0001085146-15-002440.txt : 20151116
0001085146-15-002440.hdr.sgml : 20151116
20151116173038
ACCESSION NUMBER: 0001085146-15-002440
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151116
DATE AS OF CHANGE: 20151116
EFFECTIVENESS DATE: 20151116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SFE Investment Counsel
CENTRAL INDEX KEY: 0001317784
IRS NUMBER: 953176708
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11318
FILM NUMBER: 151236439
BUSINESS ADDRESS:
STREET 1: 1000 WILSHIRE BOULEVARD
STREET 2: SUITE 1950
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
BUSINESS PHONE: 213-612-0220
MAIL ADDRESS:
STREET 1: 1000 WILSHIRE BOULEVARD
STREET 2: SUITE 1950
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001317784
XXXXXXXX
09-30-2015
09-30-2015
true
1
RESTATEMENT
false
SFE Investment Counsel
1000 WILSHIRE BOULEVARD
SUITE 1950
LOS ANGELES
CA
90017
13F HOLDINGS REPORT
028-11318
N
Jon Michael Kmett
President
213-612-0220
/s/ Jon Michael Kmett
Los Angeles
CA
11-13-2015
0
94
209592
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
1213
8555
SH
SOLE
8555
0
0
ABBOTT LABS
COM
002824100
3900
96956
SH
SOLE
96956
0
0
ABBVIE INC
COM
00287y109
6214
114216
SH
SOLE
114216
0
0
ADEPTUS HEALTH INC
CL A
006855100
847
10485
SH
SOLE
10485
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
1315
23879
SH
SOLE
23879
0
0
ANTARES PHARMA INC
COM
036642106
102
60000
SH
SOLE
60000
0
0
APPLE INC
COM
037833100
7313
66301
SH
SOLE
66301
0
0
AZZ INC
COM
002474104
4612
94724
SH
SOLE
94724
0
0
B/E AEROSPACE INC
COM
073302101
3701
84310
SH
SOLE
84310
0
0
BAKER HUGHES INC
COM
057224107
1198
23020
SH
SOLE
23020
0
0
BECTON DICKINSON & CO
COM
075887109
5685
42853
SH
SOLE
42853
0
0
BED BATH & BEYOND INC
COM
075896100
2576
45170
SH
SOLE
45170
0
0
BLACKHAWK NETWORK HLDGS INC
COM
09238e104
866
20425
SH
SOLE
20425
0
0
BOEING CO
COM
097023105
1454
11101
SH
SOLE
11101
0
0
BREITBURN ENERGY PARTNERS LP
COM UT LTD PTN
106776107
136
66772
SH
SOLE
66772
0
0
BROOKFIELD RENEWABLE ENRGY P
PARTNERSHIP UNIT
g16258108
1803
65590
SH
SOLE
65590
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
706
11905
SH
SOLE
11905
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
780
106445
SH
SOLE
106445
0
0
CHEVRON CORP NEW
COM
166764100
482
6105
SH
SOLE
6105
0
0
CHICAGO BRIDGE & IRON CO N V
COM
167250109
5025
126705
SH
SOLE
126705
0
0
CISCO SYS INC
COM
17275R102
876
33365
SH
SOLE
33365
0
0
CLEAN HARBORS INC
COM
184496107
1138
25891
SH
SOLE
25891
0
0
COLGATE PALMOLIVE CO
COM
194162103
588
9265
SH
SOLE
9265
0
0
COMPUTER PROGRAMS & SYS INC
COM
205306103
3225
76545
SH
SOLE
76545
0
0
CONOCOPHILLIPS
COM
20825c104
2022
42160
SH
SOLE
42160
0
0
CONSOLIDATED EDISON INC
COM
209115104
385
5760
SH
SOLE
5760
0
0
CORNING INC
COM
219350105
3334
194735
SH
SOLE
194735
0
0
COSTCO WHSL CORP NEW
COM
22160k105
2549
17635
SH
SOLE
17635
0
0
CUMMINS INC
COM
231021106
304
2803
SH
SOLE
2803
0
0
DELUXE CORP
COM
248019101
3390
60822
SH
SOLE
60822
0
0
DICKS SPORTING GOODS INC
COM
253393102
2671
53835
SH
SOLE
53835
0
0
DOMINION RES INC VA NEW
COM
25746u109
646
9179
SH
SOLE
9179
0
0
DONALDSON INC
COM
257651109
4090
145672
SH
SOLE
145672
0
0
E M C CORP MASS
COM
268648102
7678
317787
SH
SOLE
317787
0
0
EATON CORP PLC
SHS
g29183103
795
15489
SH
SOLE
15489
0
0
EGA EMERGING GLOBAL SHS TR
EGS EMKTCONS ETF
268461779
746
34335
SH
SOLE
34335
0
0
ENBRIDGE ENERGY MANAGEMENT L
SHS UNITS LLI
29250x103
767
32234
SH
SOLE
32234
0
0
EXXON MOBIL CORP
COM
30231g102
308
4147
SH
SOLE
4147
0
0
FIRST SOLAR INC
COM
336433107
1156
27035
SH
SOLE
27035
0
0
FLY LEASING LTD
SPONSORED ADR
34407d109
8345
632233
SH
SOLE
632233
0
0
GENERAL ELECTRIC CO
COM
369604103
5808
230304
SH
SOLE
230304
0
0
GOLDEN OCEAN GROUP LTD
SHS
g39637106
775
315225
SH
SOLE
315225
0
0
GOOGLE INC
CL A
38259P508
420
691
SH
SOLE
691
0
0
GOOGLE INC
CL C
38259P706
576
902
SH
SOLE
902
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068x100
781
45330
SH
SOLE
45330
0
0
HCP INC
COM
40414l109
8280
222295
SH
SOLE
222295
0
0
HEALTHCARE SVCS GRP INC
COM
421906108
1827
54225
SH
SOLE
54225
0
0
HELMERICH & PAYNE INC
COM
423452101
1097
23215
SH
SOLE
23215
0
0
HEXCEL CORP NEW
COM
428291108
382
8515
SH
SOLE
8515
0
0
INTEL CORP
COM
458140100
2823
93652
SH
SOLE
93652
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
480
3310
SH
SOLE
3310
0
0
ISHARES TR
CUR HD EURZN ETF
46434v639
212
8550
SH
SOLE
8550
0
0
ITC HLDGS CORP
COM
465685105
1417
42512
SH
SOLE
42512
0
0
JACOBS ENGR GROUP INC DEL
COM
469814107
2379
63559
SH
SOLE
63559
0
0
JOHNSON & JOHNSON
COM
478160104
2414
25858
SH
SOLE
25858
0
0
JPMORGAN CHASE & CO
COM
46625H100
439
7204
SH
SOLE
7204
0
0
KAYNE ANDERSON MLP INVT CO
COM
486606106
6374
274957
SH
SOLE
274957
0
0
KINDER MORGAN INC DEL
COM
49456b101
1042
37641
SH
SOLE
37641
0
0
LIMONEIRA CO
COM
532746104
3133
187290
SH
SOLE
187290
0
0
LOWES COS INC
COM
548661107
4864
70568
SH
SOLE
70568
0
0
MESABI TR
CTF BEN INT
590672101
5034
419831
SH
SOLE
419831
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
1482
35095
SH
SOLE
35095
0
0
MICROSOFT CORP
COM
594918104
885
20000
SH
SOLE
20000
0
0
MIDCOAST ENERGY PARTNERS L P
COM UT LTD PTN
59564n103
1993
206580
SH
SOLE
206580
0
0
NEWELL RUBBERMAID INC
COM
651229106
258
6500
SH
SOLE
6500
0
0
NEXTERA ENERGY INC
COM
65339f101
2859
29310
SH
SOLE
29310
0
0
NORDIC AMERICAN TANKERS LIMI
COM
g65773106
3504
230533
SH
SOLE
230533
0
0
NORTHROP GRUMMAN CORP
COM
666807102
431
2600
SH
SOLE
2600
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
896
13543
SH
SOLE
13543
0
0
ONEOK PARTNERS LP
UNIT LTD PARTN
68268n103
2539
86775
SH
SOLE
86775
0
0
PALO ALTO NETWORKS INC
COM
697435105
654
3805
SH
SOLE
3805
0
0
PATTERSON COMPANIES INC
COM
703395103
773
17875
SH
SOLE
17875
0
0
PFIZER INC
COM
717081103
301
9577
SH
SOLE
9577
0
0
PHILLIPS 66
COM
718546104
284
3700
SH
SOLE
3700
0
0
PLUM CREEK TIMBER CO INC
COM
729251108
6920
175138
SH
SOLE
175138
0
0
QUALCOMM INC
COM
747525103
4944
92019
SH
SOLE
92019
0
0
RLI CORP
COM
749607107
388
7247
SH
SOLE
7247
0
0
RPM INTL INC
COM
749685103
743
17748
SH
SOLE
17748
0
0
SEMPRA ENERGY
COM
816851109
415
4295
SH
SOLE
4295
0
0
SIGMA ALDRICH CORP
COM
826552101
529
3805
SH
SOLE
3805
0
0
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
1207
36716
SH
SOLE
36716
0
0
TENNANT CO
COM
880345103
2106
37485
SH
SOLE
37485
0
0
TETRA TECH INC NEW
COM
88162g103
1163
47835
SH
SOLE
47835
0
0
THOR INDS INC
COM
885160101
4519
87230
SH
SOLE
87230
0
0
TOWERSTREAM CORP
COM
892000100
22
20250
SH
SOLE
20250
0
0
UNITED NAT FOODS INC
COM
911163103
1881
38777
SH
SOLE
38777
0
0
US BANCORP DEL
COM NEW
902973304
2541
61958
SH
SOLE
61958
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
233
3040
SH
SOLE
3040
0
0
VARIAN MED SYS INC
COM
92220p105
1253
16983
SH
SOLE
16983
0
0
VERIZON COMMUNICATIONS INC
COM
92343v104
6103
140269
SH
SOLE
140269
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
6992
84135
SH
SOLE
84135
0
0
WELLS FARGO & CO NEW
COM
949746101
4516
87936
SH
SOLE
87936
0
0
XCEL ENERGY INC
COM
98389b100
436
12320
SH
SOLE
12320
0
0
ZOETIS INC
CL A
98978v103
324
7870
SH
SOLE
7870
0
0