICO
TinCooperativa Metalurgica de Rondônia Ltda.BRAZIL
GoldCooson SempsaSPAIN
TinCSC Pure Technologies RUSSIAN FEDERATION
TinCV United SmeltingINDONESIA
TantalumD Block Metals, LLCUSA
TinDae KilKOREA
GoldDaejin Indus Co. LtdKOREA
TinDaewoo InternationalKOREA
GoldDaye NonferrousChina
TungstenDayu Jincheng Tungsten Industry Co., Ltd.CHINA
GoldDegussa Sonne / Mond Goldhandel GmbHGERMANY

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Subject MineralSmelter or Refiner NameCountry Location of Smelter or Refiner
GoldDo Sung CorporationKOREA
TinDoctor of solder products Co., LTD.CHINA
GoldDoducoGermany
GoldDongguan Standard Electronic Material.Co.,LtdChina
GoldDongguanshi Sutande Dianzi Cailiao YoouxiangeCHINA
GoldDowaJAPAN
GoldDSC (Do Sung Corporation)KOREA (REPUBLIC OF)
TinDUKSAN HI-METAL CO., Ltd.KOREA
TantalumDuoluoshanCHINA
TinDyfenco Green Applied Materials Co., Ltd.
岱暉綠能材料股份有限公司
CHINA
TantalumE.S.R. ElectronicsUSA
TinEBARA-UDYLITE CO., LTD.
(改名為JCU CORPORATION , 株式会社JCU)
CHINA
GoldE-Chem Enterprise Corp.TAIWAN
GoldEco-System Recycling Co., Ltd.JAPAN
TinElectroloy Metal Pte. Ltd.SINGAPORE
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyVIETNAM
GoldElemetal Refining, LLCUSA
TinElmet S.L.U.SPAIN
TinEM VintoBOLIVIA
GoldEmirates Gold DMCCUNITED ARAB EMIRATES
TinEon-tech (Suzhou) Corporation
譽碩電子科技(蘇州)有限公司
CHINA
GoldESG Edelmetallservice GmbH & Co. KGGERMANY
TinEstanho de Rondônia S.A.BRAZIL
TantalumEthiopian Minerals Development Share Co. ETHIOPIA
TantalumExotech Inc.USA
TantalumF&X Electro-Materials Ltd.CHINA
GoldFaggi Enrico S.p.A.ITALY
GoldFeinhütte Halsbrücke GmbHGermany
TinFenix MetalsPOLAND
GoldFidelity Printers and Refiners Ltd.ZIMBABWE
TantalumFIR Metals & Resource Ltd.CHINA
TinFOREVER GLOD METAL MATERIAL (D.G.) CO., LTD.
永金金屬材料(東莞)有限公司
CHINA
TinFORTEMEDIA CO., LTD.
富迪科技有限公司
CHINA
GoldFoxconn corporationTAIWAN
GoldFSE Novosibirsk RefineryRUSSIAN FEDERATION
TinFuji Metal Mining Corp.TAIWAN
TungstenFujian Jinxin Tungsten Co., Ltd.CHINA
TinFunsur SmelterPERU
TinGalva MetalEGYPT
TantalumGannon & ScottUSA
GoldGansu Seemine Material Hi-Tech Co., Ltd.CHINA
TungstenGanxian Shirui New Material Co., Ltd.CHINA

6


Subject MineralSmelter or Refiner NameCountry Location of Smelter or Refiner
TungstenGanzhou Non-ferrous Metals Smelting Co., Ltd.CHINA
GoldGeib Refining CorporationUSA
TantalumGlobal Advanced MetalsUSA, AUSTRIA, JAPAN
TinGrant Manufacturing and AlloyingUSA
GoldGreat Wall Precious Metals Co., Ltd. of CBPMCHINA
TinGuang Xi Hua Xi CorpCHINA
GoldGuangdong Jinding Gold LimitedCHINA
TantalumGuizhou Zhenhua Xinyun Technology Ltd., Kaili branchCHINA
GoldGujarat Gold CentreINDIA
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.CHINA
TantalumH.C. Starck Co., Ltd.THAILAND, JAPAN, GERMANY, USA
TinHakuto Co., Ltd.JAPAN
TinHANDOK METAL IND CO., LTD.KOREA
GoldHangzhou Fuchunjiang Smelting Co., Ltd.CHINA
GoldHarima SmelterJAPAN
GoldHarmony Gold RefinerySOUTH AFRICA
GoldHeesung Metal LtdKOREA
GoldHeimerle + Meule GmbHGERMANY
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.CHINA
TinHeraeus Limited
賀利氏有限公司
CHINA, HONG KONG, GERMANY, USA
TinHigh Quality Technology Co., LtdCHINA
GoldHisikari MineJAPAN
TinHitachi Media Electronics Co., Ltd.JAPAN
TantalumHi-TempUSA
GoldHMGGERMANY
GoldHMSHONG KONG
GoldHON HAI PRECISON IND. CO. LTDTAIWAN
TinHONG QIAO NEW ELECTRILAC METIRAIL (SHENZHEN) CO., LTD.CHINA
TinHUA ENG WIRE&CABLE CO.,LTDTAIWAN
TinHua Yi Metal Materials Co., Ltd.CHINA
GoldHuafu Cryogenic Vessel CO., LTDCHINA
TinHuang Gang Tong Ding Metal CHINA
TinHuiChang Hill Tin Industry Co., Ltd.CHINA
GoldHunan Chenzhou Mining Co., Ltd.CHINA
GoldHUNDSUN TECNOLOGIES INC.CHINA
GoldHwaSeong CJ Co., Ltd.KOREA
TungstenHydrometallurg, JSCRUSSIAN FEDERATION
TinHyundai-SteelKOREA
TinIBF IND BRASILEIRA DE FERROLIGAS LTDABRAZIL
GoldICT-LANTO LIMITEDHONG KONG
TinIncreasingly and Chemical (Suzhou) Co., Ltd.CHINA
TinIndependence Mining Company, Inc.THAILAND

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Subject MineralSmelter or Refiner NameCountry Location of Smelter or Refiner
TinIndonesia State Tin CorporationINDONESIA
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.CHINA
GoldIshifuku Metal Industry Co., Ltd.JAPAN
TinIshihara Chemical Co. Ltd.JAPAN
GoldIstanbul Gold RefineryTURKEY
TungstenIzawa Metal Co., Ltd.
井澤金屬株式會社
JAPAN
GoldJapan MintJAPAN
TinJAU JANQ ENTERPRISE CO., LTD. TAIWAN
TinJean Goldschmidt InternationalBELGIUM
GoldJIANGSU HUAFENG ELECTRONICS CO.,LTDCHINA
GoldJiangxi Copper Co., Ltd.CHINA
GoldJin Dong HengCHINA
GoldJinBao Electronic Co.,Ltd.CHINA
GoldJinfeng Gold Mine SmelterCHINA
GoldJinlong Copper Co., Ltd.CHINA
GoldJohnson Matthey IncUNITED KINGDOM, USA, CANADA
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantRUSSIAN FEDERATION
TinJU TAI INDUSTRIAL CO.,LTD.)CHINA
GoldJX Nippon Mining & Metals Co., LtdJAPAN
TinKai Unita Trade Limited Liability CompanyCHINA
GoldKaloti Precious MetalsUNITED ARAB EMIRATES
GoldKanfort Industrial (Yantai) Co. Ltd.CHINA
TungstenKanto Denka Kogyo Co., Ltd.
關東電化工業株式會社
JAPAN
GoldKazakhmys Smelting LLCKAZAKHSTAN
GoldKee ShingHONG KONG
TantalumKEMET Blue MetalsMEXICO, USA
TungstenKennametal HuntsvilleUSA
GoldKennecott Utah Copper LLCUSA
GoldKGHM Polska Miedź Spółka AkcyjnaPOLAND
TinKIHONG T & GINDONESIA
TantalumKing-Tan Tantalum Industry Ltd.CHINA
TinKiyomine Metal Industry Co., Ltd.JAPAN
GoldKJ Iron and steel group CHINA
GoldKojima Chemicals Co. LtdJAPAN
TinKOKI Co., Ltd.JAPAN, THAILAND
GoldKorea MetalKOREA
TinKOVOHUT? P?ÍBRAM NÁSTUPNICKÁ, A.S.Czech Republic
TinKU PING ENTERPRISE CO., LTD.TAIWAN
GoldKunshan concentric electroplatingCHINA
GoldKYOCERAJAPAN
TungstenKYORITSU GOKIN CO.,LTD.JAPAN
GoldKyrgyzaltyn JSCKYRGYZSTAN

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Subject MineralSmelter or Refiner NameCountry Location of Smelter or Refiner
GoldL' azurde Company For JewelrySAUDI ARABIA
TinLaibin Huaxi Smelting Co., Ltd.
來賓華錫冶煉有限公司
CHINA
GoldLBMAGERMANY
TinLeqing City Honored Metal Co., Ltd.CHINA
TinLeshan EP Technologies Co., Ltd.
樂山氏達科技有限公司
CHINA
TinLG Innotek Co., Ltd.KOREA
TinLI CHUN METALS CO., LTD.TAIWAN, CHINA
TungstenLinde Electronics GmbH & Co.KGGERMANY
GoldLingbao GoldCHINA
TinLinwu Xianggui Mineral Smelting Co.,Ltd
臨武湘桂礦冶有限責任公司
CHINA
TinLiuzhou China TinCHINA
GoldLondon Bullion Market AssociationUNITED KINGDOM
GoldL'Orfebre S.A.ANDORRA
TantalumLSM Brasil S.A.BRAZIL
TantalumLS-Nikko Copper IncKorea
GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.CHINA
TinMagnu's Minerais Metais e Ligas Ltda.BRAZIL
GoldMalaysia Smelting CorpMALAYSIA
TungstenMalipo Haiyu Tungsten Co., Ltd.CHINA
GoldMaterionUSA
TungstenMatheson Special Gas Production Co., Ltd. KOREA
GoldMatsuda Sangyo Co. LtdJAPAN
TantalumMatsuo ElectricJAPAN
TinMCP GroupUSA
TinMelt Metais e Ligas S.A.BRAZIL
TinMentok SmelterIndonesia
TinMetahub Industries Sdn. Bhd.MALAYSIA
TinMetallic Resources, Inc.USA
TinMetallo ChimiqueBELGIUM
TantalumMetallurgical Products India Pvt., Ltd.INDIA
GoldMETALOR TECHNOLOGIESTAIWAN, HONG KONG, CHINA, SINGAPORE, GERMANY, USA, MEXICO
TungstenMeterion Corporation (Advanced Materials Thin Film Products)USA
TantalumMineração Taboca S.A.BRAZIL
TinMing Li Jia Metal FactoryCHINA
TinMining & Chemical Products Ltd. (MCP-UK)UNITED KINGDOM
TinMinmetals Ganzhou Tin Co. Ltd.CHINA
TinMinsurPERU
GoldMistubishi Materials CorporationJAPAN, CHINA
GoldMitsui & Co. Precious Metals Inc. Hong Kong BranchHONG KONG, JAPAN
GoldMK ElectronKOREA, INDONESIA

9


Subject MineralSmelter or Refiner NameCountry Location of Smelter or Refiner
GoldMMTC-PAMP India Pvt., Ltd.INDIA
GoldModeltech Sdn BhdMALAYSIA
GoldMolex Japan Co., Ltd.JAPAN
TungstenMoliren LtdRUSSIAN FEDERATION
TantalumMolycorp Silmet A.S.ESTONIA
GoldMorris and WatsonNEW ZEALAND
GoldMoscow Special Alloys Processing PlantRUSSIAN FEDERATION
TinMultiple Xin precision metal electroplating factoryCHINA
GoldN.E.Chemcat CorporationJAPAN
GoldNadir Metal Rafineri San. Ve Tic. A.Ş.TURKEY
TinNan Kang City Jin Long Mine industry Co., Ltd.
南康市金龍礦業有限公司
CHINA
TungstenNanchang Cemented Carbide Limited Liability CompanyCHINA
TinNathan Trotter & Co., IncUSA
GoldNavoiUzbekistan
TinNew Original metal(China) Co., Ltd.CHINA
TinNGHE TIN NON-FERROUS METAL COMPANYINDONESIA, VIETNAM
TungstenNGK Spark Plug Co. Ltd.JAPAN
TungstenNiagara Refining LLCUSA
TinNihon Superior Co.,LtdJAPAN, MALAYSIA
TinNikkei Singapore Aluminium Pte. Ltd.SINGAPORE
TinNingbo Jintian copper (Group ) Company LimitedCHINA
TungstenNingHua XingLuoKeng TungSten Mining Co., Ltd.
寧化行洛坑鎢礦有限公司
CHINA
TantalumNingxiaCHINA, JAPAN, THAILAND
TantalumNiotanUSA
GoldNippon Micrometal CorporationJAPAN
TantalumNitoraSWITZERLAND
TungstenNorth American TungstenCOLOMBIA, USA, CANADA
TinNovosibirsk Integrated Tin WorksRUSSIAN FEDERATION
TungstenNui Phao H.C. Starck Tungsten Chemicals Manufacturing LLCVIET NAM
TinO.M. Manufacturing (Thailand) Co., Ltd.THAILAND, PHILIPPINES
TungstenOCI Materials Co., Ltd.KOREA
GoldÖgussa Österreichische Gold- und Silber-Scheideanstalt GmbHAUSTRIA
GoldOhio Precious Metals, LLCUSA
GoldOhura Precious Metal Industry Co., Ltd.JAPAN
GoldOJSC Novosibirsk RefineryRUSSIAN FEDERATION
GoldOMSAGERMANY, SINGAPORE, BOLIVIA, INDONESIA
TinOu Enji ( Suzhou) Electronic Chemical Company LimitedCHINA
GoldPAMP S.A.SWITZERLAND
TinPAN JIT INTERNATIONAL INC. TAIWAN
GoldPan Pacific Copper Co. LTDJAPAN
GoldPCTT Ltd.THAILAND

10


Subject MineralSmelter or Refiner NameCountry Location of Smelter or Refiner
GoldPease & CurrenUSA
GoldPenglai Penggang Gold Industry Co., Ltd.CHINA
GoldPhilippine Associated Smelting and Refining CorporationPHILIPPINES
TungstenPhilippine Chuangxin Industrial Co., Inc.PHILIPPINES
TinPhoenix Metal Ltd.RWANDA
TantalumPlanseeAUSTRIA
TantalumPLANSEEAUSTRIA
TungstenPM Sales Inc.USA
GoldPobedit, JSCRUSSIAN FEDERATION
TungstenPoongsan CorporationKOREA
TinPoscoKorea
TantalumPower Resources Ltd.MACEDONIA (THE FORMER YUGOSLAV REPUBLIC OF)
TantalumPrioksky Plant of Non-Ferrous MetalsRUSSIAN FEDERATION
GoldProTek Devices.USA
TinPure TechnologyINDONESIA, RUSSIA
TinPX Précinox SASWITZERLAND
GoldQiankun Gold and SilverCHINA
GoldQualitek Delta Philippines, Inc.PHILIPPINES
TinQuantumCleanUSA
TantalumRahman Hydraulic Tin BerhadMALAYSIA
TinRand Refinery (Pty) LtdSOUTH AFRICA
GoldRedring Solder(M) SDN. BHD.MALAYSIA
TinREDSUNTAIWAN
TinREFINERY OF SHANDONG GOLD MINING CO.,LTD.CHINA
GoldRemondis Argentia B.V.NETHERLANDS
GoldRepublic Metals CorporationUSA
GoldResind Indústria e Comércio Ltda.BRAZIL
TantalumRFHCHINA
TantalumRohm and Haas Electronic Materials Asia Ltd.
羅門哈斯電子材料亞洲有限公司
CHINA
TinRoyal Canadian MintCANADA
GoldRUI DA HUNG Technology Materials Co., Ltd.TAIWAN
TinS CompanyTHAILAND
TinSAAMPFRANCE
GoldSabin Metal Corp.USA
GoldSAFINA A.S.CZECH REPUBLIC
GoldSaga PrefectureJAPAN
GoldSai RefineryINDIA
GoldSamduck Precious MetalsKOREA (REPUBLIC OF)
GoldSamhwa non-ferrorus Metal ind.co.ltdKOREA
TinSamwon Metals Corp.KOREA (REPUBLIC OF)
GoldSandvik Material TechnologySWEDEN
TungstenSanher Tungsten Vietnam Co., Ltd.VIETNAM

11


Subject MineralSmelter or Refiner NameCountry Location of Smelter or Refiner
TungstenSanmenxia hang seng science and technology, research and development Co., LTD CHINA
GoldSAXONIA Edelmetalle GmbHGERMANY
GoldSchone EdelmetaalNETHERLANDS
GoldScotia MocattaHONG KONG
GoldSD GoldUSA
GoldSelayang Solder Sdn. Bhd.MALAYSIA
TinSEMPSA Joyería Platería S.A.SPAIN
GoldSendi (Japan): Kyocera CorporationJAPAN
GoldSenju Metal (Shanghai) Co., Ltd.
千住金屬(上海)有限公司
CHINA, JAPAN
TinSGS BOLIVIA S.A. Bolivia
TinShan Tou Shi Yong Yuan Jin Shu Zai Sheng Co. Ltd.CHINA
TinSHANDONG GOLD MINING CO.,LTD.SINGAPORE, CHINA
GoldShanghai Gold ExchangeCHINA
GoldSHEN MAO SOKDER(M) SDN. BHD.
昇貿(馬來西亞)有限公司
MALAYSIA
TinShengnan Metal Products Factory
深圳市晟楠金屬製品廠
(晟楠科技股份有限公司中國分公司 , Chernan Technology Co., Ltd.)
CHINA
TinShenmao Technology Inc.TAIWAN, CHINA
TinShenzhen Chemicals & Light Industry Co., Ltd.
深圳市化輕貿易有限公司
CHINA
TinShonan Plant Tanaka KikinzokuJAPAN
GoldShuer Der Industry (Jiangsu) Co. Ltd.CHINA
TinSichuan Metals & Materials Imp & Exp Co., Ltd.
四川省五金礦產進出口公司
CHINA
TungstenSilver100 Aluminium Innovation(GuangDong) Ltd.
廣東銀一百創新鋁業有限公司
CHINA
TinSingway Technology Co., Ltd.TAIWAN
GoldSmelting Branch of Yunnan Tin Company LtdChina
TinSo Accurate RefiningUSA
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRUSSIAN FEDERATION
GoldSoft Metais Ltda.BRAZIL
TinSojitz CorporationJAPAN
GoldSolarTaiwan
GoldSolder coat Co.,LTD.JAPAN
TinSolikamskRussia
TantalumSoochow University'sCHINA
GoldSouth-East Nonferrous Metal Company Limited of Hengyang CityCHINA
TungstenSpeedrise / APLCHINA
GoldStandard BankHONG KONG
GoldStrait Metal Technology Sdn. Bhd.MALAYSIA
TinSudan Gold RefinerySUDAN
GoldSüddeutsche Metallhandels-gesellschaft mbHGERMANY

12


Subject MineralSmelter or Refiner NameCountry Location of Smelter or Refiner
TinSumishoJAPAN
GoldSumitomo Metal (SMI) Electronics Devices Inc.JAPAN
GoldSundwiger Messingwerk GmbH & Co.KGGERMANY
TinSungEel HiTechKOREA (REPUBLIC OF)
GoldSuper Dragon Technology Co., Ltd.TAIWAN
GoldSuZhou Cangsong Metal Product Co., Ltd.
蘇州倉松金屬製品有限公司
CHINA
TinT.C.A S.p.AITALY
GoldTaboca/ParanapanemaBrazil
TinTaegutecKorea
TungstenTaicang City Nancang Metal Material Co., Ltd.
太倉市南倉金屬材料有限公司
CHINA
TinTaiwan Total Co. Ltd.TAIWAN
TinTaiyo Nippon Sanso Taiwan, Inc.
台灣大陽日酸股份有限公司
TAIWAN
TungstenTaizhou Mayor River Electron Limited Company.CHINA
GoldTakei ChemicalsJapan
TantalumTalcang City Nankang Metal Materila Co., LtdCHINA
TinTamano Smelter, Hibi Kyodo Smelting Co., LtdJAPAN
TungstenTAMURA KAKEN CORPORATIONJAPAN
TinTANAKA DENSHI KOGYO K.K (Hong Kong)HONG KONG, JAPAN
TinTANTALITE RESOURCES (PTY) LTD.SOUTH AFRICA
TantalumTDK Corporation JAPAN
TinTechnic IncUSA
GoldTejing (Vietnam) Tungsten Co., Ltd.VIETNAM
TungstenTelexUSA
TantalumTERMINALCHINA
GoldThailand Smelting & Refining Co LtdThailand
TinTHAISARCOTHAILAND
GoldThe Bank of Nova Scotia/Standard Merchant Bank(Asia)LimitedHONG KONG
GoldThe Chenzhou cloud Xiang River Mining Co., Ltd.
郴州雲湘礦冶有限責任公司
CHINA
TinThe Eastern of Dong Guan Highly Toxic Co.,Ltd. CHINA
GoldThe force bridge surface treatment Material Factory
深圳力橋表面處理材料廠
CHINA
TinThe Great Wall Gold and Silver Refinery of ChinaCHINA
GoldTHE HUTTI GOLD MINES CO.LTDINDIA
GoldThe Refinery of Shandong Gold Mining Co., LtdCHINA
GoldTianjin Yishang Chemical Trade Co., Ltd.
天津一商化工貿易有限公司
CHINA
TinTimah CompanyIndonesia
GoldTochijJAPAN
TinTOKO ELECTRONIC MFG. CO. LTDINDONESIA

13


Subject MineralSmelter or Refiner NameCountry Location of Smelter or Refiner
TinTokuriki Honten Co. LtdJAPAN
GoldTong Ding Metal Materials Co.
通鼎金属材料有限公司
CHINA
TinTongding Group Co., Ltd. CHINA
TinTony Goetz NVBELGIUM
GoldTOO Tau-Ken-AltynKAZAKHSTAN
GoldTorecomKOREA (REPUBLIC OF)
GoldToyo Smelter & Refinery (Ehime)Japan
GoldTranzact, Inc.USA
TantalumTuyen Quang Non-Ferrous Metals Joint Stock CompanyVIETNAM
TinUBS METALORSWITZERLAND
TinUlba Metallurgical Plant JSCKAZAKHSTAN
TantalumULVAC, Inc.
優貝克有限公司
JAPAN
TungstenUmicoreNETHERLANDS, BRAZIL, BELGIUM, THAILAND
TungstenUnecha Refractory metals plantRUSSIAN FEDERATION
TungstenUni Bros Metal Pte LtdSingapore
TinUNIFORCE METAL INDUSTRIAL CORP.TAIWAN
TinUnit Metalurgi PT Timah (Persero) TbkIndonesia
TinUnited Precious Metal Refining, Inc.USA
GoldUniversal Precious Metals Refining ZambiaZAMBIA
GoldUntracore Co., Ltd.THAILAND
TinUnivertical International(Suzhou)Co.,LtdCHINA
TinUyemura Internation CorporationTAIWAN
GoldValcambi S.A.SWITZERLAND
GoldVERTEX METALS INCORPORATIONTaiwan
TinVietnam Youngsun Tungsten Industry Co., Ltd.VIETNAM
TungstenVishay Intertechnology, Inc
威世公司
CHINA
TinVQB Mineral and Trading Group JSCVIETNAM
TinW.C. Heraeus GmbHCANADA, USA
GoldWalsin Technology Corporation TAIWAN
TinWestern Australian Mint trading as The Perth MintAUSTRALIA
GoldWestfalenzinnGERMANY
TinWhite Solder Metalurgia e Mineração Ltda.BRAZIL
TinWIELAND Edelmetalle GmbHGERMANY
GoldWilliams Advanced Materials, NYUSA
GoldWind Yunnan Nonferrous Metals Co., Ltd.CHINA
TinWolfram Bergbau und Hütten AGAUSTRIA
TungstenWolfram Company CJSCRUSSIAN FEDERATION
TungstenWoltech Korea Co., Ltd.KOREA (REPUBLIC OF)
TungstenWu Xi Shi Yi Zheng Ji Xie She Bei CompanyCHINA
TinWuxi Middle Treasure MaterialsChina
GoldXiamen Tungsten (H.C.) Co., Ltd.
廈門嘉鷺金屬工業有限公司
CHINA

14


Subject MineralSmelter or Refiner NameCountry Location of Smelter or Refiner
TungstenXianglu Tungsten Industry Co., Ltd. 
廣東翔鷺鎢業股份有限公司
CHINA
TungstenXIN WANG copper smelterCHINA
TinXinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.CHINA
TungstenXinhai Rendan Shaoguan Tungsten Co., Ltd.CHINA
TungstenXinXing HaoRong Electronic Material Co., Ltd.CHINA
TantalumXstrata Canada CorpCanada
GoldYamamoto Precious Metal Co., Ltd.JAPAN
GoldYANTAI ZHAOJIN KANFORT PRECIOUS METALS INCORPORATED COMPANY
煙臺招金勵福貴金屬股份有限公司
CHINA
GoldYe Chiu Metal (Taicang) Co., Ltd.
怡球金屬(太倉)有限公司
CHINA
TinYEONHAB PRECISION CO., LTD.KOREA
TinYichun Jin Yang Rare Metal Co., Ltd.CHINA
TantalumYifeng Tin Industry (Chenzhou) Co LtdCHINA
TinYokohama Metal Co LtdJAPAN
GoldYoo Chang MetalKOREA, TAIWAN
GoldYun Xi GroupCHINA
TinYunnan Chengfeng Non-Ferrous Metals Co LtdCHINA
GoldYuntinic Chemical GmbHGERMANY
TinYunXiCHINA
TinZhongyuan Gold Smelter of Zhongjin Gold Corporation CHINA
GoldZhuhai Horyison Solder Co., Ltd.
珠海市海裕鑫錫業有限公司
CHINA
TinZhuzhou Cemented Carbide Group Co LtdCHINA
TungstenZijin Mining Group Co., Ltd. Gold RefineryCHINA

15