0001126328-18-000229.txt : 20180813 0001126328-18-000229.hdr.sgml : 20180813 20180813150119 ACCESSION NUMBER: 0001126328-18-000229 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180813 DATE AS OF CHANGE: 20180813 EFFECTIVENESS DATE: 20180813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Asset Management, Inc. CENTRAL INDEX KEY: 0001318293 IRS NUMBER: 061209521 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11300 FILM NUMBER: 181011945 BUSINESS ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-322-0189 MAIL ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001318293 XXXXXXXX 06-30-2018 06-30-2018 Spectrum Asset Management, Inc.

2 HIGH RIDGE PARK STAMFORD CT 06905

13F HOLDINGS REPORT 028-11300 N Joseph A. Hanczor 203 322-0189 Joseph A. Hanczor Stamford CT 08-01-2018 1 6 147271 false 1 028-16475 SEI INFORMATION TABLE 2 spectrum063018.inftab.xml BLACKROCK CR ALLCTN INC TRCOM09250810011676966571SHSOLE 96657100HANCOCK JOHN PFD INCOME FD ICOM41021P10312049646421SHSOLE 64642100HSBC HLDGS PLCADR A 1/40PF A40428060411213421838SHSOLE 42183800ISHARES TRCORE US AGGBD ET4642872263132942SHSOLE 294200WELLS FARGO CO NEWPERP PFD CNV A94974680410816685914SHSOLE 8591400WELLS FARGO CO NEWPERP PFD CNV A94974680438543061SHDFND1306100