The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 11,676 | 966,571 | SH | SOLE | 966,571 | 0 | 0 | ||
| HANCOCK JOHN PFD INCOME FD I | COM | 41021P103 | 12,049 | 646,421 | SH | SOLE | 646,421 | 0 | 0 | ||
| HSBC HLDGS PLC | ADR A 1/40PF A | 404280604 | 11,213 | 421,838 | SH | SOLE | 421,838 | 0 | 0 | ||
| ISHARES TR | CORE US AGGBD ET | 464287226 | 313 | 2,942 | SH | SOLE | 2,942 | 0 | 0 | ||
| WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 | 108,166 | 85,914 | SH | SOLE | 85,914 | 0 | 0 | ||
| WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 | 3,854 | 3,061 | SH | DFND | 1 | 3,061 | 0 | 0 | |