0001278521-18-000004.txt : 20180606 0001278521-18-000004.hdr.sgml : 20180606 20180606211727 ACCESSION NUMBER: 0001278521-18-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180604 FILED AS OF DATE: 20180606 DATE AS OF CHANGE: 20180606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILLIAMS TRYON M CENTRAL INDEX KEY: 0001278521 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-120120-01 FILM NUMBER: 18885042 MAIL ADDRESS: STREET 1: C/O SHOAL GAMES LTD STREET 2: SUITE 103, 1715 COOK STREET CITY: VANCOUVER STATE: A1 ZIP: V5Y 3J6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SHOAL GAMES LTD. CENTRAL INDEX KEY: 0001318482 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 000000000 STATE OF INCORPORATION: 1A FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: HANSA BANK BUILDING STREET 2: GROUND FLOOR, LANDSOME ROAD CITY: THE VALLEY STATE: 1A ZIP: AI2640 BUSINESS PHONE: 6046940300 MAIL ADDRESS: STREET 1: HANSA BANK BUILDING STREET 2: GROUND FLOOR, LANDSOME ROAD CITY: THE VALLEY STATE: 1A ZIP: AI2640 FORMER COMPANY: FORMER CONFORMED NAME: BINGO.COM LTD. DATE OF NAME CHANGE: 20050222 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-06-04 0 0001318482 SHOAL GAMES LTD. SGLDF 0001278521 WILLIAMS TRYON M C/O SHOAL GAMES LTD SUITE 103, 1715 COOK STREET VANCOUVER A1 V5Y 3J6 BRITISH COLUMBIA, CANADA 1 1 1 0 Executive Chairman Common Stock 16948281 D Common Stock 2877465 I Discretionary Trust Warrants 0.52 2017-06-16 2018-06-15 Common Stock 200000 200000 D Employee Stock (Right to Buy) 0.42 2018-06-04 2018-06-04 4 A 0 175000 0.42 A 2018-06-04 2023-06-04 Common Stock 175000 300000 D Employee Stock (Right to Buy) 0.43 2016-12-22 2021-12-22 Common Stock 100000 300000 D Employee Stock (Right to Buy) 0.43 2017-11-08 2022-11-08 Common Stock 25000 300000 D Mr. Williams is a potential beneficiary of several discretionary trusts that hold approximately 80% of Bingo, Inc. Bingo, Inc. is the holder of these securities. Mr T.M. Williams holds 200,000 warrants of Shoal Games Ltd. The exercise price of the warrants is $0.65 (approximately US$0.52) per share. Mr. T. M. Williams was granted 175,000 stock options at CAD$0.54 (approximately US$0.42) on June 4, 2018. These options vest immediately. Mr. T. M. Williams was granted 100,000 stock options at CAD$0.54 (approximately US$0.43) on December 22, 2016. These options vest immediately. Mr. T. M. Williams was granted 25,000 stock options at CAD$0.54 (approximately US$0.43) on November 8, 2017. These options vest immediately. /s/ T. M. Williams 2018-06-06