0001126328-21-000210.txt : 20211109 0001126328-21-000210.hdr.sgml : 20211109 20211109124100 ACCESSION NUMBER: 0001126328-21-000210 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211109 DATE AS OF CHANGE: 20211109 EFFECTIVENESS DATE: 20211109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Asset Management, Inc. CENTRAL INDEX KEY: 0001318293 IRS NUMBER: 061209521 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11300 FILM NUMBER: 211391075 BUSINESS ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-322-0189 MAIL ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001318293 XXXXXXXX 09-30-2021 09-30-2021 Spectrum Asset Management, Inc.

2 HIGH RIDGE PARK STAMFORD CT 06905

13F HOLDINGS REPORT 028-11300 N Joseph A. Hanczor 203-322-0189 Joseph A. Hanczor Stamford CT 10-27-2021 1 5 55213 false 1 028-16475 SEI INFORMATION TABLE 2 sami093021.inftab.xml BLACKROCK CR ALLOCATION INCOCOM09250810010955723135SHSOLE 72313500HANCOCK JOHN PFD INCOME FD ICOM41021P10312107646421SHSOLE 64642100INVESCO EXCH TRADED FD TR IIPFD ETF46138E5117939528243SHSOLE 52824300ISHARES TRCORE US AGGBD ET464287226199917414SHSOLE 1741400ISHARES TRPFD AND INCM SEC46428868722213572357SHSOLE 57235700