The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AURORA MOBILE LTD | ADS | 051857100 | 165 | 24,100 | SH | SOLE | 24,100 | 0 | 0 | ||
| BEIGENE LTD | SPONSORED ADR | 07725L102 | 1,033 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
| CHANGYOU COM LTD | ADS REP CL A | 15911M107 | 535 | 40,552 | SH | SOLE | 40,552 | 0 | 0 | ||
| COLONY CAP INC NEW | CL A COM | 19626G108 | 6,287 | 1,032,318 | SH | SOLE | 1,032,318 | 0 | 0 | ||
| JAKKS PAC INC | COM | 47012E106 | 2,802 | 1,098,906 | SH | SOLE | 1,098,906 | 0 | 0 | ||
| NEW FRONTIER CORP | UNIT 99/99/9999 | G6485P116 | 102 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| SONY CORP | SPONSORED ADR | 835699307 | 1,647 | 27,152 | SH | Call | SOLE | 27,152 | 0 | 0 | |
| SONY CORP | SPONSORED ADR | 835699307 | 261 | 4,300 | SH | SOLE | 4,300 | 0 | 0 | ||
| STRATUS PPTYS INC | COM NEW | 863167201 | 34,433 | 1,125,265 | SH | SOLE | 1,125,265 | 0 | 0 | ||
| SUNLANDS ONLINE ED GROUP | ADS | 86740P108 | 194 | 32,000 | SH | SOLE | 32,000 | 0 | 0 | ||
| TESLA INC | NOTE 2.375% 3/1 | 88160RAD3 | 20,402 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
| ZAI LAB LTD | ADR | 98887Q104 | 390 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||