0001553350-18-001392.txt : 20181227
0001553350-18-001392.hdr.sgml : 20181227
20181227161158
ACCESSION NUMBER: 0001553350-18-001392
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181224
FILED AS OF DATE: 20181227
DATE AS OF CHANGE: 20181227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MacLean Malcolm F IV
CENTRAL INDEX KEY: 0001318129
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38175
FILM NUMBER: 181254825
MAIL ADDRESS:
STREET 1: C/O ASPEN GROUP, INC.
STREET 2: 1660 SOUTH ALBION STREET, SUITE 525
CITY: DENVER
STATE: CO
ZIP: 80222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN GROUP, INC.
CENTRAL INDEX KEY: 0001487198
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 271933597
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 276 FIFTH AVENUE
STREET 2: SUITE 306
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: (212) 477-1210
MAIL ADDRESS:
STREET 1: 276 FIFTH AVENUE
STREET 2: SUITE 306
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: Elite Nutritional Brands, Inc.
DATE OF NAME CHANGE: 20111011
FORMER COMPANY:
FORMER CONFORMED NAME: Hidden Ladder, Inc.
DATE OF NAME CHANGE: 20100315
4
1
maclean4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-12-24
0
0001487198
ASPEN GROUP, INC.
ASPU
0001318129
MacLean Malcolm F IV
276 FIFTH AVENUE
SUITE 306
NEW YORK
NY
10001
1
0
0
0
Common Stock
2018-12-24
4
A
0
2000
0
A
2302
D
Common Stock
651228
I
See footnote
Employee Stock Option (Right to Buy)
5.12
2018-12-24
4
A
0
10000
0
A
2018-12-24
2023-12-24
Common Stock
10000
10000
D
The shares of restricted common stock were granted under the Aspen Group, Inc. 2018 Equity Incentive Plan (the "Plan") for service as a director and a committee member, as applicable, and vest in three equal annual increments on December 24, 2019, December 24, 2020, and December 24, 2021, subject to continued service as a director of the Issuer on each applicable vesting date.
Includes (i) 28,749 shares held jointly with spouse, (ii) 98,000 shares held by Starfish Partners LLC which Mr. MacLean indirectly controls, (iii) 250,000 shares held by Taurus Capital Partners LLC of which Mr. MacLean is the Managing Member, (iv) 18,938 shares held as custodian for the benefit of Mr. MacLean's children, (v) 155,196 shares held in the name of his multiple IRAs, (vi) 6,500 shares held in trust, (vii) 7,333 shares held in spouse's IRA, and (viii) 86,512 shares held in Mr. MacLean's company defined benefit plan.
The stock options were granted under the Plan for service as a director and a committee member, as applicable, and vest in three equal annual increments on December 24, 2019, December 24, 2020 and December 24, 2021, subject to continued service as a director of the Issuer on each applicable vesting date.
/s/ Malcolm F. MacLean IV
2018-12-27