0001144204-16-128399.txt : 20161017
0001144204-16-128399.hdr.sgml : 20161017
20161017203550
ACCESSION NUMBER: 0001144204-16-128399
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161014
FILED AS OF DATE: 20161017
DATE AS OF CHANGE: 20161017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Terrapin 3 Acquisition Corp
CENTRAL INDEX KEY: 0001608298
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 464388636
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1700 BROADWAY,
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-710-4100
MAIL ADDRESS:
STREET 1: 1700 BROADWAY,
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Leight Nathan
CENTRAL INDEX KEY: 0001317779
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36547
FILM NUMBER: 161939711
MAIL ADDRESS:
STREET 1: C/O TERRAPIN PARTNERS LLC
STREET 2: ROCKEFELLER CENTER, 620 FIFTH AVE, 3 FL
CITY: NEW YORK
STATE: NY
ZIP: 10020
4
1
v450687_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-10-14
0
0001608298
Terrapin 3 Acquisition Corp
TRTL
0001317779
Leight Nathan
1700 BROADWAY, 18TH FLOOR
NEW YORK
NY
10019
1
0
1
0
Class F Common Stock
3866878
I
See footnotes
Class A Common Stock
2016-10-14
4
P
0
2000
9.9737
A
7000
I
See footnote
Represents (i) 2,431,488 shares of Class F common stock held by Apple Orange LLC, acquired pursuant to a certain Securities Subscription Agreement, dated as of December 31, 2013 by and between the Company and Apple Orange LLC; (ii) 1,379,329 shares of Class F common stock held by Terrapin Partners Employee Partnership 3 LLC, acquired pursuant to a certain Securities Subscription Agreement, dated as of December 31, 2013 by and between the Company and Terrapin Partners Employee Partnership 3 LLC; and (iii) 56,061 shares of Class F common stock held by Terrapin Partners Green Employee Partnership LLC. Nathan Leight, the Chairman of the Company, is the sole managing member of Apple Orange LLC, Terrapin Partners Employee Partnership 3 LLC and Terrapin Partners Green Employee Partnership LLC.
Mr. Leight may be deemed the beneficial owner of the securities held by Apple Orange LLC, Terrapin Partners Employee Partnership 3 LLC and Terrapin Partners Green Employee Partnership LLC and has sole voting and dispositive control over such securities. Includes an aggregate of 429,257 shares held by such entities that are subject to forfeiture to the extent that the underwriter's overallotment option in the Company's initial public offering is not fully exercised. Mr. Leight disclaims beneficial ownership over any securities owned by Apple Orange LLC, Terrapin Partners Employee Partnership 3 LLC and Terrapin Partners Green Employee Partnership LLC in which he does not have any pecuniary interest.
These shares are held in the Leight Family 1998 Irrevocable Trust for the benefit of Mr. Leight's children. Mr. Leight's spouse is trustee of the trust. Mr. Leight disclaims beneficial ownership of such securities except to the extent of his respective pecuniary interest therein.
/s/ Nathan Leight
2016-10-17